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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Strategic Global Income Fund, Inc.
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| September 14, 2018 |
SGL / Strategic Global Income Fund, Inc. STRATEGIC GLOBAL INCOME FUND INC STRATEGIC GLOBAL INCOME FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 27, 2017 |
For period ending November 30, 2016 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, which was not timely filed. |
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| July 29, 2016 |
FORM 10f-3 Registered Domestic Securities and Government Securities FUND: Strategic Global Income Fund Inc. |
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| July 29, 2016 |
EX-99.77C VOTES 3 sgl77c.htm EX-99.77C VOTES For period ending May 31, 2016 Exhibit 77C File number 811-6475 Strategic Global Income Fund, Inc. Submission of Matters to a Vote of Security Holders: An annual meeting of shareholders of the registrant was held on March 28, 2016. At the meeting, the shareholders voted on (1) the election of board members and (2) a proposal that the registrant be liqui |
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| June 3, 2016 |
Strategic Global Income Fund 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 033-60306; 811-06475 Strategic Global Income Fund, Inc. (Exact name of regis |
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| May 20, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 31, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2( |
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| April 29, 2016 |
N-Q 1 d156565dnq.htm STRATEGIC GLOBAL INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York |
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| April 29, 2016 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| January 29, 2016 |
EX-99.77Q2 ITEM 405 3 a77q2.htm EX-99.77Q2 ITEM 405 For period ending November 30, 2015 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| January 29, 2016 |
EX-99.77O RULE 10F-3 2 a10f-3.htm EX-99.77O RULE 10F-3 FORM 10f-3 Rule 144A Securities FUND: Strategic Global Income Fund, Inc. Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc. 1. Issuer: CCO Safari II LLC 6.484% due 10/23/2045 2. Date of Purchase: 07/09/2015 3. Date offering commenced: 07/09/2015 4. Underwriter(s) from whom purchased: Goldman Sachs 5. "Affiliated Underw |
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| January 29, 2016 |
EX-99.77B ACCT LTTR 4 a113015-sglnsar.htm EX-99.77B ACCT LTTR Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc. In planning and performing our audit of the financial statements of Strategic Global Income Fund, Inc. (the Company) as of and for the year ended November 30, 2015, in accordance with the standards of |
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| January 28, 2016 |
Strategic Global Income Fund ESP CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com STEPHEN T. COHEN [email protected] +1 202 261 3304 Direct +1 202 261 3024 Fax January 28, 2016 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Edward Bartz Re: Strategic Global Income Fund |
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| January 28, 2016 |
Strategic Global Income Fund STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as per |
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| January 12, 2016 |
Strategic Global Income Fund STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as per |
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| January 12, 2016 |
Strategic Global Income Fund R SEC Transmittal letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| October 30, 2015 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| October 30, 2015 |
Strategic Global Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| August 6, 2015 |
Strategic Global Income Fund ESP sgandghcorraug2015.htm UBS Global Asset Management (Americas) Inc. 1285 Avenue Of The Americas New York NY 10019 Tel. +1-212-821 3000 www.ubs.com August 6, 2015 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Kenneth Ellington Re: Strategic Global Income Fund, Inc. and Global High Income Fund Inc. (the “Registrants”) - |
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| July 30, 2015 |
EX-99.77C VOTES 2 a77c.htm EX-99.77C VOTES For period ending May 31, 2015 Exhibit 77C File number 811-6475 Strategic Global Income Fund, Inc. On March 12, 2015 the Fund's shareholders elected board members at an annual meeting of shareholders. Pursuant to Instruction 2 of Sub-Item 77C of Form N-SAR, it is not necessary to provide in this exhibit details concerning shareholder action regarding the |
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| April 29, 2015 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| April 29, 2015 |
Strategic Global Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| January 29, 2015 |
For period ending November 30, 2014 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| January 29, 2015 |
Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders of Strategic Global Income Fund, Inc. |
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| January 29, 2015 |
SGL / Strategic Global Income Fund, Inc. DEF 14A - - STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as per |
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| January 29, 2015 |
EX-99.77O RULE 10F-3 4 sglfye11-301410f3exh.htm EX-99.77O RULE 10F-3 FORM 10f-3 Registered Domestic Securities and Government Securities FUND: Strategic Global Income Fund Inc. Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc. 1. Issuer: Citigroup Inc. 6.3% due Perpetual 05/15/2024 2. Date of Purchase: 04/23/2014 3. Date offering commenced: 04/23/2014 4. Underwriter(s) fr |
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| October 30, 2014 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| October 30, 2014 |
Strategic Global Income Fund Inc - STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| July 30, 2014 |
For period ending May 31, 2014 Exhibit 77C File number 811-6475 Strategic Global Income Fund, Inc. |
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| April 29, 2014 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| January 29, 2014 |
EX-99.77B ACCT LTTR 2 a77b.htm EX-99.77B ACCT LTTR Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc., In planning and performing our audit of the financial statements of Strategic Global Income Fund Inc., (the "Company") as of and for the year ended November 30, 2013, in accordance with the standards of the Publ |
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| January 29, 2014 |
For period ending November 30, 2013 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| January 29, 2014 |
- STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only |
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| January 29, 2014 |
For period ending November 30, 2013 Exhibit 77O File number 811-6475 Form 10f-3 Registered Domestic Securities and Government Securities FUND: Strategic Global Income Fund, Inc. |
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| October 30, 2013 |
Certifications Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| October 30, 2013 |
Quarterly Schedule of Portfolio Holdings - STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| October 11, 2013 |
If filing more than one Page 32, "X" box: ? For period ending November 30, 2011 File number 811-6475 For period ending November 30, 2010 File Number 811-6475 Exhibit 77O FORM 10f-3 FUND: Strategic Global Income Fund, Inc. |
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| October 11, 2013 |
For period ending November 30, 2012 Exhibit 77O File number 811-6475 Form 10f-3 Rule 144A Securities FUND: Strategic Global Income Fund, Inc. |
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| October 11, 2013 |
For period ending November 30, 2011 File Number 811-6475 Exhibit 77Q2 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| October 11, 2013 |
EX-99.77O RULE 10F-3 4 ex-9977orule10f32.htm EX-99.77O RULE 10F-3 For period ending May 31, 2013 Exhibit 77O File number 811-6475 FORM 10f-3 Registered Domestic Securities and Government Securities FUND: Strategic Global Income Fund Inc. Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc. 1. Issuer: Intl Lease Finance Corp 3.875% due 04/15/2018 2. Date of Purchase: 03/06/20 |
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| October 11, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc. |
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| October 11, 2013 |
For period ending November 30, 2012 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| October 11, 2013 |
For period ending May 31, 2013 Exhibit 77C File number 811-6475 Strategic Global Income Fund, Inc. |
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| October 11, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc. |
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| October 11, 2013 |
Strategic Global Income Fund INVESTMENT PRACTICES This page being filed for series. |
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| October 11, 2013 |
For period ending May 31, 2013 Exhibit 77D File number 811-6475 Strategic Global Income Fund, Inc. |
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| July 30, 2013 |
For period ending May 31, 2013 Exhibit 77O File number 811-6475 FORM 10f-3 Registered Domestic Securities and Government Securities FUND: Strategic Global Income Fund Inc. |
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| July 30, 2013 |
For period ending May 31, 2013 Exhibit 77C File number 811-6475 Strategic Global Income Fund, Inc. |
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| July 30, 2013 |
For period ending May 31, 2013 Exhibit 77D File number 811-6475 Strategic Global Income Fund, Inc. |
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| April 29, 2013 |
Certifications pursuant to Rule 30a-2(a) Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address |
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| January 29, 2013 |
- STRATEGIC GLOBAL INCOME FUND, INC. Strategic Global Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only |
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| January 29, 2013 |
EX-99.77B ACCT LTTR 4 auditletter.htm EX-99.77B ACCT LTTR Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc. In planning and performing our audit of the financial statements of Strategic Global Income Fund, Inc. (the "Company"), as of and for the year ended November 30, 2012, in accordance with the standards of t |
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| January 29, 2013 |
For period ending November 30, 2012 Exhibit 77Q2 File number 811-6475 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| January 29, 2013 |
For period ending November 30, 2012 Exhibit 77O File number 811-6475 Form 10f-3 Rule 144A Securities FUND: Strategic Global Income Fund, Inc. |
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| October 29, 2012 |
Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| October 29, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address of principal executive offices) (Z |
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| July 30, 2012 |
Strategic Global Income Fund INVESTMENT PRACTICES This page being filed for series. |
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| April 30, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06475 Strategic Global Income Fund, Inc. (Exact name of registrant as specified in charter) 1285 Avenue of the Americas, New York, New York 10019-6028 (Address of principal executive offices) (Z |
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| April 30, 2012 |
Exhibit EX-99.CERT Certifications I, Mark E. Carver, President of Strategic Global Income Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of Strategic Global Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| January 30, 2012 |
If filing more than one Page 32, "X" box: ? For period ending November 30, 2011 File number 811-6475 For period ending November 30, 2010 File Number 811-6475 Exhibit 77O FORM 10f-3 FUND: Strategic Global Income Fund, Inc. |
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| January 30, 2012 |
For period ending November 30, 2011 File Number 811-6475 Exhibit 77Q2 Section 16(a) Beneficial Ownership Reporting Compliance The registrant is not aware of any outstanding report required to be filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 by any board member or officer. Strategic Global Income Fund |
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| January 30, 2012 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Strategic Global Income Fund, Inc. |
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| January 27, 2012 |
DEF 14A 1 ubsstratglobaldef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for |
