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CIK | 1833197 |
SEC Filings
SEC Filings (Chronological Order)
August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 Lat |
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August 6, 2025 |
Exhibit 10.1 May 12, 2025 Oliver C. Gloe 9 Taskers Pond Road Farmington, CT 06032 Re: Amendment to Offer Letter Dear Oliver: This will amend your offer letter of employment with Latham Pool Products, Inc. (“Latham” or the “Company”) dated October 16, 2023, with an effective date of October 30, 2023 (the Offer Letter”). Unless otherwise noted, all other terms and conditions in the Offer Letter re |
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August 5, 2025 |
Latham Group, Inc. Reports Second Quarter 2025 Financial Results Exhibit 99.1 Latham Group, Inc. Reports Second Quarter 2025 Financial Results · Strong Second Quarter Net Sales Growth Highlights Latham’s Market Leadership Across its Diversified Product Portfolio · 400-Basis-Point Gross Margin Expansion Reflects Higher Volumes, Lean Manufacturing and Value Engineering Initiatives, and Recent Acquisitions · Reconfirms Full-Year Guidance of 8% Net Sales Growth and |
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August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 1, 2025 Latham Group, Inc. |
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August 5, 2025 |
Latham Group appoints Jeff Jackson to board of directors Exhibit 99.2 Latham Group appoints Jeff Jackson to board of directors LATHAM, N.Y. – August 5, 2025 – Latham Group, Inc., (NASDAQ:SWIM), the largest designer, manufacturer, and marketer of in-ground residential pools in North America, Australia, and New Zealand, today announced the appointment of recognized industry executive, Jeffrey J. Jackson, as a new independent member of its Board of Directo |
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June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report Latham Group, Inc. |
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June 2, 2025 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD. Exhibit 1.01 Latham Group, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Introduction This Conflict Minerals Report (this “Report”) of Latham Group, Inc. (“Latham,” “we,” “us,” “our” or the “Company”) covers the reporting period from January 1 to December 31, 2024 (the “Reporting Period”). This Report is prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, a |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 La |
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May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2025 Latham Group, Inc. |
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May 6, 2025 |
Latham Group, Inc. Reports First Quarter 2025 Financial Results Exhibit 99 Latham Group, Inc. Reports First Quarter 2025 Financial Results · First Quarter Performance Led by Relative Strength of Fiberglass Pools and Autocovers · Sand State Expansion Strategy on Track · Continued Benefits from Lean Manufacturing and Value Engineering Initiatives Drove 190-Basis Point Increase in Gross Margin · Maintains Full Year Guidance for 8% Sales Growth and 19% Growth in A |
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March 21, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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March 5, 2025 |
Subsidiaries of the registrant Exhibit 21.1 Subsidiaries of the Registrant Entity Jurisdiction of Organization 1. Latham International Holdings, Inc. Delaware 2. Latham International Manufacturing Corp. Delaware 3. Latham Pool Products, Inc. Delaware 4. Pacific Pools Europe S.à r.l. France 5. LPP US, LLC Delaware 6. Latham Pool Products ULC/Produits de Piscine Latham ULC Canada 7. Narellan Group Pty Ltd New South Wales 8. Narel |
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March 5, 2025 |
Exhibit 19 SECURITIES TRADING POLICY I.Introduction and Purpose This Securities Trading Policy (the “Policy”) describes the standards concerning the handling of nonpublic information relating to Latham Group, Inc. and its subsidiaries (the “Company”) and the buying and selling of securities of the Company. The purchase or sale of, or other transactions in, publicly traded securities of the Compan |
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March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 Latham |
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March 4, 2025 |
Exhibit 99 Latham Group, Inc. Reports Fourth Quarter and Full Year 2024 Financial Results and Provides 2025 Guidance · Latham’s In-Ground Pool Sales Outperformed the U.S. Pool Market in 2024 Driven by Fiberglass Share Gains and Increased Adoption of Automatic Safety Covers · Year-on-Year Margin Expansion Reflects Lower Cost Structure and Cost Discipline Amid Ongoing Investments to Drive Future Gro |
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March 4, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 4, 2025 Latham Group, Inc. |
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November 20, 2024 |
Latham Group Zephyrhills, FL Site Visit November 20, 2024 Exhibit 99 Latham Group Zephyrhills, FL Site Visit November 20, 2024 Forward - looking Statements Certain statements in this presentation constitute forward - looking statements within the meaning of the Private Securities Litig ation Reform Act of 1995. |
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November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2024 Latham Group, Inc. |
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November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-4035 |
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November 5, 2024 |
Latham Group, Inc. Reports Third Quarter 2024 Financial Results Exhibit 99 Latham Group, Inc. Reports Third Quarter 2024 Financial Results · In-Ground Pool Market in Line with Expectations · Latham Fiberglass Pool Sales Continue to Show Relative Strength · Lean Manufacturing, Value Engineering Initiatives and Improved Procurement Drive Meaningful Cost Reductions · Narrows Full Year 2024 Net Sales and Adjusted EBITDA Guidance Ranges Third Quarter 2024 Financial |
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November 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2024 Latham Group, Inc. |
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October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2024 Latham Group, Inc. |
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October 9, 2024 |
Latham Group appoints new independent director Exhibit 99 Latham Group appoints new independent director LATHAM, N.Y. – October 9, 2024 – Latham Group, Inc., (NASDAQ:SWIM), the largest designer, manufacturer, and marketer of in-ground residential pools in North America, Australia, and New Zealand, today announced the appointment of seasoned financial executive Frank J. Dellaquila as a new independent member of its Board of Directors and Chair |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 Lat |
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August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2024 Latham Group, Inc. |
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August 6, 2024 |
Latham Group, Inc. Reports Second Quarter 2024 Financial Results Exhibit 99 Latham Group, Inc. Reports Second Quarter 2024 Financial Results · Year-on-Year Net Income Margin Expanded by 500 Basis Points; Adjusted EBITDA Margin Expansion of 400 Basis Points in the Second Quarter Driven by Improved Cost Structure and Production Efficiencies · Second Quarter Operating Cash Flow Reached $52 Million · Increasing Full Year 2024 Net Sales and Adjusted EBITDA Guidance |
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May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report Latham Group, Inc. |
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May 31, 2024 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD. Exhibit 1.01 Latham Group, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 Introduction This Conflict Minerals Report (this “Report”) of Latham Group, Inc. (“Latham,” “we,” “us,” “our” or the “Company”) covers the reporting period from January 1 to December 31, 2023 (the “Reporting Period”). This Report is prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, a |
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May 8, 2024 |
Latham Group, Inc. Amended and Restated Non-Employee Director Compensation Policy Exhibit 10.2 Amended and Restated Non-Employee Director Compensation Policy (Effective March 4, 2024) Each “non-employee director” of Latham Group, Inc. (the “Company”) will be entitled to receive the following compensation (directors that are (i) employees of the Company or any of its subsidiaries or (ii) directors that are employed by or affiliated with our Sponsors (Pamplona Capital Management, |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 La |
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May 7, 2024 |
Latham Group, Inc. Reports First Quarter 2024 Financial Results Exhibit 99 Latham Group, Inc. Reports First Quarter 2024 Financial Results · First Quarter Results Benefitted from Strong Execution, Cost Savings, and Value Engineering and Productivity Initiatives · Fiberglass Pools Continued to Show Relative Strength · Company Re-Affirms Full Year 2024 Guidance First Quarter 2024 Financial Highlights: · Net sales of $110.6 million · Net loss of $7.9 million · Ad |
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May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 Latham Group, Inc. |
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May 6, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2024 Latham Group, Inc. |
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March 22, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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March 22, 2024 |
Latham Group Proxy Statement 2024ToOurStockholders: Wearepleasedtoinviteyoutoattendthe2024AnnualMeetingofStockholdersofLathamGroup,Inc. |
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March 13, 2024 |
Subsidiaries of the registrant Exhibit 21.1 Subsidiaries of the Registrant Entity Jurisdiction of Organization 1. Latham International Holdings, Inc. Delaware 2. Latham International Manufacturing Corp. Delaware 3. Latham Pool Products, Inc. Delaware 4. Pacific Pools Europe S.à r.l. France 5. LPP US, LLC Delaware 6. Latham Pool Products ULC/Produits de Piscine Latham ULC Canada 7. Narellan Group Pty Ltd New South Wales 8. Narel |
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March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 LATHAM |
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March 13, 2024 |
Exhibit 10.20 LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this “Agreement”), is entered into as of [ ], 202[] (the “Date of Grant”), by and between Latham Group, Inc., a Delaware corporation (the “Company”), and [] (the “Participant”). Capitalized terms used in this Agreement and not otherwise defined her |
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March 13, 2024 |
Policy for the Recovery of Erroneously Awarded Compensation POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1.Purpose. The Board of Directors (the “Board”) of Latham Group, Inc., a Delaware corporation (the “Company”), believes that it is in the best interests of the Company and its stockholders to adopt this Policy for the Recovery of Erroneously Awarded Compensation, as may be amended from time to time (this “Policy”). This Policy requires th |
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March 12, 2024 |
Exhibit 99 Latham Group, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results and Provides 2024 Guidance Full Year 2023 Sales Outperformed the U.S. In-Ground Pool Market in 2023 Driven by Continued Fiberglass Conversion Substantially Reduced Cost Structure During 2023 Full Year Operating Cash Flow of $116 Million Yielded Record Cash Position of $100 Million at Year-End 2024 Guidance An |
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March 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 12, 2024 LATHAM GROUP, INC. |
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February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 21, 2024 LATHAM GROUP, INC. |
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February 14, 2024 |
EX-1 2 ex1.htm EXHIBIT 1 JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. T |
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February 14, 2024 |
SWIM / Latham Group, Inc. / Pamplona Capital Partners V, L.P. Passive Investment SC 13G/A 1 formsc13-ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Latham Group, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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February 14, 2024 |
SWIM / Latham Group, Inc. / WYNNCHURCH CAPITAL PARTNERS IV, L.P. Passive Investment SC 13G/A 1 wynnchurchlatham13ga2024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Latham Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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February 13, 2024 |
SWIM / Latham Group, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0086862-34sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* LATHAM GROUP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 20 |
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November 7, 2023 |
Exhibit 99 Latham Group, Inc. Reports Third Quarter Fiscal 2023 Financial Results Year-over-year In-ground Net Sales Performance for First Nine Months of Fiscal 2023 Outpaced Expected Declines in U.S. New In-ground Pool Installations for 2023 Reduction in Facilities Footprint and Lean Initiatives Driving Improved Cost Structure Strong Cash Generation in Q3’23 Supports $10 Million Repayment of Debt |
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November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-4035 |
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November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2023 LATHAM GROUP, INC. |
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October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 20, 2023 LATHAM GROUP, INC. |
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October 24, 2023 |
Exhibit 10.2 October 16, 2023 Oliver C. Gloe [Address] Dear Oliver: On behalf of Latham Pool Products, Inc. (“Latham” or the “Company”), I am pleased to extend this formal contingent offer of employment effective October 30, 2023, as Vice President, Finance, until November 13, 2023 when you will be named Latham’s Chief Financial Officer (CFO), reporting in both positions to Scott Rajeski, Chief Ex |
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October 24, 2023 |
Exhibit 99 Latham Group, Inc. Appoints Oliver Gloe as Chief Financial Officer, effective November 13, 2023 Mark Borseth to Remain Strategic Advisor Through December 31, 2023 LATHAM, N.Y. – October 24, 2023 – Latham Group, Inc. (“Latham” or “the Company”) (Nasdaq: SWIM), the largest designer, manufacturer and marketer of in-ground residential swimming pools in North America, Australia and New Zeala |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 LATH |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2023 LATHAM GROUP, INC. |
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August 8, 2023 |
Exhibit 99 Latham Group, Inc. Reports Second Quarter Fiscal 2023 Financial Results Tightens Fiscal 2023 Guidance Range for Net Sales and Adjusted EBITDA LATHAM, N.Y. – August 8, 2023– Latham Group, Inc. (“Latham” or “the Company”) (Nasdaq: SWIM), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, and New Zealand, today announced fi |
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July 25, 2023 |
Exhibit 10.4 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is made on the 24th day of July, 2023, between Latham Group, Inc. (“Company”) and J. Mark Borseth (“Employee”) and is effective as of such date (the “Amendment Effective Date”). As used in this Agreement, “Company” includes Latham Group, Inc., its predecessors, successors, and assigns. WITNESSE |
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July 25, 2023 |
Exhibit 10.1 AGREEMENT TO AMEND EMPLOYMENT AGREEMENT This Agreement to Amend Employment Agreement (“Amended Agreement”) is made on the day of July, 2023, between Latham Pool Products, Inc., and its predecessors, successors, subsidiaries, affiliates, and assigns (collectively the “Company”) and [EMPLOYEE] (“Employee”). WITNESSETH WHEREAS, Employee previously entered into an employment agreement wit |
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July 25, 2023 |
Exhibit 10.2 July 10, 2023 [officer-first-name] [officer-last-name] [officer-address] [officer-city], [officer-state] [officer-postal-code] Dear [officer-first-name]: On behalf of Latham Pool Products (“Latham” or the “Company”), I am pleased to extend this formal contingent offer of continued employment in the position of [job-title]. Your continued employment is at-will, for no set period of tim |
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July 25, 2023 |
Exhibit 10.3 LATHAM POOL PRODUCTS, INC. OFFICER SEVERANCE PROGRAM Effective June 28, 2023 This Officer Severance Program (the “Program”) is a severance pay plan within the meaning of Labor Regulations Section 2510.3-2. The Program is intended to be an unfunded “employee welfare benefit plan” as defined in Section 3(1) of ERISA. The Program provides benefits to a select group of management or highl |
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July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2023 LATHAM GROUP, INC. |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report LATHAM GROUP, INC. |
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May 31, 2023 |
Latham Group, Inc. Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD. Exhibit 1.01 Latham Group, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 Introduction This Conflict Minerals Report (this “Report”) of Latham Group, Inc. (“Latham”, “we,” “us,” “our” or the “Company”) covers the reporting period from January 1 to December 31, 2022 (the “Reporting Period”). This Report is prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, a |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2023 LATHAM GROUP, INC. |
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May 9, 2023 |
Latham Group, Inc. Reports First Quarter Fiscal 2023 Financial Results Affirms Fiscal 2023 Guidance Exhibit 99 Latham Group, Inc. Reports First Quarter Fiscal 2023 Financial Results Affirms Fiscal 2023 Guidance LATHAM, N.Y. – May 9, 2023– Latham Group, Inc. (“Latham” or “the Company”) (Nasdaq: SWIM), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, and New Zealand, today announced financial results for the first quarter of its |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 LAT |
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May 4, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Latham Group, Inc. |
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May 4, 2023 |
Exhibit 10 Latham Group, Inc. First Amendment to 2021 Omnibus Equity Incentive Plan The Latham Group, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the “Plan”), effective April 22, 2021, of Latham Group, Inc., a Delaware corporation (including any successor thereto, the “Company”) and its Affiliates is hereby amended by this First Amendment (the “First Amendment”) as set forth be |
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May 4, 2023 |
As filed with the Securities and Exchange Commission on May 4, 2023 As filed with the Securities and Exchange Commission on May 4, 2023 Registration No. |
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May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2023 LATHAM GROUP, INC. |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 29, 2023 LATHAM GROUP, INC. |
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March 31, 2023 |
Exhibit 99 Latham Group, Inc. Appoints DeLu Jackson to its Board of Directors Brian Pratt Also Joins Board, Replacing Director Dane Derbyshire LATHAM, N.Y., March 31, 2023 (GLOBE NEWSWIRE) - Latham Group, Inc. (“Latham” or "the Company"), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, and New Zealand, today announced the appoin |
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March 31, 2023 |
SupplementtoProxyStatementforthe2023 AnnualMeetingofStockholderstobeheldon May2,2023 Thisproxystatementsupplement,datedMarch31,2023(this“Supplement”),supplementsthedefinitive proxystatementonSchedule14A(the“ProxyStatement”)ofLathamGroup,Inc. |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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March 21, 2023 |
ToOurStockholders: Wearepleasedtoinviteyoutoattendthe2023AnnualMeetingofStockholdersofLathamGroup,Inc. |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 LATHAM |
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March 7, 2023 |
Exhibit 10.14 LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), is entered into as of [], 20[] (the “Date of Grant”), by and between Latham Group, Inc., a Delaware corporation (the “Company”), and [] (the “Participant”). Capitalized terms used in this Agreement and not otherwise defined herein |
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March 7, 2023 |
Subsidiaries of the registrant Exhibit 21.1 Subsidiaries of the Registrant Entity Jurisdiction of Organization 1. Latham Intermediate Holdings, LLC Delaware 2. Latham US, LLC Delaware 3. Latham Purchaser Holdings, LLC Delaware 4. Latham Purchaser Parent, Inc. Delaware 5. Latham Purchaser, Inc. Delaware 6. LPP Holdings Inc. Delaware 7. Latham International Holdings, Inc. Delaware 8. Latham International Manufacturing Corp. Delaw |
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March 7, 2023 |
Exhibit 10.15 LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHT AWARD AGREEMENT THIS STOCK APPRECIATION RIGHT AWARD AGREEMENT (this “Agreement”), is entered into as of [], 20[] (the “Date of Grant”), by and between Latham Group, Inc., a Delaware corporation (the “Company”), and [] (the “Participant”). Capitalized terms used in this Agreement and not otherwise defined h |
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March 7, 2023 |
Exhibit 10.17 CONFIDENTIAL Latham Pool Products, Inc. | 20[] Management Incentive Bonus (MIB) Plan | Master The Management Incentive Bonus Plan (the “Plan”) has been established to attract and retain employees and officers, ensure that the Company’s compensation program provides appropriate incentives to motivate key employees and officers to contribute to the Company’s performance and growth, dev |
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March 7, 2023 |
Exhibit 99 Latham Group, Inc. Reports Fourth Quarter and Full Year Fiscal 2022 Financial Results Introduces Full Fiscal Year 2023 Outlook; Provides Guidance for First Quarter Fiscal 2023 LATHAM, N.Y. – March 7, 2023 – Latham Group, Inc. (“Latham” or "the Company") (Nasdaq: SWIM), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, a |
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March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 7, 2023 LATHAM GROUP, INC. |
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March 7, 2023 |
Exhibit 10.16 Non-Employee Director Compensation Policy (Effective April 12, 2021) Each “non-employee director” of Latham Group, Inc. (the “Company”) will be entitled to receive the following compensation (directors that are (i) employees of the Company or any of its subsidiaries or (ii) directors that are employed by or affiliated with our Sponsors (Pamplona Capital Management, LLC and Wynnchurch |
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February 14, 2023 |
SWIM / Latham Group, Inc. / WYNNCHURCH CAPITAL PARTNERS IV, L.P. Passive Investment SC 13G/A 1 cmw466.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Latham Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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February 14, 2023 |
SWIM / Latham Group, Inc. / Pamplona Capital Partners V, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 14, 2023 | ||
February 6, 2023 |
Employment Agreement by and between J. Mark Borseth and Latham Group, Inc., dated February 6, 2023 Exhibit 10.1 EMPLOYMENT AGREEMENT This Agreement is made on the 13th day of February, 2023, between Latham Group, Inc. (“Company”) and J. Mark Borseth (“Employee”) and is effective as of such date (the “Effective Date”). As used in this Agreement, “Company” includes Latham Group, Inc., its predecessors, successors, and assigns. WITNESSETH WHEREAS, Employee previously was employed pursuant to that |
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February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A AMENDMENT NO. |
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January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 16, 2023 LATHAM GROUP, INC. |
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January 19, 2023 |
Exhibit 99 CONFIDENTIAL Latham Group, Inc. Announces Chief Financial Officer Transition; Reaffirms Fiscal 2022 Net Sales and Adjusted EBITDA Guidance Mark Borseth appointed as Interim Chief Financial Officer LATHAM, N.Y., January 19, 2023 (GLOBE NEWSWIRE) – Latham Group, Inc. (“Latham” or “the Company”) (Nasdaq: SWIM), the largest, manufacturer and marketer of in-ground residential swimming pools |
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January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 6, 2023 LATHAM GROUP, INC. |
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November 10, 2022 |
EXHIBIT 99.1 Latham Group, Inc. Reports Third Quarter Fiscal 2022 Financial Results Delivers Third Quarter Year-over-Year Net Sales Growth of 16.9% Implements Cost Reduction Plan, Building Upon Ongoing Lean and Value Engineering Initiatives Provides Fiberglass Manufacturing Capacity Update Updates Fiscal 2022 Guidance LATHAM, N.Y. ? November 10, 2022? Latham Group, Inc. (?Latham? or ?the Company?) |
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November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 10, 2022 LATHAM GROUP, INC. |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 L |
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August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2022 LATHAM GROUP, INC. |
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August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 11, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Agreement is made on the 9th day of June 2022, between Latham Pool Products, Inc. (?Company?) and Robert L. Masson II (?Employee?) and is effective as of July 11, 2022 (the ?Effective Date?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its predecessors, successors, and assigns. W I T N E S E T H WHEREAS, Company desires to employ |
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August 11, 2022 |
EXHIBIT 99.1 Latham Group, Inc. Reports Second Quarter Fiscal 2022 Financial Results Delivers Second Quarter Year-over-Year Net Sales Growth of 14.3% Repurchased 2 Million Shares for $15 million During the Second Quarter; $85 Million Remaining Under the Existing Authorization Updates Fiscal 2022 Guidance LATHAM, N.Y. ? August 11, 2022? Latham Group, Inc. (?Latham? or ?the Company?) (Nasdaq: SWIM), |
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August 11, 2022 |
Exhibit 10.2 RETIREMENT AGREEMENT This Retirement Agreement (the ?Agreement?), dated as of June 12, 2022 (the ?Effective Date?), is made and entered into by and among Latham Pool Products, Inc. (the ?Company?), Latham Group, Inc., (?Parent?) and J. Mark Borseth (the ?Employee,? and collectively, the ?Parties?). WHEREAS, the Employee is employed by the Company pursuant to the employment agreement d |
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July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 22, 2022 (July 20, 2022) LATHAM GROUP, INC. |
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June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 14, 2022 (June 12, 2022) LATHAM GROUP, INC. |
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June 14, 2022 |
EXHIBIT 99.1 Latham Group, Inc. Announces Chief Financial Officer Succession Plan Mark Borseth to retire in December 2022 Robert Masson to be named Chief Financial Officer LATHAM, N.Y., June 14, 2022 (GLOBE NEWSWIRE) ? Latham Group, Inc. (?Latham? or ?the Company?) (Nasdaq: SWIM), the largest, manufacturer and marketer of in-ground residential swimming pools in North America, Australia and New Zea |
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May 18, 2022 |
JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersign |
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May 18, 2022 |
SWIM / Latham Group, Inc. / Pamplona Capital Partners V, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2022 LATHAM GROUP, INC. |
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May 12, 2022 |
EXHIBIT 99.1 Latham Group, Inc. Reports First Quarter Fiscal 2022 Financial Results Delivers First Quarter Year-over-Year Net Sales Growth of 28.8% Affirms Fiscal 2022 Guidance, Implying Year-over-Year Net Sales Growth of 35% to 40% and Year-over-Year Adjusted EBITDA Growth of 32% to 46%1 Announces $100 Million Share Repurchase Program LATHAM, N.Y. ? May 12, 2022? Latham Group, Inc. (?Latham? or ? |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 3, 2022 LATHAM GROUP, INC. |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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March 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 10, 2022 LATHAM GROUP, INC. |
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March 10, 2022 |
Exhibit 99.1 Latham Group, Inc. Reports Fourth Quarter and Full Year Fiscal 2021 Financial Results Company Achieves 12th Consecutive Year of Net Sales and Adjusted EBITDA Growth and Adjusted EBITDA Margin Expansion1 Delivers Record Fourth Quarter Year-Over-Year Net Sales Growth of 24.1% Introduces Full Fiscal Year 2022 Guidance LATHAM, N.Y. ? March 10, 2022? Latham Group, Inc. (?Latham? or "the Co |
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March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 10, 2022 |
Subsidiaries of the registrant Exhibit 21.1 ? ? ? ? ? ? ? ? Subsidiaries of the Registrant ? Entity ? Jurisdiction of Organization ? 1. ? Latham Intermediate Holdings, LLC ? Delaware ? 2. ? Latham US, LLC ? Delaware ? 3. ? Latham Purchaser Holdings, LLC ? Delaware ? 4. ? Latham Purchaser Parent, Inc. ? Delaware ? 5. ? Latham Purchaser, Inc. ? Delaware ? 6. ? LPP Holdings Inc. ? Delaware ? 7. ? Latham International Holdings, Inc |
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March 10, 2022 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? In this document, the ?Company,? ?we,? ?us? and ?our? refer to Latham Group, Inc., a Delaware corporation. The following description of our capital stock summarizes certain provisions of our amended and restated certificate of incorporation (the ?certificate of incorpor |
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February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 25, 2022 LATHAM GROUP, INC. |
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February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 23, 2022 (February 23, 2022) LATHAM GROUP, INC. |
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February 23, 2022 |
Exhibit 10.1 CREDIT AND GUARANTY AGREEMENT dated as of February 23, 2022 among LATHAM POOL PRODUCTS, INC., as the Borrower, LATHAM INTERNATIONAL MANUFACTURING CORP., as Holdings, THE SUBSIDIARIES OF HOLDINGS FROM TIME TO TIME PARTY HERETO AS GUARANTORS, THE LENDERS FROM TIME TO TIME PARTY HERETO, and BARCLAYS BANK PLC, as Administrative Agent BARCLAYS BANK PLC, BOFA SECURITIES, INC., GOLDMAN SACHS |
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February 14, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT THIS JOINT FILING AGREEMENT, is entered into effective as of February 14, 2022, by and among Wynnchurch Partners IV, L.P., Wynnchurch Capital, L.P., WC Partners Executive IV, L.P., Wynnchurch Capital Partners IV, L.P., all organized under the laws of the Cayman Islands (other than Wynnchurch Capital, L.P., a Delaware limited partnership), and John A. Hatherly, F |
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February 14, 2022 |
SWIM / Latham Group, Inc. / WYNNCHURCH CAPITAL PARTNERS IV, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Latham Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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February 11, 2022 |
SWIM / Latham Group, Inc. / Pamplona Capital Partners V, L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LATHAM GROUP, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 11, 2022 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* LATHAM GROUP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 51819L107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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February 11, 2022 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ackn |
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January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 20, 2022 LATHAM GROUP, INC. |
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January 20, 2022 |
Latham, The Pool Company Appoints Sanjeev Bahl as Chief Operating Officer EXHIBIT 99.1 Latham, The Pool Company Appoints Sanjeev Bahl as Chief Operating Officer NEW YORK, NY ? (January 20, 2022) ? Latham, The Pool Company (?Latham? or ?the Company?) (Nasdaq: SWIM), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia and New Zealand, today announced the appointment of Sanjeev Bahl as Chief Operating Officer |
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January 7, 2022 |
12,000,000 Shares Latham Group, Inc. Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4)? ?Registration No. 333-261998? PROSPECTUS ? 12,000,000 Shares Latham Group, Inc. Common Stock ? Latham Group, Inc., a Delaware corporation (the ?Company?) is selling 12,000,000 shares of its common stock. We will use the entire aggregate amount of our net proceeds from this offering to purchase 12,000,000 shares of our common stock from certain o |
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January 5, 2022 |
[Remainder of Page Intentionally Left Blank] VIA EDGAR January 4, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Division of Corporation Finance Office of Manufacturing Re: Latham Group, Inc. (the ?Company?) Registration Statement on Form S-1 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended (the ?Act?), Bar |
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January 5, 2022 |
LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 January 4, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Erin Donahue Division of Corporation Finance Office of Manufacturing Latham Group, Inc. Registration Statement on Form S-1 Ladies and Gentlemen: Pursuant to Rule 461 of the Securities A |
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January 4, 2022 |
[Remainder of Page Intentionally Left Blank] VIA EDGAR January 4, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Division of Corporation Finance Office of Manufacturing Re: Latham Group, Inc. (the ?Company?) Registration Statement on Form S-1 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended (the ?Act?), Bar |
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January 4, 2022 |
Form of Underwriting Agreement Exhibit 1.1 [ ? ] shares of Common Stock LATHAM GROUP, INC. UNDERWRITING AGREEMENT [ ? ], 2022 BARCLAYS CAPITAL INC. BOFA SECURITIES, INC. As Representatives of the several Underwriters named in Schedule I attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Latham Group, Inc. |
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January 4, 2022 |
Form of Common Stock Purchase Agreement Exhibit 10.20 PURCHASE AGREEMENT PURCHASE AGREEMENT, dated , 2022 (this ?Agreement?), by and between , as seller (the ?Seller?), and Latham Group, Inc., a Delaware corporation, as purchaser (the ?Purchaser?). NOW, THEREFORE, in consideration of the mutual covenants and agreements set forth herein and for good and valuable consideration, the receipt and adequacy of which is hereby acknowledged, the |
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January 4, 2022 |
Subsidiaries of the registrant Exhibit 21.1 ? ? ? ? Subsidiaries of the Registrant ? Entity Jurisdiction of Organization 1. ? Latham Intermediate Holdings, LLC ? Delaware 2. ? Latham US, LLC ? Delaware 3. ? Latham Purchaser Holdings, LLC ? Delaware 4. ? Latham Purchaser Parent, Inc. ? Delaware 5. ? Latham Purchaser, Inc. ? Delaware 6. ? LPP Holdings Inc. ? Delaware 7. ? Latham International Holdings, Inc. ? Delaware 8. ? Latham |
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January 4, 2022 |
LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 January 4, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Erin Donahue Division of Corporation Finance Office of Manufacturing Latham Group, Inc. Registration Statement on Form S-1 Ladies and Gentlemen: Pursuant to Rule 461 of the Securities A |
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January 4, 2022 |
As filed with the Securities and Exchange Commission on January 4, 2022 Table of Contents As filed with the Securities and Exchange Commission on January 4, 2022 Registration No. |
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January 4, 2022 |
[Remainder of Page Intentionally Left Blank] VIA EDGAR January 4, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Division of Corporation Finance Office of Manufacturing Re: Latham Group, Inc. (the ?Company?) Registration Statement on Form S-1 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended (the ?Act?), Bar |
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December 6, 2021 |
Latham Group, Inc. Announces Participation in Truist Securities Industrials and Services Summit EXHIBIT 99.1 Latham Group, Inc. Announces Participation in Truist Securities Industrials and Services Summit LATHAM, N.Y., December 6, 2021 (GLOBE NEWSWIRE) - Latham Group, Inc. (NASDAQ: SWIM) (?Latham? or "the Company"), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, and New Zealand, today announced that management will host v |
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December 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 6, 2021 LATHAM GROUP, INC. |
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December 6, 2021 |
DECEMBER 2021 INVESTOR PRESENTATION EXHIBIT 99.2 DECEMBER 2021 INVESTOR PRESENTATION DISCLAIMER Forward - looking Statements Some of the statements contained in this presentation are forward - looking statements within the meaning of Section 27A of the Se curities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward - looking stat ements are generally identified by the use of wor |
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November 30, 2021 |
EXHIBIT 99.1 Latham Group, Inc. Announces the Acquisition of Radiant Pools Complements Latham?s Existing Portfolio and Expands Its Addressable Market LATHAM NY, November 30, 2021 (GLOBAL NEWSWIRE) ? Latham Group, Inc. (?Latham? or ?the Company?), the largest designer, manufacturer, and marketer of in-ground residential swimming pools in North America, Australia, and New Zealand, today announced th |
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November 30, 2021 |
EXHIBIT 10.2 EXECUTION VERSION FOURTH AMENDMENT FOURTH AMENDMENT, dated as of March 31, 2021 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), Latham International Manufacturing Corp., a Delaware corporation (?Holdings?), each lender party hereto as a consenting lender (collectively, the ?Consenting Lenders?) and NOMURA CORPORATE FUNDING AMERICAS |
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November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 30, 2021 (November 24, 2021) LATHAM GROUP, INC. |
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November 30, 2021 |
EXHIBIT 10.1 Execution Version FIFTH INCREMENTAL FACILITY AMENDMENT FIFTH INCREMENTAL FACILITY AMENDMENT, dated as of November 24, 2021 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Fifth Amendment Incremental Term Loan L |
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November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 10, 2021 |
EXHIBIT 99.1 Latham Group, Inc. Reports Third Quarter Fiscal 2021 Financial Results Record Third Quarter Year-Over-Year Net Sales Growth of 27% Reflects Strong Consumer Demand as Homeowners Continue to Invest in the Backyard Company Affirms Full Fiscal Year 2021 Net Sales and Adjusted EBITDA Guidance Supplemental Presentation Posted to the Latham Investor Relations Website LATHAM, N.Y. ? November |
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November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 10, 2021 LATHAM GROUP, INC. |
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September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 8, 2021 LATHAM GROUP, INC. |
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August 5, 2021 |
Exhibit 10.7 ? FORM OF RESTRICTED STOCK AWARD AGREEMENT ? LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT ? THIS RESTRICTED STOCK AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). ? Capitalized terms used in this Agree |
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August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 5, 2021 |
Exhibit 10.2 ? EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT dated as of April 27, 2021 between LATHAM GROUP, INC. ? AND ? CERTAIN STOCKHOLDERS ? 1 ? TABLE OF CONTENTS ? ? ? ? ? Page ARTICLE I DEFINITIONS? 3 1.1 Definitions? 3 ARTICLE II REGISTRATION RIGHTS? 7 2.1 Demand Rights? 7 2.2 Piggyback Registration Rights? 9 2.3 Form S-3 Registration; Shelf Registration? 12 2.4 Shelf Take-Downs? 14 2.5 |
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August 5, 2021 |
Exhibit 10.4 ? ? Latham Pool Products, Inc. | 2020 Management Incentive Bonus (MIB) Plan ? Management by Objective (MBO) Individual Goals & Objectives: ? 1. Annually, new MBOs are established by the employee and his/her manager, subject to approval by the employee?s Senior Leadership Team member and the President & CEO. 2. MBOs should correlate to the employee?s supervisor?s MBOs, the SLT member a |
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August 5, 2021 |
? Exhibit 10.1 EXECUTION VERSION ? ? ? ? ? ? ? ? ? ? ? STOCKHOLDERS AGREEMENT DATED AS OF APRIL 27, 2021 AMONG LATHAM GROUP, INC. AND THE OTHER PARTIES HERETO ? ? ? ? TABLE OF CONTENTS ARTICLE I INTRODUCTORY MATTERS? 1 1.1 Defined Terms? 1 1.2 Construction? 4 ARTICLE II CORPORATE GOVERNANCE MATTERS? 4 2.1 Election of Directors? 4 2.2 Consent Rights? 6 2.3 Permitted Disclosure? 8 ARTICLE III INFORM |
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August 5, 2021 |
Exhibit 10.3 ? INDEMNIFICATION AGREEMENT by and between LATHAM GROUP, INC. and as Indemnitee Dated as of [?], 2021 ? ? ? TABLE OF CONTENTS ? Page ? ? ARTICLE 1 DEFINITIONS 2 ? ? ARTICLE 2 INDEMNITY IN THIRD-PARTY PROCEEDINGS 6 ? ? ARTICLE 3 INDEMNITY IN PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY 7 ? ? ARTICLE 4 INDEMNIFICATION FOR EXPENSES OF A PARTY WHO IS WHOLLY OR PARTLY SUCCESSFUL 7 ? ? ART |
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August 5, 2021 |
Exhibit 99.1 Latham Group, Inc. Reports Second Quarter Fiscal 2021 Financial Results Second Quarter Year-Over-Year Net Sales Growth of 60.3% Driven by Consumer Demand as Homeowners Continue to Invest in the Backyard Company Raises Lower End of Full Fiscal Year 2021 Net Sales and Adjusted EBITDA Guidance Latham Announces Construction of New Fiberglass Pool Manufacturing Plant; Facility to Be Fully |
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August 5, 2021 |
Exhibit 10.8 ? FORM OF RSU AWARD AGREEMENT ? LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT ? THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). ? Capitalized terms used in this Agreemen |
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August 5, 2021 |
Exhibit 10.5 ? LATHAM GROUP INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN ? 1.Purpose. The Latham Group, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is intended to help Latham Group, Inc., a Delaware corporation (including any successor thereto, the ?Company?), and its Affiliates (i) attract and retain key personnel by providing them the opportunity to acquire an equity i |
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August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 5, 2021 LATHAM GROUP, INC. |
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August 5, 2021 |
Exhibit 10.6 ? FORM OF NONQUALIFIED STOCK OPTION ? LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN NONQUALIFIED OPTION AWARD AGREEMENT ? THIS NONQUALIFIED OPTION AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[ ] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreeme |
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July 19, 2021 |
DRS 1 filename1.htm TABLE OF CONTENTS Confidential Treatment Requested by Latham Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on July 19, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 3 |
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July 9, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 9, 2021 LATHAM GROUP, INC. |
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June 3, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LATHAM GROUP, INC. * * * * * ARTICLE I NAME The name of the Corporation (the ?Corporation?) is Latham Group, Inc. ARTICLE II REGISTERED OFFICE AND AGENT The address of the registered office of the Corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street in the City of Wilmington, County of New Castl |
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June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40358 LATHAM GRO |
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June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 3, 2021 LATHAM GROUP, INC. |
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June 3, 2021 |
EXHIBIT 99.1 Latham Group, Inc. Reports First Quarter Fiscal 2021 Financial Results Sales Growth Driven by Strong Consumer Demand Across Product Portfolio Company Introduces Outlook for Full Fiscal Year 2021 LATHAM, N.Y. ? June 3, 2021? Latham Group, Inc. (NASDAQ: SWIM) (?Latham? or "the Company"), the largest designer, manufacturer and marketer of in-ground residential swimming pools in North Ame |
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June 3, 2021 |
Exhibit 2.1 ? AGREEMENT AND PLAN OF MERGER ? AGREEMENT AND PLAN OF MERGER (this ?Agreement?) dated as of April 22, 2021, by and between Latham Investment Holdings, L.P., a Delaware limited partnership (the ?Partnership?), and Latham Group, Inc., a Delaware corporation (?Topco? and together with the Partnership, collectively, the ?Constituent Companies?). ? WHEREAS, Topco is a direct wholly-owned s |
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June 3, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF LATHAM GROUP, INC. ARTICLE I Offices SECTION 1.01 Registered Office. The registered office and registered agent of Latham Group, Inc. (the ?Corporation?) in the State of Delaware shall be as set forth in the Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the United States or elsewhere (and ma |
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April 27, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 27, 2021 LATHAM GROUP, INC. |
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April 27, 2021 |
EXHIBIT 99.1 Closing Press Release Latham Group, Inc. Announces Closing of Initial Public Offering Including Exercise in Full of the Underwriters? Option to Purchase Additional Shares LATHAM, N.Y. ? April 27, 2021 ? Latham Group, Inc. (?Latham? or the ?Company?) today announced the closing of its previously announced initial public offering of 20,000,000 shares of its common stock, at a price to t |
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April 26, 2021 |
20,000,000 Shares Latham Group, Inc. Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4)? ?Registration No. 333-254930? PROSPECTUS ? 20,000,000 Shares Latham Group, Inc. Common Stock ? This is the initial public offering of shares of common stock of Latham Group, Inc., a Delaware corporation. We are offering 20,000,000 shares of common stock. The public offering price of our common stock is $19.00 per share. Prior to this offering, t |
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April 22, 2021 |
As filed with the Securities and Exchange Commission on April 22, 2021 Registration No. |
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April 22, 2021 |
Form 8-A, filed with the Commission on April 22, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LATHAM GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 83-2797583 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 787 |
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April 20, 2021 |
April 20, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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April 20, 2021 |
LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 LATHAM GROUP, INC. 787 Watervliet Shaker Road Latham, New York 12110 April 20, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Asia Timmons-Pierce Jay Ingram Division of Corporation Finance Office of Manufacturing Latham Group, Inc. (f/k/a Latham Topco, Inc.) Registration Statement on Form S-1 (File No. 333-2549 |
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April 14, 2021 |
? Exhibit 10.1 ? EXECUTION VERSION ? CREDIT AND GUARANTY AGREEMENT ? dated as of ? December 18, 2018 ? among ? LATHAM PURCHASER, INC., as the Borrower prior to the consummation of the Acquisition, ? LATHAM POOL PRODUCTS, INC., as the Borrower immediately upon the consummation of the Acquisition, ? LATHAM INTERNATIONAL MANUFACTURING CORP., as Holdings, ? THE OTHER SUBSIDIARIES OF HOLDINGS FROM TIME |
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April 14, 2021 |
? Exhibit 10.3 ? Execution Version ? SECOND INCREMENTAL FACILITY AMENDMENT ? SECOND INCREMENTAL FACILITY AMENDMENT, dated as of October 14, 2020 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Second Amendment Incremental T |
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April 14, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 14, 2021. |
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April 14, 2021 |
? Exhibit 10.7? ? ? ? ? ? INDEMNIFICATION AGREEMENT ? by and between ? LATHAM GROUP,?INC. ? and ? as Indemnitee ? ? ? ? ? Dated as of [?], 2021 ? ? ? ? ? ? ? ? ? ? ? ? TABLE OF CONTENTS ? ? Page ? ? ARTICLE?1 DEFINITIONS 2 ? ? ARTICLE?2 INDEMNITY IN THIRD-PARTY PROCEEDINGS 6 ? ? ARTICLE?3 INDEMNITY IN PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY 7 ? ? ARTICLE?4 INDEMNIFICATION FOR EXPENSES OF A P |
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April 14, 2021 |
Exhibit 10.4 ? EXECUTION VERSION ? THIRD INCREMENTAL FACILITY AMENDMENT ? THIRD INCREMENTAL FACILITY AMENDMENT, dated as of January 25, 2021 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Third Amendment Incremental Term L |
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April 14, 2021 |
Form of Underwriting Agreement Exhibit 1.1 [ ? ] shares of Common Stock LATHAM GROUP, INC. UNDERWRITING AGREEMENT [ ? ], 2021 Barclays Capital Inc. BofA Securities, Inc. Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC As Representatives of the several Underwriters named in Schedule I attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 c/o BofA Securities, Inc. One Bryant Park New York, New Yo |
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April 14, 2021 |
? Exhibit 10.2 ? Execution Version ? FIRST INCREMENTAL FACILITY AMENDMENT ? FIRST INCREMENTAL FACILITY AMENDMENT, dated as of May 29, 2019 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the First Amendment Incremental Term Loan Lenders (as defined below), and NOMURA |
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April 14, 2021 |
CORRESP 1 filename1.htm Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 April 14, 2021 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Asia Timmons-Pierce Jay Ingram Division of Corporation Finance Office of Manufacturing Re: Latham Group, Inc |
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March 31, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LATHAM GROUP, INC. * * * * * ARTICLE I NAME The name of the Corporation (the ?Corporation?) is Latham Group, Inc. ARTICLE II REGISTERED OFFICE AND AGENT The address of the registered office of the Corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street in the City of Wilmington, County of New Castle, 1980 |
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March 31, 2021 |
Exhibit 10.3 Execution Version SECOND INCREMENTAL FACILITY AMENDMENT SECOND INCREMENTAL FACILITY AMENDMENT, dated as of October 14, 2020 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Second Amendment Incremental Term Loan |
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March 31, 2021 |
Exhibit 10.2 Execution Version FIRST INCREMENTAL FACILITY AMENDMENT FIRST INCREMENTAL FACILITY AMENDMENT, dated as of May 29, 2019 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the First Amendment Incremental Term Loan Lenders (as defined below), and NOMURA CORPORA |
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March 31, 2021 |
Form of Common Stock Purchase Agreement Exhibit 10.18 PURCHASE AGREEMENT PURCHASE AGREEMENT, dated , 2021 (this ?Agreement?), by and between , as seller (the ?Seller?), and Latham Group, Inc., a Delaware corporation, as purchaser (the ?Purchaser?). WHEREAS, the Purchaser is currently contemplating an underwritten initial public offering (the ?Offering ?) of the Purchaser?s common stock, par value $0.0001 per share (the ?Common Stock?); |
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March 31, 2021 |
Subsidiaries of the registrant Exhibit 21.1 Subsidiaries of the Registrant Entity Jurisdiction of Organization 1. Latham Intermediate Holdings, LLC Delaware 2. Latham US, LLC Delaware 3. Latham Purchaser Holdings, LLC Delaware 4. Latham Purchaser Parent, Inc. Delaware 5. Latham Purchaser, Inc. Delaware 6. LPP Holdings Inc. Delaware 7. Latham International Holdings, Inc. Delaware 8. Latham International Manufacturing Corp. Delaw |
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March 31, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF LATHAM GROUP, INC. ARTICLE I Offices SECTION 1.01 Registered Office. The registered office and registered agent of Latham Group, Inc. (the ?Corporation?) in the State of Delaware shall be as set forth in the Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the United States or elsewhere (and ma |
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March 31, 2021 |
Exhibit 16.1 518 Township Line Road Suite 300 Blue Bell, PA 19422 O +1 215 641 8600 F +1 215 641 8680 www.rsmus.com March 10, 2021 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Latham Group, Inc.'s (formerly, Latham Topco, Inc.) statements included under Item 4.01(a) of its Confidential Form S-1 filed on March 10, 2021 and we agree with such statements conce |
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March 31, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 31, 2021. |
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March 31, 2021 |
Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT dated as of [?], 2021 between LATHAM GROUP, INC. AND CERTAIN STOCKHOLDERS 1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 3 1.1 Definitions 3 ARTICLE II REGISTRATION RIGHTS 7 2.1 Demand Rights 7 2.2 Piggyback Registration Rights 9 2.3 Form S-3 Registration; Shelf Registration 12 2.4 Shelf Take-Downs 14 2.5 Selection of Underwriters 16 2.6 Withdrawal Rights |
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March 31, 2021 |
Latham Pool Products, Inc. Management Incentive Bonus Plan Exhibit 10.13 Latham Pool Products, Inc. | 2020 Management Incentive Bonus (MIB) Plan Management by Objective (MBO) Individual Goals & Objectives: 1. Annually, new MBOs are established by the employee and his/her manager, subject to approval by the employee?s Senior Leadership Team member and the President & CEO. 2. MBOs should correlate to the employee?s supervisor?s MBOs, the SLT member and ulti |
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March 31, 2021 |
Form of Nonqualified Option Award Agreement under the 2021 Omnibus Equity Incentive Plan Exhibit 10.15 FORM OF NONQUALIFIED STOCK OPTION LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN NONQUALIFIED OPTION AWARD AGREEMENT THIS NONQUALIFIED OPTION AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[ ] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement an |
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March 31, 2021 |
Form of Restricted Stock Award Agreement under the 2021 Omnibus Equity Incentive Plan Exhibit 10.16 FORM OF RESTRICTED STOCK AWARD AGREEMENT LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement an |
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March 31, 2021 |
CORRESP 1 filename1.htm Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 March 31, 2021 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Asia Timmons-Pierce Jay Ingram Division of Corporation Finance Office of Manufacturing Re: Latham Group, Inc |
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March 31, 2021 |
Latham Group, Inc. 2021 Omnibus Equity Incentive Plan Exhibit 10.14 LATHAM GROUP INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN 1.???????????? Purpose. The Latham Group, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is intended to help Latham Group, Inc., a Delaware corporation (including any successor thereto, the ?Company?), and its Affiliates (i) attract and retain key personnel by providing them the opportunity to acquire a |
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March 31, 2021 |
Form of Stockholders Agreement by and among Latham Group, Inc. and the stockholders party thereto Exhibit 10.5 STOCKHOLDERS AGREEMENT DATED AS OF [??????????? ], 2021 AMONG LATHAM GROUP, INC. AND THE OTHER PARTIES HERETO TABLE OF CONTENTS ARTICLE I INTRODUCTORY MATTERS 1 1.1 Defined Terms 1 1.2 Construction 3 ARTICLE II CORPORATE GOVERNANCE MATTERS 3 2.1 Election of Directors 3 2.2 Consent Rights 4 2.3 Permitted Disclosure 5 ARTICLE III INFORMATION 6 3.1 Books and Records; Access 6 3.2 Confide |
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March 31, 2021 |
Exhibit 10.9 2/7/2020 Revised 2/11/2020 The Pool Company 787 Watervliet-Shaker Rd. Latham, NY 12110 J. Mark Borseth Dear Mark: On behalf of Latham Pool Products, I am pleased to extend this formal contingent job offer for the position of Chief Financial Officer (CFO) with a starting date on Monday, March 2, 2020. In this capacity as a member of the Senior Leadership Team (SLT), you will report to |
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March 31, 2021 |
Form of Restricted Stock Unit Award Agreement under the 2021 Omnibus Equity Incentive Plan Exhibit 10.17 FORM OF RSU AWARD AGREEMENT LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement and n |
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March 31, 2021 |
Exhibit 10.1 EXECUTION VERSION CREDIT AND GUARANTY AGREEMENT dated as of December 18, 2018 among LATHAM PURCHASER, INC., as the Borrower prior to the consummation of the Acquisition, LATHAM POOL PRODUCTS, INC., as the Borrower immediately upon the consummation of the Acquisition, LATHAM INTERNATIONAL MANUFACTURING CORP., as Holdings, THE OTHER SUBSIDIARIES OF HOLDINGS FROM TIME TO TIME PARTY HERET |
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March 31, 2021 |
Form of Merger Agreement by and between Latham Group, Inc. and Latham Investment Holdings, L.P. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER (this ?Agreement?) dated as of [], 2021, by and between Latham Investment Holdings, L.P., a Delaware limited partnership (the ?Partnership?), and Latham Group, Inc., a Delaware corporation (?Topco? and together with the Partnership, collectively, the ?Constituent Companies?). WHEREAS, Topco is a direct wholly-owned subsidiary of |
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March 31, 2021 |
Exhibit 10.10 EMPLOYMENT AGREEMENT This Agreement is made on the 12th day of February, 2020, between Latham Pool Products, Inc. (?Company?) and J. Mark Borseth (?Employee?) and is effective as of such date (the ?Effective Date?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its predecessors, successors, and assigns. WITNESSETH WHEREAS, Company desires to employ Employe |
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March 31, 2021 |
? Exhibit 10.4 EXECUTION VERSION THIRD INCREMENTAL FACILITY AMENDMENT THIRD INCREMENTAL FACILITY AMENDMENT, dated as of January 25, 2021 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Third Amendment Incremental Term Loan |
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March 31, 2021 |
Exhibit 10.7 INDEMNIFICATION AGREEMENT by and between LATHAM GROUP, INC. and as Indemnitee Dated as of [?], 2021 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 ARTICLE 2 INDEMNITY IN THIRD-PARTY PROCEEDINGS 6 ARTICLE 3 INDEMNITY IN PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY 7 ARTICLE 4 INDEMNIFICATION FOR EXPENSES OF A PARTY WHO IS WHOLLY OR PARTLY SUCCESSFUL 7 ARTICLE 5 INDEMNIFICATION FOR EXP |
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March 31, 2021 |
Exhibit 10.8 EMPLOYMENT AGREEMENT This Agreement is made on the 17th day of December, 2018, between Latham Pool Products, Inc. (?Company?) and Scott Rajeski (?Employee?). This Agreement shall be effective upon the closing of the transaction contemplated by the Purchase Agreement (as defined below) (the ?Effective Date?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its |
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March 31, 2021 |
Exhibit 10.12 EMPLOYMENT AGREEMENT This Agreement is made on the 11th day of February, 2019, (the ?Effective Date?) between Latham Pool Products, Inc. (?Company?) and Joel Culp (?Employee?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its predecessors, successors, and assigns. WITNESSETH WHEREAS, Company desires to employ Employee upon the terms and conditions hereina |
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March 31, 2021 |
Exhibit 10.11 1/18/2019 787 Watervliet-Shaker Road Latham, NY 12110 Joel Culp Dear Joel, On behalf of Latham Pool Products, I am pleased to extend this formal contingent job offer for the position of Chief Marketing Officer (CMO) with a starting date on Monday, February 11, 2019. In this capacity, you will report to Scott Rajeski, President and CEO in accordance with the duties and responsibilitie |
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March 10, 2021 |
Exhibit 16.1 518 Township Line Road Suite 300 Blue Bell, PA 19422 O +1 215 641 8600 F +1 215 641 8680 www.rsmus.com March 10, 2021 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Latham Group, Inc.'s (formerly, Latham Topco, Inc.) statements included under Item 4.01(a) of its Confidential Form S-1 filed on March 10, 2021 and we agree with such statements conce |
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March 10, 2021 |
Exhibit 10.11 1/18/2019 787 Watervliet-Shaker Road Latham, NY 12110 Joel Culp Dear Joel, On behalf of Latham Pool Products, I am pleased to extend this formal contingent job offer for the position of Chief Marketing Officer (CMO) with a starting date on Monday, February 11, 2019. In this capacity, you will report to Scott Rajeski, President and CEO in accordance with the duties and responsibilitie |
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March 10, 2021 |
THIRD INCREMENTAL FACILITY AMENDMENT Exhibit 10.4 EXECUTION VERSION THIRD INCREMENTAL FACILITY AMENDMENT THIRD INCREMENTAL FACILITY AMENDMENT, dated as of January 25, 2021 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Third Amendment Incremental Term Loan Le |
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March 10, 2021 |
TABLE OF CONTENTS Confidential Treatment Requested by Latham Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on March 10, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333-?????? ? ? UNITE |
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March 10, 2021 |
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 March 10, 2021 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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March 10, 2021 |
Exhibit 10.10 EMPLOYMENT AGREEMENT This Agreement is made on the 12th day of February, 2020, between Latham Pool Products, Inc. (?Company?) and J. Mark Borseth (?Employee?) and is effective as of such date (the ?Effective Date?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its predecessors, successors, and assigns. WITNESSETH WHEREAS, Company desires to employ Employe |
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March 10, 2021 |
AMENDED AND RESTATED BYLAWS LATHAM GROUP, INC. ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF LATHAM GROUP, INC. ARTICLE I Offices SECTION 1.01 Registered Office. The registered office and registered agent of Latham Group, Inc. (the ?Corporation?) in the State of Delaware shall be as set forth in the Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the United States or elsewhere (and ma |
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March 10, 2021 |
INDEMNIFICATION AGREEMENT by and between LATHAM GROUP, INC. as Indemnitee Exhibit 10.7 INDEMNIFICATION AGREEMENT by and between LATHAM GROUP, INC. and as Indemnitee Dated as of [?], 2021 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 ARTICLE 2 INDEMNITY IN THIRD-PARTY PROCEEDINGS 6 ARTICLE 3 INDEMNITY IN PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY 7 ARTICLE 4 INDEMNIFICATION FOR EXPENSES OF A PARTY WHO IS WHOLLY OR PARTLY SUCCESSFUL 7 ARTICLE 5 INDEMNIFICATION FOR EXP |
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March 10, 2021 |
LATHAM GROUP INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN Exhibit 10.14 LATHAM GROUP INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN 1.???????????? Purpose. The Latham Group, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is intended to help Latham Group, Inc., a Delaware corporation (including any successor thereto, the ?Company?), and its Affiliates (i) attract and retain key personnel by providing them the opportunity to acquire a |
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March 10, 2021 |
Exhibit 10.12 EMPLOYMENT AGREEMENT This Agreement is made on the 11th day of February, 2019, (the ?Effective Date?) between Latham Pool Products, Inc. (?Company?) and Joel Culp (?Employee?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its predecessors, successors, and assigns. WITNESSETH WHEREAS, Company desires to employ Employee upon the terms and conditions hereina |
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March 10, 2021 |
Exhibit 10.8 EMPLOYMENT AGREEMENT This Agreement is made on the 17th day of December, 2018, between Latham Pool Products, Inc. (?Company?) and Scott Rajeski (?Employee?). This Agreement shall be effective upon the closing of the transaction contemplated by the Purchase Agreement (as defined below) (the ?Effective Date?). As used in this Agreement, ?Company? includes Latham Pool Products, Inc., its |
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March 10, 2021 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LATHAM GROUP, INC. * * * * * ARTICLE I Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LATHAM GROUP, INC. * * * * * ARTICLE I NAME The name of the Corporation (the ?Corporation?) is Latham Group, Inc. ARTICLE II REGISTERED OFFICE AND AGENT The address of the registered office of the Corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street in the City of Wilmington, County of New Castle, 1980 |
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March 10, 2021 |
REGISTRATION RIGHTS AGREEMENT dated as of [●], 2021 LATHAM GROUP, INC. CERTAIN STOCKHOLDERS Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT dated as of [?], 2021 between LATHAM GROUP, INC. AND CERTAIN STOCKHOLDERS 1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 3 1.1 Definitions 3 ARTICLE II REGISTRATION RIGHTS 7 2.1 Demand Rights 7 2.2 Piggyback Registration Rights 9 2.3 Form S-3 Registration; Shelf Registration 12 2.4 Shelf Take-Downs 14 2.5 Selection of Underwriters 16 2.6 Withdrawal Rights |
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March 10, 2021 |
Exhibit 10.1 EXECUTION VERSION CREDIT AND GUARANTY AGREEMENT dated as of December 18, 2018 among LATHAM PURCHASER, INC., as the Borrower prior to the consummation of the Acquisition, LATHAM POOL PRODUCTS, INC., as the Borrower immediately upon the consummation of the Acquisition, LATHAM INTERNATIONAL MANUFACTURING CORP., as Holdings, THE OTHER SUBSIDIARIES OF HOLDINGS FROM TIME TO TIME PARTY HERET |
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March 10, 2021 |
LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 10.16 FORM OF RESTRICTED STOCK AWARD AGREEMENT LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement an |
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March 10, 2021 |
FIRST INCREMENTAL FACILITY AMENDMENT Exhibit 10.2 Execution Version FIRST INCREMENTAL FACILITY AMENDMENT FIRST INCREMENTAL FACILITY AMENDMENT, dated as of May 29, 2019 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the First Amendment Incremental Term Loan Lenders (as defined below), and NOMURA CORPORA |
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March 10, 2021 |
Exhibit 10.13 Latham Pool Products, Inc. | 2020 Management Incentive Bonus (MIB) Plan Management by Objective (MBO) Individual Goals & Objectives: 1. Annually, new MBOs are established by the employee and his/her manager, subject to approval by the employee?s Senior Leadership Team member and the President & CEO. 2. MBOs should correlate to the employee?s supervisor?s MBOs, the SLT member and ulti |
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March 10, 2021 |
Exhibit 10.18 PURCHASE AGREEMENT PURCHASE AGREEMENT, dated , 2021 (this ?Agreement?), by and between , as seller (the ?Seller?), and Latham Group, Inc., a Delaware corporation, as purchaser (the ?Purchaser?). WHEREAS, the Purchaser is currently contemplating an underwritten initial public offering (the ?Offering?) of the Purchaser?s common stock, par value $0.0001 per share (the ?Common Stock?); a |
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March 10, 2021 |
LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.17 FORM OF RSU AWARD AGREEMENT LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement and n |
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March 10, 2021 |
LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN NONQUALIFIED OPTION AWARD AGREEMENT Exhibit 10.15 FORM OF NONQUALIFIED STOCK OPTION LATHAM GROUP, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN NONQUALIFIED OPTION AWARD AGREEMENT THIS NONQUALIFIED OPTION AWARD AGREEMENT (this ?Agreement?), is entered into as of [], 20[ ] (the ?Date of Grant?), by and between Latham Group, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). Capitalized terms used in this Agreement an |
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March 10, 2021 |
SECOND INCREMENTAL FACILITY AMENDMENT Exhibit 10.3 Execution Version SECOND INCREMENTAL FACILITY AMENDMENT SECOND INCREMENTAL FACILITY AMENDMENT, dated as of October 14, 2020 (this ?Amendment?), by and among LATHAM POOL PRODUCTS, INC., a Delaware corporation (the ?Borrower?), LATHAM INTERNATIONAL MANUFACTURING CORP., a Delaware corporation (?Holdings?), the Subsidiary Guarantors party hereto, the Second Amendment Incremental Term Loan |
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March 10, 2021 |
Exhibit 10.9 2/7/2020 Revised 2/11/2020 The Pool Company 787 Watervliet-Shaker Rd. Latham, NY 12110 J. Mark Borseth Dear Mark: On behalf of Latham Pool Products, I am pleased to extend this formal contingent job offer for the position of Chief Financial Officer (CFO) with a starting date on Monday, March 2, 2020. In this capacity as a member of the Senior Leadership Team (SLT), you will report to |
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March 10, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Entity Jurisdiction of Organization 1. Latham Intermediate Holdings, LLC Delaware 2. Latham US, LLC Delaware 3. Latham Purchaser Holdings, LLC Delaware 4. Latham Purchaser Parent, Inc. Delaware 5. Latham Purchaser, Inc. Delaware 6. LPP Holdings Inc. Delaware 7. Latham International Holdings, Inc. Delaware 8. Latham International Manufacturing Corp. Delaw |
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February 12, 2021 |
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 February 12, 2021 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 12, 2021 |
TABLE OF CONTENTS Confidential Treatment Requested by Latham Topco, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on February 12, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333-?????? ? ? UN |
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January 20, 2021 |
TABLE OF CONTENTS Confidential Treatment Requested by Latham Topco, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on January 19, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333-?????? ? ? UNI |
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January 19, 2021 |
DRSLTR 1 filename1.htm Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 January 19, 2021 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Asia Timmons-Pierce Jay Ingram Division of Corporation Finance Office of Manufacturing Re: Latham Topco, In |
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December 15, 2020 |
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 December 15, 2020 CONFIDENTIAL VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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December 15, 2020 |
TABLE OF CONTENTS Confidential Treatment Requested by Latham Topco, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on December 15, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333-?????? ? ? UN |