Grunnleggende statistikk
| LEI | 5493004WQSDUD0W6BV62 |
| CIK | 1534293 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Salient Midstream & MLP Fund
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| October 31, 2022 |
SMM / Salient Midstream & MLP Fund / CSS LLC/IL - CSS LLC/IL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Salient Midstream & MLP Fund (Name of Issuer) (Title of Class of Securities) 79471V105 (CUSIP Number) September 14, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [X] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
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| September 14, 2022 |
425 1 form25.htm Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. 333-266260 Midstream & MLP Fund SALIENT MIDSTREAM & MLP FUND ANNOUNCES CLOSING OF REORGANIZATION HOUSTON, TX – September 14, 2022 – S |
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| September 12, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 20, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 9, 2022 |
SMM / Salient Midstream & MLP Fund / CSS LLC/IL - CSS LLC/IL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Salient Midstream & MLP Fund (Name of Issuer) (Title of Class of Securities) 79471V105 (CUSIP Number) August 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule |
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| September 8, 2022 |
SALIENT MIDSTREAM & MLP FUND ANNOUNCES UNAUDITED NET ASSET VALUE AS OF AUGUST 31, 2022 Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. |
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| September 1, 2022 |
Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. |
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| August 30, 2022 |
SALIENT MIDSTREAM & MLP FUND ANNOUNCES TRADING HALT IN ADVANCE OF ANTICIPATED REORGANIZATION 425 1 form25.htm Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. 333-266260 Midstream & MLP Fund SALIENT MIDSTREAM & MLP FUND ANNOUNCES TRADING HALT IN ADVANCE OF ANTICIPATED REORGANIZATION HOUSTON, |
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| August 17, 2022 |
SALIENT MIDSTREAM & MLP FUND ANNOUNCES SPECIAL SHAREHOLDER MEETING 425 1 a425.htm Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. 333-266260 Midstream & MLP Fund SALIENT MIDSTREAM & MLP FUND ANNOUNCES SPECIAL SHAREHOLDER MEETING HOUSTON, TX – August 17, 2022 – Sal |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542 |
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| August 5, 2022 |
Standstill Agreement, dated as of August 3, 2022. EXHIBIT 4 Standstill Agreement This Agreement is entered into as of August 3, 2022 (this "Agreement" (including the exhibits hereto)), by and among Saba Capital Management, L. |
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| August 5, 2022 |
Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Salient MF Trust Commission File No. |
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| June 28, 2022 |
SALIENT MIDSTREAM & MLP FUND ANNOUNCES PLANNED REORGANIZATION 425 1 a425.htm Filed by Salient MF Trust pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Salient Midstream & MLP Fund Commission File No. 811-22626 Midstream & MLP Fund SALIENT MIDSTREAM & MLP FUND ANNOUNCES PLANNED REORGANIZATION HOUSTON, TX – June 28, 2022 – Salient Mid |
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| June 21, 2022 |
DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Sta |
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| June 14, 2022 |
DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Sta |
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| June 14, 2022 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Salient Midstream & MLP Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542 |
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| June 8, 2022 |
DFRN14A 1 p22-1629dfrn14a.htm SALIENT MIDSTREAM & MLP FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy |
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| June 3, 2022 |
Jennifer R. Gonzalez (202) 778-9286 (phone) [email protected] June 3, 2022 VIA EDGAR Kimberly Browning David Orlic U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Salient Midstream & MLP Fund File No. 811-22626 Dear Ms. Browning and Mr. Orlic: This letter addresses comments that were provided telephonically by the staff (“Staff”) of the U.S. Securi |
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| June 3, 2022 |
DEFC14A 1 d334846ddefc14a.htm SALIENT MIDSTREAM & MLP FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the a |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 25, 2022 |
DEFC14A 1 p22-1137defc14a.htm SALIENT MIDSTREAM & MLP FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy |
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| May 24, 2022 |
PREC14A 1 d334846dprec14a.htm SALIENT MIDSTREAM & MLP FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the a |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| April 25, 2022 |
Schedule of Investments (Unaudited) Salient Midstream & MLP Fund February 28, 2022 Shares/Units Fair Value Master Limited Partnerships - 32. |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| March 23, 2022 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2022 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 PREC14A 1 p22-1000prec14a.htm SALIENT MIDSTREAM & MLP FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Defini |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| January 31, 2022 |
Schedule of Investments (Unaudited) Salient Midstream & MLP Fund August 31, 2021 Shares/Units Fair Value Master Limited Partnerships - 44. |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| December 21, 2021 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 1017 |
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| December 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542- |
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| December 3, 2021 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 1017 |
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| December 1, 2021 |
SALIENT MIDSTREAM & MLP FUND 4265 San Felipe, Suite 800 Houston, Texas 77027 SALIENT MIDSTREAM & MLP FUND 4265 San Felipe, Suite 800 Houston, Texas 77027 December 1, 2021 VIA EDGAR U. |
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| November 2, 2021 |
SMM / Salient Midstream & MLP Fund / Saba Capital Management, L.P. - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Salient Midstream & MLP Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-463 |
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| October 28, 2021 |
HTML Schedule of Investments (Unaudited) Salient Midstream & MLP Fund August 31, 2021 Shares/Units Fair Value Master Limited Partnerships - 44. |
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| September 23, 2021 |
SMM / Salient Midstream & MLP Fund / Saba Capital Management, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Salient Midstream & MLP Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 79471V105 (CUSIP Number) September 13, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2021 |
HTML Schedule of Investments (Unaudited) Salient Midstream & MLP Fund February 28, 2021 Shares/Units Fair Value Master Limited Partnerships: 48. |
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| October 28, 2020 |
Schedule of Investments (Unaudited) HTML Schedule of Investments (Unaudited) Salient Midstream & MLP Fund August 31, 2020 Shares/Units Fair Value Master Limited Partnerships: 40. |
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| May 13, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 22, 2020 |
Schedule of Investments (Unaudited) Salient Midstream & MLP Fund February 29, 2020 Shares/Units Fair Value Master Limited Partnerships and Related Companies: 107. |
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| October 28, 2019 |
SMM / Salient Midstream & MLP Fund NPORT-EX - - HTML Salient Midstream & MLP Fund Schedule of Investments (Unaudited) August 31, 2019 Shares/Units Fair Value Master Limited Partnerships and Related Companies: 134. |
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| August 15, 2019 |
SMM / Salient Midstream & MLP Fund DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2019 |
EX-99.CERT 2 d736082dex99cert.htm CERTIFICATIONS EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 26, 2019 |
SMM / Salient Midstream & MLP Fund N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 San Felipe, 8th Floor Houston, TX 77027 (Address of principal executive offices) (Zip code) Gr |
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| October 25, 2018 |
SMM / Salient Midstream & MLP Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d637318dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 San Felipe, 8th Floor Houston, TX 77027 (Address of principal executive o |
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| October 25, 2018 |
EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| August 15, 2018 |
SMM / Salient Midstream & MLP Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2018 |
Certifications EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 26, 2018 |
SMM / Salient Midstream & MLP Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 San Felipe, 8th Floor Houston, TX 77027 (Address of principal executive offices) (Zip code) Gr |
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| February 14, 2018 |
SMM / Salient Midstream & MLP Fund / GUGGENHEIM CAPITAL LLC - 13G/A Passive Investment SC 13G/A 1 smm123117a3.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Salient Midstream & MLP Fund (Name of Issuer) Common Stock (Title of Class of Securities) 79471V105 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm item77b2017smmnsarletterfina.htm - Generated by SEC Publisher for SEC Filing Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Salient Midstream & MLP Fund: In planning and performing our audits of the financial statements of Salient Midstream & MLP Fund (the Fund) as of and for the year ended November 30, 2017, in accordance with the standards of |
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| October 26, 2017 |
Salient Midstream & Mlp Fund - FORM N-Q N-Q 1 d467588dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 San Felipe, 8th Floor Houston, TX 77027 (Address of principal executive o |
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| October 26, 2017 |
EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the registrant); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2017 |
Salient Midstream & Mlp Fund - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 San Felipe, 8th Floor Houston, TX 77027 (Address of principal executive offices) (Zip code) Gr |
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| April 26, 2017 |
EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the registrant); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| February 14, 2017 |
SMM / Salient Midstream & MLP Fund / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Salient Midstream & MLP Fund (Name of Issuer) Common Stock (Title of Class of Securities) 79471V105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 27, 2017 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 3 item77b2016smmnsarletterfina.htm Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees of Salient Midstream & MLP Fund: In planning and performing our audit of the consolidated financial statements of Salient Midstream & MLP Fund and Subsidiaries (the Fund) as of and for the year ended November 30, 2016, in accordance with the standard |
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| January 27, 2017 |
Exhibit 77Q2 Salient Midstream & MLP Fund Response to Sub-Item 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Salient Midstream & MLP Fund (the “Fund”) officers and Trustee, officers and directors of the Fund’s investment adviser, affiliated persons of the Fund’s investment adviser, and persons who beneficially own more than 10% of a registered class of the Fund’s Common Shares (the “Reporting Persons”) to file reports of ownership and changes in ownership with the U. |
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| October 27, 2016 |
Certifications EX-99.CERT CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| October 27, 2016 |
Salient Midstream & Mlp Fund - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) Gregor |
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| August 22, 2016 |
August 19, 2016 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| August 22, 2016 |
August 19, 2016 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| May 9, 2016 |
Salient Midstream & MLP Fund SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| April 29, 2016 |
I, Gregory A. Reid, certify that: Section 302 Certifications CERTIFICATIONS I, Gregory A. Reid, certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| February 16, 2016 |
SMM / Salient Midstream & MLP Fund / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Salient Midstream & MLP Fund (Name of Issuer) Common Stock (Title of Class of Securities) 79471V105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| October 29, 2015 |
I, Gregory A. Reid, certify that: Section 302 Certifications CERTIFICATIONS I, Gregory A. Reid, certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| October 29, 2015 |
Salient Midstream & Mlp Fund - SALIENT MIDSTREAM & MLP FUND N-Q 1 d45823dnq.htm SALIENT MIDSTREAM & MLP FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of prin |
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| May 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2015 |
Salient Midstream & Mlp Fund - SALIENT MIDSTREAM & MLP Salient Midstream & MLP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| April 29, 2015 |
I, Gregory A. Reid, certify that: Section 302 Certifications CERTIFICATIONS I, Gregory A. Reid, certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Salient Midstream & MLP Fund (Name of Issuer) Common Stock (Title of Class of Securities) 79471V105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 29, 2015 |
SMM / Salient Midstream & MLP Fund NT-NSAR - - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| October 30, 2014 |
I, Gregory A. Reid, certify that: 302 Certifications CERTIFICATIONS I, Gregory A. Reid, certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| October 30, 2014 |
Salient Midstream & Mlp Fund - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| September 30, 2014 |
SMM / Salient Midstream & MLP Fund N-14 8C/A - - SALIENT MIDSTREAM & MLP FUND SALIENT MIDSTREAM & MLP FUND As filed with the Securities and Exchange Commission on September 30, 2014 Securities Act File No. |
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| September 30, 2014 |
Form of Tax opinion of K&L Gates LLP filed herewith [ ], 2014 Salient MLP & Energy Infrastructure Fund 4265 San Felipe Houston, Texas 77027 Salient Midstream and MLP Fund 4265 San Felipe Houston, Texas 77027 Re: Reorganization to Combine Two Delaware Statutory Trusts Ladies and Gentleman: Salient Midstream and MLP Fund, a Delaware statutory trust (the “Acquiring Fund”) and Salient MLP & Energy Inf |
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| September 30, 2014 |
SMM / Salient Midstream & MLP Fund CORRESP - - CORRESP 1 filename1.htm Salient Midstream & MLP Fund 4265 San Felipe Suite 800 Houston, Texas 77027 September 30, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Anu Dubey, Senior Counsel Division of Investment Management Re: Salient Midstream & MLP Fund (the “Fund”) Pre-Effective Amendment No. 1 to Registration Statement on Form N-14 File No. |
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| September 30, 2014 |
Opinion of K&L Gates LLP filed herewith. September 30, 2014 Salient Midstream & MLP Fund 4265 San Felipe, Suite 800 Houston, Texas 77027 Ladies and Gentlemen: We have acted as counsel to Salient Midstream & MLP Fund, a Delaware statutory trust (the “Fund” or the “Acquiring Fund”), in connection with the filing with the Securities and Exchange Commission (“SEC”) of the registration statement on For |
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| September 30, 2014 |
SMM / Salient Midstream & MLP Fund CORRESP - - SEC Correspondence [K&L Gates LLP Letterhead] September 30, 2014 Anu Dubey Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| September 30, 2014 |
Consent of Independent Registered Public Accounting Firm Consent of KPMG LLP. Consent of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Salient Midstream & MLP Fund and Salient MLP & Energy Infrastructure Fund: We consent to the incorporation by reference in this Registration Statement on Form N-14 under the Securities Act of 1933 our reports on Salient Midstream & MLP Fund and Salient MLP & Energy Infrastructure Fu |
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| September 25, 2014 |
SMM / Salient Midstream & MLP Fund CORRESP - - CORRESP 1 filename1.htm [K&L Gates LLP Letterhead] September 25, 2014 Anu Dubey Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Salient Midstream & MLP Fund (the “Acquiring Fund” or “SMM”) File No.: 333-198304 Dear Ms. Dubey: On behalf of the Acquiring Fund, we submit this letter in response to comments received by tel |
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| August 22, 2014 |
SMM / Salient Midstream & MLP Fund COVER - - SEC Cover Letter K&L Gates LLP State Street Financial Center One Lincoln Street Boston, MA 02111-2950 T 617. |
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| August 22, 2014 |
SMM / Salient Midstream & MLP Fund N-14 8C - - SALIENT MIDSTREAM & MLP FUND SALIENT MIDSTREAM & MLP FUND Table of Contents As filed with the Securities and Exchange Commission on August 22, 2014 Securities Act File No. |
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| August 22, 2014 |
Consent of Independent Registered Public Accounting Firm EX-99.(14) 2 d775260dex9914.htm CONSENT OF KPMG LLP. Consent of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Salient Midstream & MLP Fund and Salient MLP & Energy Infrastructure Fund: We consent to the incorporation by reference in this Registration Statement on Form N-14 under the Securities Act of 1933 our reports on Salient Midstream & MLP Fund and Salien |
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| August 22, 2014 |
EX-99.(16) 3 d775260dex9916.htm POWERS OF ATTORNEY. POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Greg A. Reid, John A. Blaisdell, Jeremy L. Radcliffe, and John E. Price, each an officer of SALIENT MIDSTREAM & MLP FUND (the “Fund”) and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution f |
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| May 29, 2014 |
Merger Prospectus - PROPOSED SALIENT MLP CLOSED-END FUND REORGANIZATION Filed by Salient MLP & Energy Infrastructure Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Salient Midstream & MLP Fund Commission File No. |
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| May 28, 2014 |
Merger Prospectus - SALIENT MIDSTREAM & MLP FUND Filed by Salient Midstream & MLP Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Salient Midstream & MLP Fund Commission File No. |
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| April 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 25, 2014 |
Quarterly Schedule of Portfolio Holdings - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| April 25, 2014 |
I, Gregory A. Reid, certify that: Certifications pursuant to Rule 30a-2(a) under the 1940 Act CERTIFICATIONS I, Gregory A. |
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| October 30, 2013 |
I, Gregory A. Reid, certify that: CERTIFICATIONS I, Gregory A. Reid, certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| October 30, 2013 |
Quarterly Schedule of Portfolio Holdings - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, SUITE 800, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) Gregory A. |
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| April 29, 2013 |
I, Gregory A. Reid certify that: CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 29, 2012 |
I, Gregory A. Reid certify that: CERTIFICATIONS I, Gregory A. Reid certify that: 1. I have reviewed this report on Form N-Q of Salient Midstream & MLP Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| October 29, 2012 |
Quarterly Schedule of Portfolio Holdings - SALIENT MIDSTREAM & MLP FUND Salient Midstream & MLP Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22626 Salient Midstream & MLP Fund (Exact name of registrant as specified in charter) 4265 SAN FELIPE, SUITE 800, HOUSTON, TX 77027 (Address of principal executive offices) (Zip code) With a copy to: Gregory A. |
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| April 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Salient Midstream & MLP Fund (Exact Name of Registrant as Specified in this Charter) Delaware 45-4968620 (State of Incorporation or Organization) (I. |
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| November 10, 2011 |
As Filed with the Securities and Exchange Commission on November 10, 2011. As Filed with the Securities and Exchange Commission on November 10, 2011. File No. 811- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions |
