RIV.RT Insider Trading - RiverNorth Opportunities Fund, Inc.

Totale insidere

Insider Sentiment Score

Insider Sentiment Score finner selskapene som blir kjøpt av bedriftsinsidere.

Det er resultatet av en sofistikert, flerfaktor kvantitativ modell som identifiserer selskaper som har de høyeste nivåene av insiderakkumulasjon. Scoringsmodellen bruker en kombinasjon av netto antall insidere som kjøper de siste 90 dagene, det totale antallet kjøpte aksjer som en prosentandel av flyten, og det totale antallet aksjer eid av insidere. Tallet varierer fra 0 til 100, hvor høyere tall indikerer en høyere grad av akkumulasjon sammenlignet med jevnaldrende, og 50 er gjennomsnittet.

Oppdateringsfrekvens: Daglig

Se Insidernes Topp Picks, som gir en liste over selskaper med høyest akkumulasjon blant insidere.

Se høyest rangerte aksjer

Officer Sentiment Score

Officer Sentiment Score finner selskaper som kjøpes av bedriftsoffiserer.

Per definisjon er Corporate Officers Corporate Insiders, men i motsetning til noen av de andre innsiderne (10 % aksjonærer og styremedlemmer), jobber offiserer for selskapet på daglig basis, og de bruker sine egne penger når de handler . (10 % aksjonærer og styremedlemmer er ofte fondsforvaltere som forvalter andres penger.) Som sådan er innsidehandler utført av offiserer mye mer betydningsfulle og bør behandles på riktig måte.

Som Insider Sentiment Score er Officer Sentiment Score resultatet av en sofistikert, flerfaktor kvantitativ modell som identifiserer selskaper med de høyeste nivåene av akkumulasjon blant ledelsen.

Oppdateringsfrekvens: Daglig

Se Insidernes Topp Picks, som gir en liste over selskaper med høyest insider-sentiment.

Se høyest rangerte aksjer

Nøkkelindikatorer for insidere

Dette kortet viser hvordan selskapet rangerer langs ulike indikatorer for insidere. Percentile-rangeringen viser hvordan dette selskapet sammenligner seg med andre selskaper på USAs markeder. Høyere rangeringer indikerer bedre situasjoner.

For eksempel, er det generelt akseptert at insiderkjøp er en positiv indikator, så derfor ville selskaper som insiderkjøper mer, rangere høyere enn selskaper med mindre insiderkjøp (eller til og med insidersalg).

Netto antall insidere som kjøper (Rangering)

N/A

Nettotall av innsidekjøp som kjøper er det totale antallet insidere som har kjøpt minus det totale antallet insidere som har solgt de siste 90 dagene. Den prosentvise rangeringen vises her (rangerer fra 0 til 100%).

Prosent av aksjeflyt kjøpt av insidere (rang)

N/A

Prosenten av aksjeflyt kjøpt av innsidere er det totale antallet aksjer som er blitt kjøpt av innsidere minus det totale antallet aksjer solgt av innsidere de siste 90 dagene, delt på totalt antall utestående aksjer og multiplisert med 100.

Diagram over innsidehandel

RiverNorth Opportunities Fund, Inc. - Equity Right insiderhandel vises i følgende diagram. Innsidere er ledere, direktører eller viktige investorer i et selskap. Generelt sett er det ulovlig for insidere å handle med aksjer i sine selskaper basert på materiell, ikke-offentlig informasjon. Dette betyr ikke at det er ulovlig for dem å gjøre any handler i deres egne selskaper. Imidlertid må de rapportere alle handler til SEC via en Form 4.

Insiderliste og lønnsomhetsmålinger

Denne tabellen viser listen over kjente insidere, og er automatisk generert fra arkiveringer offentliggjort av SEC. I tillegg til navn, siste tittel og direktør-, offiser- eller 10 % eier-betegnelse, gir vi de nyeste offentliggjorte beholdningene. I tillegg gir vi, når det er mulig, den historiske handelsytelsen for insidere. Den historiske handelsytelsen er et vektet gjennomsnitt av ytelsen til faktiske kjøpstransaksjoner som er gjort av insidere på det åpne markedet. For mer informasjon om hvordan dette blir beregnet, kan du se dette YouTube-webinaret.

See our leaderboard of most profitable insider traders.

Innsider	Aksjer eid	Splitt justert
Alps Advisors Inc -	0	0
Alps Holdings Inc	0
Edmund J Burke	0
Patrick D Buchanan	0
Kathryn Burns	0
John K Carter	0
Thomas Anthony Carter	0
Marcus L Collins	0
Dst Systems Inc	0
Troy Anthony Duran	0
Allen French	0
Galley Patrick W. Director - [D]	282 018	282 018
John Wayne Hutchens Director - [D]	7 763	7 763

Innsider	Aksjer eid	Splitt justert
Aisha Hunt	0
Jill Kerschen	0
Sareena Khwaja-Dixon	0
Andrea E Kuchli	0
Jeremy O May	0
Andrew P Meloni	0
Mohrhardt Jonathan M.	0
Christopher Moore	0
Lisa Bruckert Mougin Director - [D]	0	0
Abigail J Murray	0
Erin Douglas Nelson	0
Richard Craig Noyes	0
Stephen Andrew O'Neill -	71 227	71 227

Innsider	Aksjer eid	Splitt justert
Oakes John S. Director - [D]	1 967	1 967
William R Jr Parmentier	0
Rivernorth Capital Management, Llc -	0	0
Jerry Raio Director - [D]	4 000	4 000
RiverNorth Strategic Holdings, LLC -	76 796	76 796
Valerie Lynn Ruppel	0
SS&C Technologies Holdings Inc	0
Brian H Schmucker -	0	0
Michael Sleightholme	0
Laton Spahr	0
Matthew Sutula	0
David Swanson Director - [D]	1 376	1 376
Bradley J Swenson	0

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Analyse av sporrekord for insiderkjøp - Kortsiktig lønnsomhetsanalyse

I denne seksjonen analyserer vi lønnsomheten til hver ikke-planlagte, åpne markeds innsidekjøp gjort i RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Denne analysen hjelper til med å forstå om insidere konsekvent genererer unormale avkastninger og er verdt å følge. Denne analysen gjelder for ett år etter hver handel, og resultatene er teoretiske .

Følgende tabell viser de mest nylige åpne markedskjøpene som ikke var en del av en automatisk handelsplan.

Handelsdato	Innsider	Rapporterte aksjer	Rapportert pris	Justert aksjer	Justert pris	Kostnadsgrunnlag	Dager til maks	Pris ved maks	Maks fortjeneste	Maks avkastning (%)
2023-10-27	Raio Jerry	2 500	9,7400	2 500	9,7400	24 350	342	12.9500	8 025	32,96
2023-04-10	Raio Jerry	1 500	11,5500	1 500	11,5500	17 325
2022-11-15	Galley Patrick W.	41 899	0,0000	41 899	0,0000	0
2022-11-08	HUTCHENS JOHN WAYNE	2 773	11,9300	2 773	11,9300	33 082
2022-01-24	O'Neill Stephen Andrew	1 200	14,9200	1 200	14,9200	17 904
2022-01-24	O'Neill Stephen Andrew	200	14,9700	200	14,9700	2 994
2022-01-24	O'Neill Stephen Andrew	1 198	14,9200	1 198	14,9200	17 874
2022-01-24	O'Neill Stephen Andrew	200	14,9500	200	14,9500	2 990
2022-01-24	O'Neill Stephen Andrew	500	14,9400	500	14,9400	7 470

Justert pris er prisen justert for splitt. Justerte aksjer er aksjer justert for splitt.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades

Analyse av sporrekord for insidesalg - Kortsiktig tapanalyse

I denne seksjonen analyserer vi kortsiktig tap til hver ikke-planlagte, åpne markeds innsidekjøp gjort i RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Et konsekvent mønster av tap unngåelse kan antyde at fremtidige salgstransaksjoner kan forutsi nedgang i pris. Denne analysen gjelder for ett år etter hver handel, og resultatene er teoretiske .

Følgende tabell viser de mest nylige åpne markedssalgene som ikke var en del av en automatisk trading plan.

Handelsdato	Innsider	Rapporterte aksjer	Rapportert pris	Justert aksjer	Justert pris	Kostnadsgrunnlag	Dager til min	Pris ved min	Maks tap ungått ($)	Maks tap ungått (%)
2021-06-04	Schmucker Brian H	4 000	17,8800	4 000	17,8800	71 520	342	12.9000	−19 920	−27,85
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	4 917	18,0400	4 917	18,0400	88 703
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	8 800	18,0900	8 800	18,0900	159 192
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	5 302	17,6800	5 302	17,6800	93 739
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	5 000	17,4700	5 000	17,4700	87 350
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	7 114	17,7700	7 114	17,7700	126 416
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	4 000	17,6000	4 000	17,6000	70 400
2021-04-01	Schmucker Brian H	7 616	17,5400	7 616	17,5400	133 585
2021-03-31	Schmucker Brian H	15 000	17,3800	15 000	17,3800	260 700

Justert pris er prisen justert for splitt. Justerte aksjer er aksjer justert for splitt.

Transaksjonshistorikk

Klikk på lenkeikonet for å se hele transaksjonshistorikken. Transaksjoner rapportert som en del av en automatisk handelsplan 10b5-1 vil ha en X i kolonnen merket 10b-5.

Fil dato	Handels dato	Skjema	Innsider	Ticker	Verdipapirnavn	Kode	Direkte	Enhets pris	Enheter endret	Verdi endret (1K)	Gjenværende Aksjer
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				76 796
2024-11-29		3	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				953 038
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	J - Other	D		−76 796		0
2023-12-28	2023-12-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1200	12 608	140	89 368
2023-12-15	2023-12-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,0630	8 674	96	76 760
2023-12-11	2023-12-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,8300	600	6	68 086
2023-12-07	2023-12-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,7700	292	3	67 486
2023-12-06	2023-12-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,6800	1 053	11	67 194
2023-12-04	2023-12-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,6500	47	1	66 141
2023-11-22	2023-11-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,5000	12 400	130	66 094
2023-11-21	2023-11-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,4926	15 245	160	53 694
2023-11-20	2023-11-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,4703	18 094	189	38 449
2023-10-27	2023-10-27	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	9,7400	2 500	24	4 000
2023-06-05	2023-06-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,2000	916	10	20 355
2023-05-15	2023-05-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,9800	4 539	50	19 439
2023-05-12	2023-05-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1345	728	8	14 900
2023-05-11	2023-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1275	1 600	18	14 172
2023-04-11	2023-04-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11,5500	1 500	17	1 500
2022-12-06	2022-11-15	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	P - Purchase	D		41 899		282 018
2022-11-22	2022-11-08	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11,9300	2 773	33	7 763
2022-11-10		3	Mougin Lisa Bruckert	RIV	No securities beneficially owned		D				0
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9200	1 200	18	71 227
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9700	200	3	70 027
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9200	1 198	18	69 827
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9500	200	3	68 629
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9400	500	7	68 429
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9800	1 702	25	67 929
2021-11-17	2021-11-16	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	1 664	28	6 654
2021-11-17	2021-11-15	4/A	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	16 557	278	66 227
2021-11-16	2021-11-15	4	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	16 557	278	82 784
2021-11-15	2021-11-15	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	344	6	1 376
2021-06-08	2021-06-04	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,8800	−4 000	−72	0
2021-05-11	2021-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18,0400	−4 917	−89	12 572
2021-05-11	2021-05-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18,0900	−8 800	−159	17 489
2021-05-05	2021-04-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6800	−5 302	−94	26 289
2021-04-28	2021-04-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4700	−5 000	−87	31 591
2021-04-15	2021-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,7700	−7 114	−126	36 591
2021-04-06	2021-04-01	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,5400	−7 616	−134	4 000
2021-04-06	2021-03-31	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,3800	−15 000	−261	11 616
2021-04-06	2021-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6000	−4 000	−70	43 705
2021-03-24	2021-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3600	−6 279	−109	47 705
2021-03-19	2021-03-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6800	−5 000	−88	53 984
2021-03-17	2021-03-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,7200	−5 510	−98	58 984
2021-03-17	2021-03-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6000	−5 000	−88	64 494
2021-03-17	2021-03-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0200	−8 500	−145	69 494
2021-03-04	2021-03-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3700	−7 635	−133	77 994
2021-02-12	2021-02-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,5000	−9 450	−165	85 629
2021-02-12	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3400	−8 792	−152	95 079
2021-02-09	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3400	−8 792	−152	103 871
2021-02-09	2021-02-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1700	−2 000	−34	112 663
2021-02-04	2021-02-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0100	−7 459	−127	114 663
2021-02-04	2021-02-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0100	−2 000	−34	122 122
2020-11-09	2020-11-09	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,0800	258	4	1 032
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9,3500	500	5	47 722
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9,3900	2 000	19	47 222
2020-03-16	2020-03-12	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	11,1700	−29 050	−324	26 616
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12,4800	1 000	12	140 571
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12,4500	1 876	23	139 571
2019-11-13	2019-11-12	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,2000	429	7	1 967
2019-11-12	2019-11-07	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	16,2000	33 168	537	137 695
2019-11-12	2019-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	16,2000	5 000	81	43 792
2019-11-12	2019-11-12	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,2000	1 247	20	4 990
2019-10-28	2019-10-25	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,6000	194	3	774
2019-10-24	2019-10-01	4	Schmucker Brian H	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		55 668		55 668
2019-10-24	2019-10-24	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0533	−23 793	−1	15 000
2019-10-24	2019-10-01	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		38 793		38 793
2019-10-24	2019-10-01	4	Galley Patrick W.	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		96 597		96 597
2019-10-24	2019-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0600	−10 290	−1	0
2019-10-24	2019-10-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0401	−51 429	−2	10 290
2019-10-22	2019-10-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0359	−47 938	−2	61 719
2019-10-22	2019-10-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0601	−14 465	−1	109 657
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,7000	−1 522	−25	115 171
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,6700	−2 000	−33	116 693
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,6300	−2 000	−33	118 693
2019-10-18	2019-10-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Transferable Subscription Rights (RIV RT)	A - Award	D		124 122		124 122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−1 429	−24	120 693
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8800	−1 000	−17	122 122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8900	−1 000	−17	123 122
2019-09-27	2019-09-26	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1200	−5 000	−86	124 122
2019-09-27	2019-09-25	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2400	−2 700	−47	129 122
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1800	−570	−10	131 822
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1900	−109	−2	132 392
2019-08-29	2019-08-28	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−624	−11	132 501
2019-08-29	2019-08-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−3 000	−51	133 125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4500	−3 300	−58	136 125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4000	−3 000	−52	139 425
2019-07-17	2019-07-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4000	−1 755	−31	142 425
2019-07-17	2019-07-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6500	−4 018	−71	144 180
2019-07-17	2019-07-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6200	−5 500	−97	148 198
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,5000	−2 372	−42	153 698
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4500	−3 000	−52	156 070
2019-07-11	2019-07-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4200	−400	−7	159 070
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3100	−4 500	−78	159 470
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3600	−738	−13	163 970
2019-07-08	2019-07-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2600	−3 400	−59	164 708
2019-07-08	2019-07-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2600	−370	−6	168 108
2019-07-03	2019-07-02	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	17,1953	580	10	580
2019-06-24	2019-06-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1000	−581	−10	168 478
2019-06-24	2019-06-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0700	−2 000	−34	169 059
2019-06-20	2019-06-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0700	−513	−9	171 059
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0200	−1 000	−17	171 572
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9700	−4 000	−68	172 572
2019-06-17	2019-06-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1000	−200	−3	176 572
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−1 191	−20	176 772
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−1 329	−22	177 963
2019-06-06	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−671	−11	179 265
2019-06-06	2019-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−2 000	−34	179 936
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8800	−800	−14	181 963
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9000	−2 000	−34	182 763
2019-05-13	2019-05-09	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16,7900	−5 500	−92	55 666
2019-05-08	2019-05-08	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16,9100	−5 500	−93	61 166
2019-05-08	2019-05-07	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,2000	−5 500	−95	66 666
2019-05-08	2019-05-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2200	−5 500	−95	184 763
2019-05-06	2019-05-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0600	−5 500	−94	190 263
2018-12-26	2018-12-21	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	14,5325	2 000	29	89 974
2018-12-21	2018-12-20	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	14,8425	2 000	30	87 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0025	2 000	30	85 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0348	1 000	15	83 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0225	2 000	30	82 974
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14,4400	3 000	43	72 166
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14,9100	5 000	75	69 166
2018-12-17	2018-11-07	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,9300	369	6	1 475
2018-11-26	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,2000	3 000	49	64 166
2018-11-20	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,3800	2 000	33	61 166
2018-11-20	2018-11-19	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,2000	5 000	81	59 166
2018-11-13	2018-11-07	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,9300	8 833	150	54 166
2018-11-09	2018-11-07	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	16,9300	30 659	519	80 974
2018-11-09	2018-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	16,9300	8 000	135	35 639
2018-11-09	2018-11-07	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,9300	1 311	22	3 743
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5500	−678	−15	195 763
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5000	−3 500	−75	196 441
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5100	−300	−6	199 941
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4500	−3 000	−64	200 241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5000	−17	−0	203 241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4900	−2 500	−54	203 258
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4600	−3 000	−64	205 758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4200	−618	−13	208 758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−2 500	−54	209 376
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4700	−453	−10	211 876
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4500	−3 500	−75	212 329
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−3 500	−75	215 829
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3600	−4 000	−85	219 329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−2 437	−52	223 329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3700	−2 000	−43	225 766
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3500	−3 000	−64	227 766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3500	−2 000	−43	230 766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3700	−1 008	−22	232 766
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3100	−3 000	−64	233 774
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2900	−2 000	−43	236 774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2700	−2 500	−53	238 774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2500	−3 000	−64	241 274
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2300	−2 000	−42	244 274
2018-01-12	2018-01-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7400	−7 400	−153	246 274
2018-01-10	2018-01-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7500	−7 000	−145	253 674
2018-01-10	2018-01-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,5900	−7 000	−144	260 674
2018-01-05	2018-01-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,2800	−5 300	−107	272 674
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,1200	−5 000	−101	272 974
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0800	−8 000	−161	277 974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7900	−4 442	−88	285 974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7400	−4 000	−79	290 416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7300	−3 000	−59	294 416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7100	−2 000	−39	297 416
2017-11-21	2017-11-15	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	19,5400	18 676	365	44 710
2017-11-21	2017-11-15	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	19,5400	11 333	221	45 333
2017-11-21	2017-11-15	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	19,5400	2 000	39	27 000
2017-11-17	2017-11-15	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	A - Award	D	19,5400	1 332	26	2 432
2017-11-17	2017-11-15	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	A - Award	D	19,5400	667	13	1 167
2017-11-02	2017-10-04	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20,4800	100	2	26 034
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2300	−10 000	−2	261 867
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2400	−7 860	−2	271 867
2017-10-25	2017-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2200	−19 691	−4	279 727
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0500	−4 374	−92	299 416
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,9700	−3 000	−63	303 790
2017-10-13	2017-10-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0000	−7 000	−147	306 790
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7100	−3 000	−62	62 136
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7200	−4 000	−83	82 881
2017-09-20	2017-09-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0900	−3 700	−78	320 790
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1100	−180	−4	324 490
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1200	−620	−13	324 670
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0000	−2 100	−44	325 290
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0500	−700	−15	327 390
2017-09-07	2017-09-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0300	−1 000	−21	328 090
2017-09-07	2017-09-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1000	−7 300	−154	329 090
2017-05-22	2017-05-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8524	−1 300	−26	336 390
2017-05-18	2017-05-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9800	−415	−8	337 690
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9500	−1 000	−20	338 105
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9900	−1 000	−20	339 105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0000	−500	−10	340 105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9300	−1 500	−30	340 605
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8300	−600	−12	342 105
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8010	−1 000	−20	342 705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−100	−2	343 705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7900	−1 000	−20	343 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7860	−1 000	−20	344 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8000	−1 000	−20	345 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8500	−1 200	−24	346 805
2017-04-13	2017-04-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0000	−1 000	−20	348 005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9500	−1 200	−24	349 005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9100	−1 000	−20	350 205
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8900	−1 000	−20	351 205
2017-04-11	2017-04-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8500	−1 000	−20	352 205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8200	−136	−3	353 205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8000	−1 000	−20	353 341
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7600	−1 000	−20	354 341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7100	−1 000	−20	355 341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7101	−1 000	−20	356 341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7500	−100	−2	357 341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7508	−1 000	−20	357 441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6500	−1 000	−20	358 441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6500	−500	−10	359 441
2017-04-03	2017-03-31	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7200	−1 500	−30	359 941
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−898	−18	361 441
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−1 000	−20	362 339
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−1 000	−20	363
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6001	−1 000	−20	364
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7000	−100	−2	365 339
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6208	−1 300	−26	365 439
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6700	−1 800	−35	366 739
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6741	−1 500	−30	368 539
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6487	−1 500	−29	370 039
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−500	−10	371 539
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8501	−1 000	−20	372 039
2017-02-22	2017-02-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8100	−499	−10	373 039
2017-02-14	2017-02-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0500	−200	−4	373 538
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−262	−5	373 738
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8700	−500	−10	374 000
2017-02-08	2017-02-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8300	−500	−10	374 500
2017-01-12	2017-01-10	4	ALPS ADVISORS INC	RIV	Common Shares of Beneficial Interest	D - Sale to Issuer	D	19,0067	−5 848	−111	0
2016-11-07	2016-11-02	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18,7000	3 000	56	34 000
2016-05-03	2016-05-02	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19,4000	1 100	21	1 100
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19,2500	1 678	32	31 000
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19,0000	322	6	29 322
2016-04-08	2016-04-07	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18,0000	2 000	36	29 000
2016-02-19	2016-02-18	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	16,4500	2 000	33	27 000
2016-01-06	2016-01-05	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19,8500	500	10	500
2015-12-30	2015-12-29	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	O'Neill Stephen Andrew	(RIV)	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	P - Purchase	D	20,0000	375 000	7 500	375 000
2015-12-24		3/A	ALPS ADVISORS INC	RIV	RiverNorth Opportunities Fund, Inc.		D				5 155

Åpent marked eller private kjøp av ikke-derivat eller derivat sikkerhet.

Bevilgning, tildeling eller andre oppkjøp av verdipapirer fra selskapet (slik som en opsjon)

Konvertering av derivat

Salg eller overføring av verdipapirer tilbake til selskapet

Betaling av utøvelseskurs eller skatteplikt ved å bruke deler av verdipapirer mottat fra selskapet

Gave av verdipapirer fra eller til insidere

Aksjebytting og lignende sikringsavtaler

Øvelse eller konvertering av derivatverdipapir mottatt fra selskapet (for eksempel en opsjon)

En transaksjon frivilig rapportert på Skjema 4

Annet (med en fotnote som beskriver transaksjonen)

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5