CSWC / Capital Southwest Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Capital Southwest Corporation
US ˙ NasdaqGS ˙ US1405011073

Utestående aksjer 55,628,458 shares
Innsideraksjer3 776 961 shares
Eierandel blant insidere6,79 %
Totale insidere32
Insider Sentiment Score

Insider Sentiment Score finner selskapene som blir kjøpt av bedriftsinsidere.

Det er resultatet av en sofistikert, flerfaktor kvantitativ modell som identifiserer selskaper som har de høyeste nivåene av insiderakkumulasjon. Scoringsmodellen bruker en kombinasjon av netto antall insidere som kjøper de siste 90 dagene, det totale antallet kjøpte aksjer som en prosentandel av flyten, og det totale antallet aksjer eid av insidere. Tallet varierer fra 0 til 100, hvor høyere tall indikerer en høyere grad av akkumulasjon sammenlignet med jevnaldrende, og 50 er gjennomsnittet.

Oppdateringsfrekvens: Daglig

Se Insidernes Topp Picks, som gir en liste over selskaper med høyest akkumulasjon blant insidere.

Officer Sentiment Score

Officer Sentiment Score finner selskaper som kjøpes av bedriftsoffiserer.

Per definisjon er Corporate Officers Corporate Insiders, men i motsetning til noen av de andre innsiderne (10 % aksjonærer og styremedlemmer), jobber offiserer for selskapet på daglig basis, og de bruker sine egne penger når de handler . (10 % aksjonærer og styremedlemmer er ofte fondsforvaltere som forvalter andres penger.) Som sådan er innsidehandler utført av offiserer mye mer betydningsfulle og bør behandles på riktig måte.

Som Insider Sentiment Score er Officer Sentiment Score resultatet av en sofistikert, flerfaktor kvantitativ modell som identifiserer selskaper med de høyeste nivåene av akkumulasjon blant ledelsen.

Oppdateringsfrekvens: Daglig

Se Insidernes Topp Picks, som gir en liste over selskaper med høyest insider-sentiment.

Nøkkelindikatorer for insidere

Dette kortet viser hvordan selskapet rangerer langs ulike indikatorer for insidere. Percentile-rangeringen viser hvordan dette selskapet sammenligner seg med andre selskaper på USAs markeder. Høyere rangeringer indikerer bedre situasjoner.

For eksempel, er det generelt akseptert at insiderkjøp er en positiv indikator, så derfor ville selskaper som insiderkjøper mer, rangere høyere enn selskaper med mindre insiderkjøp (eller til og med insidersalg).

Netto antall insidere som kjøper (Rangering)

2 ( )

192 out of 11302

Nettotall av innsidekjøp som kjøper er det totale antallet insidere som har kjøpt minus det totale antallet insidere som har solgt de siste 90 dagene. Den prosentvise rangeringen vises her (rangerer fra 0 til 100%).

Prosent av aksjeflyt kjøpt av insidere (rang)

0.002 %( )

531 out of 11220

Prosenten av aksjeflyt kjøpt av innsidere er det totale antallet aksjer som er blitt kjøpt av innsidere minus det totale antallet aksjer solgt av innsidere de siste 90 dagene, delt på totalt antall utestående aksjer og multiplisert med 100.

Diagram over innsidehandel

Capital Southwest Corporation insiderhandel vises i følgende diagram. Innsidere er ledere, direktører eller viktige investorer i et selskap. Generelt sett er det ulovlig for insidere å handle med aksjer i sine selskaper basert på materiell, ikke-offentlig informasjon. Dette betyr ikke at det er ulovlig for dem å gjøre any handler i deres egne selskaper. Imidlertid må de rapportere alle handler til SEC via en Form 4.

Insiderliste og lønnsomhetsmålinger

Denne tabellen viser listen over kjente insidere, og er automatisk generert fra arkiveringer offentliggjort av SEC. I tillegg til navn, siste tittel og direktør-, offiser- eller 10 % eier-betegnelse, gir vi de nyeste offentliggjorte beholdningene. I tillegg gir vi, når det er mulig, den historiske handelsytelsen for insidere. Den historiske handelsytelsen er et vektet gjennomsnitt av ytelsen til faktiske kjøpstransaksjoner som er gjort av insidere på det åpne markedet. For mer informasjon om hvordan dette blir beregnet, kan du se dette YouTube-webinaret.

See our leaderboard of most profitable insider traders.

Innsider Gjennomsnittlig fortjeneste (%) Aksjer
eid
Splitt
justert
William M Ashbaugh Sr. VP, Managing Director - [O] 48 068 48 068
Joseph B Armes Director - [D] 31 000 31 000
Christine Battist Director - [D] 19 896 19 896
Marquez D Bela Vice President - [O] 0 0
Donald W Burton Director - [D] 106 190 106 190
David R Brooks Director - [D] 40 944 40 944
Bowen S Diehl President and CEO, Director - [D] [O] 303 943 303 943
Jack D Furst Director - [D] 47 948 47 948
Henry James Gohlke Vice President - [O] 2 500 2 500
Matthew Bailey Golden Vice President - [O] 1 800 1 800
Innsider Gjennomsnittlig fortjeneste (%) Aksjer
eid
Splitt
justert
Kelley Douglas M. Sr. VP, Managing Director - [O] 84 767 84 767
Samuel B Ligon Director - [D] 12 900 12 900
Gary L Martin Director - [D] 445 292 445 292
Christopher J Mudd Sr. VP of Operations - [O] 0 0
Moab Capital Partners LLC 10% Owner - [10%] 1 573 594 1 573 594
Moab GP LLC 10% Owner - [10%] 1 573 594 1 573 594
Moab Partners LP 10% Owner - [10%] 1 474 742 1 573 594
Thomas Duane Morgan Director - [D] 4 776 4 776
Morris Tracy L. CFO - [O] 200 200
Neblett Glenn M. Vice President - [O] 15 988 15 988
Jeffrey G Peterson Vice President - [O] 0 0
Innsider Gjennomsnittlig fortjeneste (%) Aksjer
eid
Splitt
justert
Chris Rehberger Chief Financial Officer - [O] 149 151 149 151
Ramona Lynn Rogers-Windsor Director - [D] 20 828 20 828
Michael Rothenberg 10% Owner - [10%] 1 573 594 1 573 594
Schwertner Ray D. Vice President - [O] 8 600 8 600
Michael Scott Sarner President and CEO, Director - [D] [O] 470 460 470 460
Christopher Scott Shedd Vice President - [O] 750 750
Strup Richard F. Director - [D] 500 500
Kelly Tacke SVP and CFO - [O] 47 000 47 000
William R III Thomas Director - [D] 18 344 18 344
John H Wilson Director - [D] 20 000 20 000
Weinstein Joshua S. Senior Managing Director & CIO - [O] 301 522 301 522

Report errors via our new Insider Auditing Tool

Analyse av sporrekord for insiderkjøp - Kortsiktig lønnsomhetsanalyse

I denne seksjonen analyserer vi lønnsomheten til hver ikke-planlagte, åpne markeds innsidekjøp gjort i CSWC / Capital Southwest Corporation. Denne analysen hjelper til med å forstå om insidere konsekvent genererer unormale avkastninger og er verdt å følge. Denne analysen gjelder for ett år etter hver handel, og resultatene er teoretiske .

Følgende tabell viser de mest nylige åpne markedskjøpene som ikke var en del av en automatisk handelsplan.

Handelsdato Innsider Rapporterte
aksjer
Rapportert
pris
Justert
aksjer
Justert
pris
Kostnadsgrunnlag Dager til
maks
Pris ved
maks
Maks
fortjeneste
Maks avkastning (%)
2025-08-20 BATTIST CHRISTINE 667 22,4470 667 22,4470 14 972 15 23.0000 369 2,46
2025-06-23 Rogers-Windsor Ramona Lynn 471 21,1900 471 21,1900 9 980
2025-05-27 BATTIST CHRISTINE 476 20,8714 476 20,8714 9 935
2025-03-26 Rogers-Windsor Ramona Lynn 450 22,5193 450 22,5193 10 134
2024-12-12 Rogers-Windsor Ramona Lynn 250 22,6699 250 22,6699 5 667
2024-11-08 BATTIST CHRISTINE 256 23,1279 256 23,1279 5 921
2024-11-07 Rogers-Windsor Ramona Lynn 500 23,0667 500 23,0667 11 533
2024-09-16 Rogers-Windsor Ramona Lynn 250 25,0300 250 25,0300 6 258
2024-08-09 BATTIST CHRISTINE 406 23,9419 406 23,9419 9 720

Justert pris er prisen justert for splitt. Justerte aksjer er aksjer justert for splitt.

CSWC / Capital Southwest Corporation Insider Trades
Analyse av sporrekord for insidesalg - Kortsiktig tapanalyse

I denne seksjonen analyserer vi kortsiktig tap til hver ikke-planlagte, åpne markeds innsidekjøp gjort i CSWC / Capital Southwest Corporation. Et konsekvent mønster av tap unngåelse kan antyde at fremtidige salgstransaksjoner kan forutsi nedgang i pris. Denne analysen gjelder for ett år etter hver handel, og resultatene er teoretiske .

Følgende tabell viser de mest nylige åpne markedssalgene som ikke var en del av en automatisk trading plan.

Handelsdato Innsider Rapporterte
aksjer
Rapportert
pris
Justert
aksjer
Justert
pris
Kostnadsgrunnlag Dager til
min
Pris ved
min
Maks tap
ungått ($)
Maks tap
ungått (%)
2021-09-09 Thomas William R III 4 000 27,6954 4 000 27,6954 110 782 280 17.9900 −38 821 −35,04
2017-08-28 Moab Capital Partners LLC 1 400 17,4000 1 400 17,4000 24 360
2017-08-28 Moab Partners LP 1 323 17,4000 1 323 17,4000 23 020
2017-08-25 Moab Capital Partners LLC 1 870 17,3327 1 870 17,3327 32 412
2017-08-25 Moab Capital Partners LLC 50 000 17,3000 50 000 17,3000 865 000
2017-08-25 Moab Partners LP 1 768 17,3327 1 768 17,3327 30 644
2017-08-25 Moab Partners LP 47 250 17,3000 47 250 17,3000 817 425
2017-04-10 Moab Partners LP 100 17,0200 100 17,0200 1 702
2017-04-10 Moab Capital Partners LLC 100 17,0200 100 17,0200 1 702

Justert pris er prisen justert for splitt. Justerte aksjer er aksjer justert for splitt.

CSWC / Capital Southwest Corporation Insider Trades
Transaksjonshistorikk

Klikk på lenkeikonet for å se hele transaksjonshistorikken. Transaksjoner rapportert som en del av en automatisk handelsplan 10b5-1 vil ha en X i kolonnen merket 10b-5.

Fil
dato
Handels
dato
Skjema Innsider Ticker Verdipapirnavn Kode 10b5-1 Direkte Utøvelses
pris
Enhets
pris
Enheter
endret
Verdi
endret (1K)
Gjenværende
Opsjoner
Gjenværende
Aksjer
2025-08-21 2025-08-20 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 22,4470 667 15 12 615
2025-08-14 2025-08-12 4 FURST JACK D CSWC Common Stock A - Award D 2 193 47 948
2025-08-13 2025-08-12 4 Brooks David R CSWC Common Stock A - Award D 2 193 40 944
2025-08-13 2025-08-12 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2 193 20 828
2025-08-13 2025-08-12 4 BATTIST CHRISTINE CSWC Common Stock A - Award D 2 193 11 948
2025-08-13 2025-08-12 4 Thomas William R III CSWC Common Stock A - Award D 2 193 18 344
2025-06-23 2025-06-23 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 21,1900 471 10 18 092
2025-06-11 2025-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21,3500 −12 041 −257 301 522
2025-06-11 2025-06-09 4 Weinstein Joshua S. CSWC Common Stock A - Award D 65 000 313 563
2025-06-11 2025-06-09 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21,0600 −3 127 −66 248 563
2025-06-10 2025-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21,3500 −15 319 −327 470 460
2025-06-10 2025-06-09 4 Sarner Michael Scott CSWC Common Stock A - Award D 80 000 485 779
2025-06-10 2025-06-09 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21,0600 −3 648 −77 405 779
2025-06-10 2025-06-10 4 Rehberger Chris CSWC Common Stock F - Taxes D 21,3500 −3 041 −65 149 151
2025-06-10 2025-06-09 4 Rehberger Chris CSWC Common Stock A - Award D 45 000 152 192
2025-06-10 2025-06-09 4 Rehberger Chris CSWC Common Stock F - Taxes D 21,0600 −1 126 −24 107 192
2025-05-28 2025-05-27 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 20,8714 476 10 9 755
2025-03-26 2025-03-26 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 22,5193 450 10 17 238
2025-02-27 3 Rehberger Chris CSWC Common Stock D 108 318
2024-12-12 2024-12-12 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 22,6699 250 6 16 407
2024-11-08 2024-11-08 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 23,1279 256 6 9 279
2024-11-07 2024-11-07 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23,0667 500 12 16 157
2024-09-16 2024-09-16 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25,0300 250 6 15 363
2024-08-13 2024-08-09 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2 090 15 113
2024-08-13 2024-08-09 4 Thomas William R III CSWC Common Stock A - Award D 2 090 16 151
2024-08-12 2024-08-09 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2 090 7 281
2024-08-12 2024-08-09 4 FURST JACK D CSWC Common Stock A - Award D 2 090 45 755
2024-08-12 2024-08-09 4 Brooks David R CSWC Common Stock A - Award D 2 090 38 751
2024-08-09 2024-08-09 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 23,9419 406 10 9 023
2024-06-28 2024-06-28 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 26,1300 200 5 12 798
2024-06-24 2024-06-21 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24,9562 197 5 8 617
2024-06-11 2024-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 95 000 303 943
2024-06-11 2024-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 26,1300 −17 282 −452 208 943
2024-06-11 2024-06-09 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 26,1300 −8 422 −220 226 225
2024-06-11 2024-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 75 000 409 427
2024-06-11 2024-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 26,1300 −13 607 −356 334 427
2024-06-11 2024-06-09 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 26,1300 −4 723 −123 348 034
2024-06-11 2024-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 60 000 251 690
2024-06-11 2024-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 26,1300 −10 117 −264 191 690
2024-06-11 2024-06-09 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 26,1300 −3 560 −93 201 807
2024-06-04 2024-06-03 4 Thomas William R III CSWC Common Stock P - Purchase D 25,8659 9 400 243 14 061
2024-06-04 2024-06-03 4 Thomas William R III CSWC Common Stock G - Gift D −8 217 4 661
2024-05-30 2024-05-29 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 25,2500 192 5 8 420
2024-05-23 2024-05-23 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25,6500 500 13 12 598
2023-12-21 2023-12-21 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23,2900 500 12 11 664
2023-11-16 2023-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 22,1700 −2 213 −49 234 639
2023-11-16 2023-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 22,1700 −1 869 −41 352 757
2023-11-16 2023-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 22,1700 −1 131 −25 216 167
2023-11-02 2023-11-02 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 21,6700 500 11 11 164
2023-08-14 2023-08-10 4 FURST JACK D CSWC Common Stock A - Award D 2 240 43 665
2023-08-14 2023-08-10 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2 240 10 462
2023-08-11 2023-08-10 4 Brooks David R CSWC Common Stock A - Award D 2 240 36 661
2023-08-11 2023-08-10 4 Thomas William R III CSWC Common Stock A - Award D 2 240 12 878
2023-08-11 2023-08-10 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2 240 5 171
2023-06-13 2023-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 19,8600 −17 282 −343 236 852
2023-06-13 2023-06-09 4 DIEHL BOWEN S CSWC Common Stock A - Award D 85 612 254 134
2023-06-13 2023-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 19,8600 −12 527 −249 354 626
2023-06-13 2023-06-09 4 Sarner Michael Scott CSWC Common Stock A - Award D 59 928 367 153
2023-06-13 2023-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 19,8600 −8 084 −161 217 298
2023-06-13 2023-06-09 4 Weinstein Joshua S. CSWC Common Stock A - Award D 51 367 225 382
2023-02-06 2023-02-06 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 19,6852 500 10 7 907
2022-11-16 2022-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 19,0900 −7 230 −138 168 520
2022-11-16 2022-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 19,0900 −3 688 −70 174 015
2022-11-16 2022-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 19,0900 −6 138 −117 307 225
2022-11-04 2022-11-04 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 18,9700 500 9 7 262
2022-11-03 2022-11-03 4 BATTIST CHRISTINE By Trust CSWC Common Stock P - Purchase I 18,9899 510 10 2 931
2022-08-12 2022-08-10 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2 421 2 421
2022-08-12 2022-08-10 4 FURST JACK D CSWC Common Stock A - Award D 2 421 41 425
2022-08-12 2022-08-10 4 Thomas William R III CSWC Common Stock A - Award D 2 421 10 638
2022-08-12 2022-08-10 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2 421 6 636
2022-08-12 2022-08-10 4 Brooks David R CSWC Common Stock A - Award D 2 421 34 421
2022-06-22 2022-06-22 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 18,5699 850 16 4 130
2022-06-10 2022-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 21,6200 −11 046 −239 190 258
2022-06-10 2022-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 63 397 201 304
2022-06-10 2022-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21,6200 −7 945 −172 313 363
2022-06-10 2022-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 43 990 321 308
2022-06-10 2022-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21,6200 −4 335 −94 177 703
2022-06-10 2022-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 37 473 182 038
2022-03-30 2022-03-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23,8147 750 18 3 230
2022-03-30 2022-03-29 4 Brooks David R CSWC Common Stock P - Purchase D 23,9290 2 000 48 32 000
2022-02-17 2022-02-17 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24,9974 389 10 8 248
2022-01-24 2021-12-29 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25,0500 800 20 2 480
2022-01-24 2021-09-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25,5483 800 20 1 650
2022-01-24 2021-08-16 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 26,4000 200 5 850
2022-01-24 2021-06-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23,5700 650 15 650
2021-12-20 2021-12-20 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24,3500 400 10 7 859
2021-11-17 2021-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 27,3800 −11 833 −324 137 897
2021-11-17 2021-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 27,3800 −9 974 −273 277 318
2021-11-17 2021-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 27,3800 −5 364 −147 144 565
2021-11-09 2021-11-09 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 26,8280 3 355 90 287 292
2021-09-28 2021-09-28 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 25,4000 700 18 7 459
2021-09-10 2021-09-09 4 Thomas William R III Held by reporting person's son CSWC Common Stock P - Purchase I 27,7185 2 000 55 6 000
2021-09-10 2021-09-09 4 Thomas William R III Held by the reporting person's son CSWC Common Stock P - Purchase I 27,7209 2 000 55 6 000
2021-09-10 2021-09-09 4 Thomas William R III Held by the reporting person's daughter CSWC Common Stock S - Sale I 27,6954 −4 000 −111 0
2021-09-10 2021-09-09 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 27,7540 568 16 6 759
2021-08-31 2021-08-31 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 26,3900 381 10 4 776
2021-06-10 2021-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 27,6500 −3 444 −95 283 937
2021-06-10 2021-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 38 818 287 381
2021-06-10 2021-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 27,6500 −5 886 −163 160 512
2021-06-10 2021-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 45 668 166 398
2021-06-10 2021-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 27,6500 −1 965 −54 149 929
2021-06-10 2021-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 33 109 151 894
2021-05-03 3 Weinstein Joshua S. Held by the reporting person's son CSWC Common Stock I 500
2021-05-03 3 Weinstein Joshua S. Held by the reporting person's daughter CSWC Common Stock I 400
2021-05-03 3 Weinstein Joshua S. Held by reporting person's son CSWC Common Stock I 650
2021-05-03 3 Weinstein Joshua S. CSWC Common Stock D 118 785
2021-04-01 3 Rogers-Windsor Ramona Lynn CSWC Common Stock D 0
2021-03-19 2021-03-19 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 21,4500 1 000 21 6 191
2021-02-11 2021-02-11 4 Brooks David R CSWC Common Stock P - Purchase D 20,5673 1 500 31 30 000
2020-06-11 2020-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 66 631 161 577
2020-06-11 2020-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 55 527 248 563
2020-03-23 2020-03-20 4 DIEHL BOWEN S By PHC Investments, LLC CSWC Common Stock P - Purchase I 9,4600 20 000 189 308 353
2020-03-20 2020-03-20 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 9,4000 21 500 202 193 036
2020-03-19 2020-03-18 4 FURST JACK D CSWC Common Stock P - Purchase D 8,8364 15 500 137 39 004
2020-03-19 2020-03-18 4 FURST JACK D FMAB Partners, LP CSWC Common Stock P - Purchase I 8,8364 39 000 345 39 000
2020-03-18 2020-03-18 4 Brooks David R CSWC Common Stock P - Purchase D 8,8990 4 000 36 28 500
2020-03-17 2020-03-17 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 10,3314 950 10 5 191
2020-03-02 2020-03-02 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 18,6100 537 10 4 241
2020-02-28 2020-02-28 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 18,1490 4 150 75 171 536
2020-02-24 2020-02-24 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 20,3514 1 000 20 3 704
2019-11-18 2019-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 22 500 141 923
2019-11-18 2019-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 19 000 167 386
2019-09-03 2019-08-30 4 Brooks David R CSWC Common Stock P - Purchase D 21,3690 2 500 53 24 500
2019-08-30 2019-08-28 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 21,8549 910 20 2 704
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,00 −3 123 0
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11,00 −2 852 0
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 3 123 34 126 398
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 2 852 31 123 275
2018-12-27 2018-12-26 4 FURST JACK D CSWC Common Stock P - Purchase D 18,7800 3 504 66 23 504
2018-12-27 2018-12-24 4 FURST JACK D CSWC Common Stock P - Purchase D 18,1600 2 900 53 20 000
2018-11-16 2018-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 51 000 154 655
2018-11-16 2018-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 43 400 148 386
2018-11-14 2018-11-12 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 19,5271 1 000 20 1 794
2018-08-22 2018-08-21 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 19,0100 794 15 794
2018-08-17 2018-08-15 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,53 −50 000 0
2018-08-17 2018-08-15 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,5300 50 000 576 169 257
2018-08-06 3 BATTIST CHRISTINE CSWC Common Stock D 0
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,53 2 661 50 000
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,00 6 247 3 123
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11,00 5 705 2 852
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,5300 2 661 31 119 257
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 6 247 69 116 596
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 5 705 63 110 349
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,53 2 661 50 000
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,00 6 247 3 123
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11,00 5 705 2 852
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,5300 2 661 31 119 257
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 6 247 69 116 596
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 5 705 63 110 349
2018-03-26 2018-03-23 4 WILSON JOHN H CSWC Common Stock P - Purchase D 17,1000 3 000 51 20 000
2018-02-09 2018-02-08 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 16,3900 3 050 50 14 937
2018-02-09 2018-02-09 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 16,2400 700 11 104 986
2017-12-29 2017-12-28 4 Brooks David R CSWC Common Stock P - Purchase D 16,6630 2 000 33 22 000
2017-12-22 2017-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock F - Taxes D 16,9500 −1 368 −23 84 767
2017-12-22 2017-11-10 4 KELLEY DOUGLAS M. CSWC Common Stock F - Taxes D 16,9900 −1 641 −28 64 635
2017-12-22 2017-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock F - Taxes D 16,9500 −524 −9 48 068
2017-12-22 2017-11-10 4 ASHBAUGH WILLIAM M CSWC Common Stock F - Taxes D 16,9900 −1 049 −18 43 592
2017-11-21 2017-11-21 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 16,8690 380 6 85 147
2017-11-17 2017-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 39 000 104 286
2017-11-17 2017-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock A - Award D 20 000 84 767
2017-11-17 2017-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 46 800 141 807
2017-11-17 2017-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 5 000 48 068
2017-11-14 2017-11-13 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 16,9973 1 500 25 66 135
2017-08-29 2017-08-28 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,4000 −1 400 −24 1 573 594
2017-08-29 2017-08-25 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,3327 −1 870 −32 1 574 994
2017-08-29 2017-08-25 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,3000 −50 000 −865 1 576 864
2017-08-29 2017-08-28 4 Moab Partners LP CSWC Common Stock S - Sale D 17,4000 −1 323 −23 1 474 742
2017-08-29 2017-08-25 4 Moab Partners LP CSWC Common Stock S - Sale D 17,3327 −1 768 −31 1 476 065
2017-08-29 2017-08-25 4 Moab Partners LP CSWC Common Stock S - Sale D 17,3000 −47 250 −817 1 477 833
2017-08-02 2017-07-31 4 Armes Joseph B CSWC Common Stock S - Sale D 16,3130 −500 −8 31 000
2017-07-24 2017-07-24 4 Armes Joseph B CSWC Common Stock S - Sale D 16,2700 −500 −8 31 500
2017-07-18 2017-07-17 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1360 −500 −8 32 000
2017-07-12 2017-07-10 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1850 −500 −8 32 500
2017-07-05 2017-07-03 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1500 −500 −8 33 000
2017-06-29 2017-06-28 4 WILSON JOHN H CSWC Common Stock P - Purchase D 16,3000 5 000 82 17 000
2017-06-27 2017-06-26 4 Armes Joseph B CSWC Common Stock S - Sale D 16,2170 −500 −8 33 500
2017-06-21 2017-06-19 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1380 −500 −8 34 000
2017-06-14 2017-06-12 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1000 −500 −8 34 500
2017-06-09 2017-06-07 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 16,2600 3 100 50 11 546
2017-06-07 2017-06-05 4 Armes Joseph B CSWC Common Stock S - Sale D 16,0300 −500 −8 35 000
2017-06-02 2017-06-01 4 Armes Joseph B CSWC Common Stock S - Sale D 16,0000 −1 000 −16 35 500
2017-05-16 2017-05-15 4 Armes Joseph B CSWC Common Stock S - Sale D 16,0000 −500 −8 36 500
2017-05-15 2016-06-17 5/A Moab Partners LP CSWC Put Option (Right to Sell) J - Other D 12,50 −939 0
2017-05-15 2016-06-17 5/A Moab Capital Partners LLC Performance Related Fees CSWC Put Option (Right to Sell) J - Other I 12,50 −1 000 0
2017-05-09 2017-05-08 4 Armes Joseph B CSWC Common Stock S - Sale D 16,0300 −500 −8 37 000
2017-05-02 2017-05-01 4 Armes Joseph B CSWC Common Stock S - Sale D 16,1500 −500 −8 37 500
2017-04-25 2017-04-24 4 Armes Joseph B CSWC Common Stock S - Sale D 16,0100 −500 −8 38 000
2017-04-12 2017-04-10 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,0200 −100 −2 1 626 864
2017-04-12 2017-04-10 4 Moab Partners LP CSWC Common Stock S - Sale D 17,0200 −100 −2 1 525 083
2017-04-05 2017-04-05 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,9500 −802 −14 1 626 964
2017-04-05 2017-04-05 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,9500 −700 −12 1 627 766
2017-04-05 2017-04-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,9175 −236 −4 1 628 466
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,8400 −1 400 −24 1 628 702
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,3350 −100 −2 1 630 102
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17,1600 −50 −1 1 630 202
2017-04-05 2017-04-05 4 Moab Partners LP CSWC Common Stock S - Sale D 16,9500 −802 −14 1 525 183
2017-04-05 2017-04-05 4 Moab Partners LP CSWC Common Stock S - Sale D 16,9500 −700 −12 1 525 985
2017-04-05 2017-04-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16,9175 −236 −4 1 526 685
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 16,8400 −1 400 −24 1 526 921
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 17,3350 −100 −2 1 528 321
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 17,1600 −50 −1 1 528 421
2017-03-31 2017-03-31 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,8400 −400 −7 1 630 252
2017-03-31 2017-03-29 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,8400 −200 −3 1 630 652
2017-03-31 2017-03-31 4 Moab Partners LP CSWC Common Stock S - Sale D 16,8400 −400 −7 1 528 471
2017-03-31 2017-03-29 4 Moab Partners LP CSWC Common Stock S - Sale D 16,8400 −200 −3 1 528 871
2017-03-16 2017-03-14 4 Brooks David R CSWC Common Stock P - Purchase D 15,9824 10 400 166 20 000
2017-03-13 2017-03-10 4 Armes Joseph B CSWC Common Stock S - Sale D 16,5212 −800 −13 38 500
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,53 33 321 52 661
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,00 6 246 9 370
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11,00 5 704 8 557
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,5300 33 321 384 141 233
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 6 246 69 107 912
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 5 704 63 101 666
2017-03-10 2017-03-09 4 Armes Joseph B CSWC Common Stock S - Sale D 16,5007 5 200 86 39 300
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,53 33 321 52 661
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11,00 6 246 9 370
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11,00 5 704 8 557
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,5300 33 321 384 192 983
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 6 246 69 159 662
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11,0000 5 704 63 153 416
2017-03-08 2016-12-08 4/A Armes Joseph B CSWC Common Stock G - Gift D −3 500 44 500
2017-03-06 2017-03-03 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock S - Sale I 16,5973 −8 502 −141 1 000
2017-02-14 2016-06-17 5 Moab Partners LP CSWC Put Option (Right to Sell) J - Other D 12,50 −939 0
2017-02-14 2016-06-17 5 Moab Capital Partners LLC Performance Related Fees CSWC Put Option (Right to Sell) J - Other I 12,50 −1 000 0
2017-01-18 2017-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,7300 −100 −2 1 630 852
2017-01-18 2017-01-13 4 Moab Partners LP CSWC Common Stock S - Sale D 16,7300 −100 −2 1 529 071
2017-01-10 2017-01-06 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,8021 −2 343 −39 1 630 952
2017-01-10 2017-01-06 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,8000 −3 100 −52 1 633 295
2017-01-10 2017-01-06 4 Moab Partners LP CSWC Common Stock S - Sale D 16,8021 −2 343 −39 1 529 171
2017-01-10 2017-01-06 4 Moab Partners LP CSWC Common Stock S - Sale D 16,8000 −3 100 −52 1 531 514
2017-01-06 2017-01-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,7400 −4 746 −79 1 636 395
2017-01-06 2017-01-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16,7462 −18 972 −318 1 641 141
2017-01-06 2017-01-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16,7400 −4 746 −79 1 534 614
2017-01-06 2017-01-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16,7462 −18 972 −318 1 539 360
2016-12-16 2016-12-14 4 Brooks David R CSWC Common Stock P - Purchase D 15,8200 3 000 47 9 600
2016-12-12 2016-12-08 4 Armes Joseph B CSWC Common Stock G - Gift D −3 500 43 500
2016-11-17 2016-11-15 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 43 125 147 712
2016-11-17 2016-11-15 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 34 500 65 286
2016-11-17 2016-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 20 000 64 919
2016-11-17 2016-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock P - Purchase D 5 000 44 513
2016-11-16 2016-11-10 4/A Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 14,3500 7 100 102 8 350
2016-11-14 2016-11-10 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14,3500 7 100 102 11 495
2016-09-15 2016-09-15 4 FURST JACK D CSWC Common Stock P - Purchase D 14,9000 5 400 80 17 100
2016-09-15 2016-09-14 4 FURST JACK D CSWC Common Stock P - Purchase D 14,9000 900 13 11 700
2016-09-15 2016-09-13 4 FURST JACK D CSWC Common Stock P - Purchase D 14,9000 2 700 40 10 800
2016-09-09 2016-09-09 4 FURST JACK D CSWC Common Stock P - Purchase D 14,8900 2 600 39 8 600
2016-09-09 2016-09-08 4 FURST JACK D CSWC Common Stock P - Purchase D 14,8400 1 500 22 5 500
2016-09-09 2016-09-07 4 FURST JACK D CSWC Common Stock P - Purchase D 14,7800 1 900 28 4 000
2016-09-07 2016-09-07 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14,8900 102 2 44 905
2016-06-27 2016-06-24 4 Brooks David R CSWC Common Stock P - Purchase D 14,0000 4 000 56 6 600
2016-06-27 2016-06-23 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 14,1200 4 986 70 30 786
2016-06-27 2016-06-24 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 13,9200 1 775 25 44 803
2016-06-27 2016-06-24 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14,0300 1 000 14 4 395
2016-06-17 2016-06-17 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 13,8500 1 800 25 25 800
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 7,36 −1 991 0
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 7,36 −3 983 0
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 7,3600 1 991 15 39 513
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 7,3600 3 983 29 37 522
2016-03-21 2016-03-18 4 WILSON JOHN H CSWC Common Stock P - Purchase D 14,0700 2 000 28 12 000
2016-02-22 2016-02-18 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14,0360 5 000 70 43 014
2016-02-12 2016-02-12 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 13,3400 950 13 3 395
2016-01-20 2016-01-15 4 Moab Partners LP CSWC Put Option (right to sell) P - Purchase D 12,50 1,0000 939 1 939
2016-01-20 2016-01-15 4 Moab Capital Partners LLC Performance related fees CSWC Put Option (Right to Sell) P - Purchase I 12,50 1,0000 1 000 1 1 000
2016-01-20 2016-01-15 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13,7200 1 100 15 1 660 113
2016-01-19 2016-01-14 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13,9100 5 700 79 1 659 013
2016-01-19 2016-01-14 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13,8900 1 000 14 1 653 313
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 116 664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 116 664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 116 664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 116 664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 116 664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 120 170
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 120 170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1 565 344
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 120 170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1 565 344
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 120 170
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3 120 170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1 565 344
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1 565 344
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1 565 344
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13,9600 1 000 14 1 652 313
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,0300 14 453 203 1 651 313
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1000 43 733 617 1 636 860
2016-01-13 2016-01-12 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1600 22 416 317 1 593 127
2016-01-13 2016-01-12 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1900 2 573 37 1 570 711
2016-01-13 2016-01-11 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1200 500 7 1 568 138
2016-01-13 2016-01-08 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,2400 1 000 14 1 567 638
2016-01-13 2016-01-08 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,2400 700 10 1 566 638
2016-01-13 2016-01-07 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1700 3 000 43 1 565 938
2016-01-13 2016-01-07 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14,1300 1 100 16 1 562 938
2015-12-18 2015-12-17 4 WILSON JOHN H CSWC Common Stock P - Purchase D 14,1200 800 11 10 000
2015-12-16 2015-12-15 4 Brooks David R CSWC Common Stock P - Purchase D 14,1400 1 100 16 2 600
2015-12-14 2015-12-11 4 DIEHL BOWEN S CSWC Common Stock A - Award D 587 104 587
2015-11-23 2015-11-20 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14,2800 7 000 100 38 014
2015-11-12 2015-11-10 4 KELLEY DOUGLAS M. CSWC Common Stock A - Award D 24 000 31 014
2015-11-12 2015-11-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 47 000 104 000
2015-11-12 2015-11-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 24 000 24 000
2015-11-12 2015-11-12 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14,6100 870 13 2 445
2015-11-12 2015-11-10 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 10 000 21 000
2015-10-16 2015-10-14 4/A DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11,53 −352 85 982
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11,53 −352 85 981
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11,66 −55 13 445
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11,66 −68 16 432
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option D - Sale to Issuer D 7,36 −17 3 983
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option D - Sale to Issuer D 7,36 −9 1 991
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option D - Sale to Issuer D 7,55 −82 19 918
2015-10-16 2015-10-14 4 DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11,53 −352 85 982
2015-10-16 2015-10-14 4 DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11,00 −123 29 877
2015-08-24 2015-08-24 4 WILSON JOHN H CSWC Common Stock P - Purchase D 45,0600 550 25 9 200
2015-08-12 2015-08-11 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock P - Purchase I 48,5076 1 000 49 9 502
2015-08-11 2015-08-11 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 48,1100 300 14 1 575
2015-07-21 3 Sarner Michael Scott CSWC No securities are beneficially owned D 0
2015-06-09 2015-06-05 4 Golden Matthew Bailey By Trust CSWC Common Stock S - Sale I 49,7500 −1 100 −55 1 800
2015-06-02 2015-05-29 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 50,3460 14 1 7 014
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D −2 000 3 529
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D −4 000 5 529
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D −14 000 9 529
2015-06-01 2015-05-28 4 Golden Matthew Bailey By Trust CSWC Common Stock S - Sale I 50,5000 −100 −5 2 900
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19,18 −3 917 4 083
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23,37 −5 892 4 000
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,1086 −9 809 −501 11 000
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19,1800 3 917 75 20 809
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 5 892 138 18 892
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23,37 −2 108 9 892
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23,37 −2 000 2 000
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,5288 −4 108 −212 11 000
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 2 108 49 15 108
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 2 000 47 13 000
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19,18 −3 433 0
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,0262 −3 433 −175 11 000
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19,1800 3 433 66 14 433
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19,18 −650 3 433
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,0533 −650 −33 11 000
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19,1800 650 12 11 650
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19,18 −1 917 6 083
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23,37 −7 892 4 000
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,1086 −9 809 −501 11 000
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19,1800 1 917 37 20 809
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 7 892 184 18 892
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23,37 −108 11 892
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23,37 −4 000 0
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51,5288 −4 108 −212 11 000
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 108 3 15 108
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 4 000 93 15 000
2015-05-18 2015-05-15 4 FURST JACK D CSWC Common Stock P - Purchase D 51,4330 2 100 108 2 100
2015-05-06 2015-05-06 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 47,8000 275 13 1 275
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23,37 −2 000 4 000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 29,68 −1 700 0
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48,3367 −2 000 −97 11 000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23,3700 2 000 47 13 000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48,3367 −1 700 −82 11 000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 29,6800 1 700 50 12 700
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 29,68 −18 300 1 700
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48,6640 −1 000 −49 11 000
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48,1881 −17 300 −834 12 000
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 29,6800 18 300 543 29 300
2015-03-03 2015-03-02 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 48,9790 220 11 12 900
2015-01-29 2015-01-27 4 Thomas William R III CSWC Common Stock S - Sale I 43,0380 −120 000 −5 165 571 939
2015-01-28 2015-01-27 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 42,7500 300 13 12 680
2015-01-27 3 KELLEY DOUGLAS M. CSWC Common Stock D 14 000
2015-01-27 3 KELLEY DOUGLAS M. CSWC Common Stock D 14 000
2015-01-13 3 MUDD CHRISTOPHER J CSWC Common Stock D 0
2014-12-19 2014-12-16 4 Thomas William R III CSWC Common Stock G - Gift D −6 414 23 529
2014-12-18 2014-12-16 4 WILSON JOHN H (CSWC) Common Stock P - Purchase D 39,5000 650 26 8 650
2014-12-17 2014-12-15 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 39,7060 1 250 50 1 250
2014-12-10 2014-12-08 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock P - Purchase I 38,7820 2 500 97 8 502
2014-12-09 2014-12-05 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 38,9990 380 15 12 380
2014-09-22 2014-09-18 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23,95 −3 200 6 600
2014-09-22 2014-09-18 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23,9500 3 200 77 8 600
2014-09-22 2014-08-06 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23,95 −1 000 9 800
2014-09-22 2014-08-06 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23,9500 1 000 24 5 400
2014-08-29 2014-08-28 4 TACKE KELLY CSWC Stock Options A - Award D 36,60 86 333 111 333
2014-08-29 2014-08-28 4 TACKE KELLY CSWC Common Stock A - Award D 43 000 47 000
2014-08-29 2014-08-28 4 DIEHL BOWEN S CSWC Stock Options A - Award D 36,60 86 334 116 334
2014-08-29 2014-08-28 4 DIEHL BOWEN S CSWC Common Stock A - Award D 42 000 57 000
2014-08-29 2014-08-28 4 Armes Joseph B CSWC Stock Options A - Award D 36,60 86 333 116 333
2014-08-29 2014-08-28 4 Armes Joseph B CSWC Common Stock A - Award D 42 000 47 000
2014-07-29 3 FURST JACK D CSWC Common Stock D 0
2014-06-24 2014-06-23 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 35,3100 −2 000 −71 4 400
2014-06-24 2014-06-23 4 Golden Matthew Bailey Trust CSWC Common Stock P - Purchase I 35,3600 1 500 53 1 500
2014-06-06 2014-06-05 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35,0000 353 12 6 002
2014-06-06 2014-06-05 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35,4900 847 30 5 649
2014-06-06 2014-06-04 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35,2500 1 802 64 4 802
2014-05-22 2014-05-20 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35,0900 5 000 175 15 000
2014-03-26 2014-03-24 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35,4100 1 427 51 10 000
2014-03-25 2014-03-21 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35,0600 1 473 52 8 573
2014-03-21 2014-03-19 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 34,8000 100 3 7 100
2014-03-21 2014-03-19 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 34,9000 1 000 35 7 000
2014-03-19 3 DIEHL BOWEN S CSWC Common Stock D 12 000
2014-03-19 3 DIEHL BOWEN S CSWC Common Stock D 12 000
2014-03-17 2014-03-14 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23,95 2 000 10 800
2014-03-17 2014-03-14 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23,9500 2 000 48 6 400
2014-03-05 2014-03-03 4 NEBLETT GLENN M. CSWC Stock options M - Exercise D 22,05 14 388 0
2014-03-05 2014-03-03 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 22,0500 14 388 317 15 988
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Stock options M - Exercise D 23,95 24 000 100 000
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Stock options M - Exercise D 19,19 15 000 124 000
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Common Stock M - Exercise D 23,9500 24 000 575 445 292
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Common Stock M - Exercise D 19,1900 15 000 288 421 292
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 23 519 139 000
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Common Stock S - Sale D 34,2000 −23 519 −804 406 292
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 23 519 761 429 811
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 1 149 162 519
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Common Stock S - Sale D 33,8600 −1 149 −39 406 292
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 1 149 37 407 411
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 34 942 167 278
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Common Stock S - Sale D 33,7600 −34 942 −1 180 406 292
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 34 942 1 131 441 234
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 3 610 163 668
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Common Stock S - Sale D 33,8900 −3 610 −122 406 292
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 3 610 117 409 902
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 5 106 202 220
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock S - Sale D 34,0000 −106 −4 406 292
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 106 3 406 398
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock S - Sale D 33,9000 −5 000 −170 406 292
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 5 000 162 411 292
2014-02-13 2014-02-11 4 Thomas William R III CSWC Common Stock G - Gift D −1 470 29 943
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 1 174 208 500
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Common Stock S - Sale D 34,0200 −1 174 −40 406 292
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 1 174 38 407 466
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Stock options M - Exercise D 32,37 500 239 500
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Common Stock S - Sale D 34,0400 −500 −17 406 292
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32,3700 500 16 406 792
2014-02-04 2014-02-03 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 34,3700 3 000 103 3 000
2014-01-31 2014-01-31 4 Brooks David R CSWC Common Stock P - Purchase D 35,1100 1 500 53 1 500
2014-01-29 2013-07-15 4/A Armes Joseph B CSWC Stock options A - Award D 37,02 30 000 30 000
2014-01-29 2013-07-15 4/A Armes Joseph B CSWC Common Stock A - Award D 5 000 5 000
2014-01-28 3 Thomas William R III CSWC Common Stock D 31 413
2014-01-28 3 Thomas William R III Note 1 CSWC Common Stock I 703 939
2014-01-28 3 Brooks David R CSWC Common Stock D 0
2014-01-27 2014-01-20 4 TACKE KELLY CSWC Stock Option A - Award D 33,52 25 000 25 000
2014-01-27 2014-01-20 4 TACKE KELLY CSWC Common Stock A - Award D 4 000 4 000
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 1 000 96 3 600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock P - Purchase D 95,7900 1 000 96 3 600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34,8400 −400 −14 2 600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34,8000 −600 −21 3 000
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34,7800 −500 −17 3 600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34,7500 −560 −19 4 100
2013-11-22 3 TACKE KELLY CSWC Common Stock D 0
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Non-Qulified Stock Options A - Award D 148,08 148,0800 1 250 185 8 750
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Non-Qualified Stock Options A - Award D 148,08 148,0800 4 125 611 7 500
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Incentive Stock Options A - Award D 148,08 148,0800 3 375 500 3 375
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148,0800 1 250 185 8 750
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148,0800 4 125 611 7 500
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148,0800 3 375 500 3 375
2013-06-20 2013-06-20 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 400 38 500
2013-06-20 2013-06-20 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95,7900 400 38 500
2013-06-17 3 Armes Joseph B CSWC Common Stock D 0
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93,49 93,4900 1 000 93 2 750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 200 19 1 950
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93,49 93,4900 22 2 1 772
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138,2400 −1 000 −138 1 750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 1 000 93 2 750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138,2400 −200 −28 1 750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 200 19 1 950
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 139,2000 −22 −3 1 750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 22 2 1 772
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93,49 93,4900 384 36 2 134
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 139,6500 −384 −54 1 750
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 384 36 2 134
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93,49 93,4900 1 094 102 2 844
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138,4700 −1 094 −151 1 750
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 1 094 102 2 844
2013-06-10 2013-06-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 142,5000 −125 −18 100
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 400 37 2 150
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 140,2300 −400 −56 1 750
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 400 37 2 150
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 1 400 131 3 150
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 140,9300 −1 400 −197 1 750
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 1 400 131 3 150
2013-06-06 2013-06-04 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 142,5000 −75 −11 225
2013-05-22 2013-05-20 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 137,1000 −200 −27 300
2013-05-08 2013-05-07 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 123,9400 −259 −32 500
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 123,4000 −16 −2 759
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 122,0000 −158 −19 775
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 122,8000 −225 −28 933
2013-05-06 2013-05-02 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 115,4500 250 29 250
2013-03-25 2013-03-21 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 119,2000 −200 −24 1 158
2013-03-21 2013-03-19 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 250 24 1 358
2013-03-21 2013-03-19 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95,7900 250 24 1 358
2013-03-12 2013-03-08 4 MARTIN GARY L CSWC Non-Qualified Stock Option M - Exercise D 76,74 76,7400 3 750 288 101 573
2013-03-12 2013-03-08 4 MARTIN GARY L CSWC Common Stock M - Exercise D 76,7400 3 750 288 101 573
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Incentive Stock Option M - Exercise D 88,20 88,2000 403 36 603
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 123,2100 −103 −13 200
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 123,9000 −300 −37 303
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 88,2000 403 36 603
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93,49 93,4900 2 000 187 3 750
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 123,7900 −2 000 −248 1 750
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 2 000 187 3 750
2013-03-07 2013-03-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 124,0000 −200 −25 1 108
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 96,92 96,9200 220 21 1 420
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 76,74 76,7400 1 000 77 1 200
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock S - Sale D 124,0600 −1 220 −151 200
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock M - Exercise D 96,9200 220 21 1 420
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock M - Exercise D 76,7400 1 000 77 1 200
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 76,74 76,7400 1 000 77 2 750
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 124,0800 −1 000 −124 1 750
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 76,7400 1 000 77 2 750
2013-03-04 2013-03-01 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 300 29 300
2013-03-04 2013-03-01 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95,7900 300 29 1 308
2013-03-01 2013-02-28 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 116,0000 −300 −35 1 008
2013-01-23 2013-01-22 4 Golden Matthew Bailey CSWC Common Stock A - Award D 750 750
2013-01-23 2013-01-22 4 Gohlke Henry James CSWC Common Stock A - Award D 500 2 500
2013-01-23 2013-01-22 4 Shedd Christopher Scott CSWC Common Stock A - Award D 750 750
2012-12-19 2012-12-18 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 107,5700 −718 −77 1 500
2012-12-19 2012-12-17 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 105,9900 −2 500 −265 2 218
2012-12-17 2012-12-14 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 105,7700 −1 000 −106 4 718
2012-11-07 2012-11-05 4/A Gohlke Henry James CSWC Common Stock P - Purchase D 108,0000 174 19 1 889
2012-11-07 2012-11-06 4 Gohlke Henry James CSWC Common Stock P - Purchase D 108,0000 49 5 2 000
2012-11-07 2012-11-06 4 Gohlke Henry James CSWC Common Stock P - Purchase D 107,9700 62 7 1 951
2012-11-06 2012-11-05 4 Gohlke Henry James CSWC Common Stock P - Purchase D 108,0000 174 19 174
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109,3600 200 22 500
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109,3600 100 11 300
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109,6500 76 8 200
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109,3400 24 3 124
2012-10-30 3 Shedd Christopher Scott CSWC Common Stock D 0
2012-10-29 2012-10-26 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 300 29 300
2012-10-29 2012-10-26 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95,7900 300 29 1 046
2012-09-04 3 Gohlke Henry James CSWC Common Stock D 1 715
2012-08-29 3 Golden Matthew Bailey CSWC Common Stock D 0
2012-07-20 3 Strup Richard F. CSWC Common Stock D 100
2012-07-20 3 Morgan Thomas Duane CSWC Common Stock D 0
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 102,4100 −1 602 −164 0
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 104,5500 −406 −42 1 602
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 104,0000 −300 −31 2 008
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 105,0800 −1 842 −194 2 308
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 105,8900 −350 −37 4 150
2012-06-20 2012-06-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 101,0000 −3 808 −385 5 718
2012-06-20 2012-06-18 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 101,3000 −1 692 −171 9 526
2012-06-19 2012-06-15 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 102,7400 −500 −51 11 218
2012-06-15 2012-06-13 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 99,2100 −2 250 −223 4 500
2012-06-01 2012-05-30 4 Thomas William R III CSWC Common Stock S - Sale D 86,5000 −8 090 −700 6 768
2012-05-24 2012-05-23 4 Thomas William R III CSWC Incentive Stock Option M - Exercise D 98,44 98,4400 6 090 599 6 090
2012-05-24 2012-05-23 4 Thomas William R III CSWC Common Stock M - Exercise D 98,4400 6 090 599 14 858
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 76,74 76,7400 2 000 153 6 000
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 4 000 374 4 000
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 76,7400 2 000 153 11 718
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93,4900 4 000 374 9 718
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Incentive Stock Option M - Exercise D 88,20 88,2000 2 000 176 2 000
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 102,0000 −2 000 −204 0
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 88,2000 2 000 176 2 000
2012-05-22 2012-05-18 4 MARTIN GARY L CSWC Non-Qualified Stock Option M - Exercise D 76,74 76,7400 7 500 576 7 500
2012-05-22 2012-05-18 4 MARTIN GARY L CSWC Common Stock M - Exercise D 76,7400 7 500 576 97 423
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Incentive Stock Option M - Exercise D 88,20 88,2000 1 000 88 1 000
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Common Stock S - Sale D 103,0200 −1 000 −103 0
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Common Stock M - Exercise D 88,2000 1 000 88 1 000
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 76,74 76,7400 2 000 153 2 000
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Common Stock S - Sale D 101,5800 −2 000 −203 0
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Common Stock M - Exercise D 76,7400 2 000 153 2 000
2012-05-22 2012-05-21 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 102,0000 −1 500 −153 6 750
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 4 500 421 8 000
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 93,49 93,4900 1 500 140 3 500
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 76,74 76,7400 2 000 153 2 000
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 101,3800 −3 000 −304 8 250
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 93,4900 4 500 421 11 250
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 93,4900 1 500 140 6 750
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 76,7400 2 000 153 5 250
2012-05-22 2012-05-21 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95,79 95,7900 300 29 300
2012-05-22 2012-05-21 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95,7900 300 29 746
2012-05-21 2012-05-17 4 Thomas William R III CSWC Non-Qualified Stock Option M - Exercise D 76,74 76,7400 2 000 153 2 000
2012-05-21 2012-05-17 4 Thomas William R III CSWC Common Stock M - Exercise D 76,7400 2 000 153 8 768
2012-02-16 2012-02-15 4 Thomas William R III CSWC Common Stock S - Sale I 90,7100 −2 224 −202 33 603
2012-02-16 2012-02-14 4 Thomas William R III CSWC Common Stock S - Sale I 91,0400 −7 776 −708 35 827
2012-02-10 2012-02-09 4 Thomas William R III CSWC Common Stock G - Gift D 91,6000 −1 084 −99 7 768
2012-01-18 2012-01-16 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 1 250 6 968
2012-01-18 2012-01-16 4 Morris Tracy L. CSWC Common Stock A - Award D 1 000 1 000
2012-01-18 2012-01-16 4 MARTIN GARY L CSWC Common Stock A - Award D 2 000 91 923
2012-01-18 2012-01-16 4 BELA MARQUEZ D CSWC Common Stock A - Award D 1 000 1 000
2012-01-18 2012-01-16 4 NEBLETT GLENN M. CSWC Common Stock A - Award D 1 000 1 000
2012-01-18 2012-01-16 4 PETERSON JEFFREY G CSWC Common Stock A - Award D 1 000 4 250
2012-01-18 2012-01-16 4 SCHWERTNER RAY D. CSWC Common Stock A - Award D 1 000 1 446
2012-01-18 2012-01-16 4 Thomas William R III CSWC Common Stock A - Award D 1 000 8 852
2012-01-09 2011-11-30 4 BURTON DONALD W CSWC Common Stock A - Award I 84,7000 462 39 106 190
2012-01-09 2011-11-30 4 BURTON DONALD W CSWC Common Stock A - Award I 84,7000 156 13 35 751
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock A - Award I 81,5500 487 40 105 728
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock A - Award I 81,5500 163 13 35 595
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock D - Sale to Issuer I 81,5500 −650 −53 0
P
Åpent marked eller private kjøp av ikke-derivat eller derivat sikkerhet.
S
Åpent marked eller private kjøp av ikke-derivat eller derivat sikkerhet.
A
Bevilgning, tildeling eller andre oppkjøp av verdipapirer fra selskapet (slik som en opsjon)
C
Konvertering av derivat
D
Salg eller overføring av verdipapirer tilbake til selskapet
F
Betaling av utøvelseskurs eller skatteplikt ved å bruke deler av verdipapirer mottat fra selskapet
G
Gave av verdipapirer fra eller til insidere
K
Aksjebytting og lignende sikringsavtaler
M
Øvelse eller konvertering av derivatverdipapir mottatt fra selskapet (for eksempel en opsjon)
V
En transaksjon frivilig rapportert på Skjema 4
J
Annet (med en fotnote som beskriver transaksjonen)
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