AVX / AVX Corp. - SEC-arkiveringer, Årsrapport, Fullmaktsdokument

AVX / AVX Corp. 15-12B - - FORM 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-07201 AVX Corporation (Exact name of registrant as specified in its char

KYO / Kyocera Corp. SC TO-T/A - - FORM SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) AVX CORPORATION (Name of Subject Company) ARCH MERGER SUB INC. (Offeror) A Wholly Owned Subsidiary of KYOCERA CORPORATION (Parent of Offeror) (Names of Filing Persons—Offeror) Common Stock, Par Value $

AVX / AVX Corp. SC 14D9/A - - SC 14D-9/A

SC 14D-9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) (Amendment No. 3) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) AVX CORPORATION (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 0024

Amended and Restated Bylaws of the Company (filed herewith)

EX-3.2 Exhibit 3.2 BYLAWS OF ARCH MERGER SUB INC. * * * * * ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of Arch Merger Sub Inc. (the “Corporation”) shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

Amended and Restated Certificate of Incorporation of the Company (filed herewith)

EX-3.1 2 d909937dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVX CORPORATION FIRST: The name of the corporation is AVX Corporation (the “Corporation”). SECOND: The address of its registered office in the State of Delaware is 251 Little Falls Drive, City of Wilmington, County of New Castle, Delaware 19808. The name of its registered agent at such address is Corp

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

S-8 POS 1 d909448ds8pos.htm FORM S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FOR

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

AVX / AVX Corp. SC 13E3/A - - SC 13E-3/A

SC 13E3/A 1 d909564dsc13e3a.htm SC 13E-3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) (Amendment No. 3) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of the Issuer) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

Form S-8 POS Registration No. 333-00890 Registration No. 333-85561 Registration No. 333-103611 Registration No. 333-127362 Registration No. 333-152744 Registration No. 333-193804 Registration No. 333-197888 Registration No. 333-215978 Registration No. 333-235596 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2020 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commis

AVX / AVX Corp. 15-15D - - FORM 15-15D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numbers: 001-07201, 333-235596, and 333-219578 AVX Greenville LLC 401(k) Plan and AV

Notification of Result of Tender Offer for All Outstanding Shares of AVX not owned by Kyocera and Change in Subsidiaries Upon Completion of Transaction

Exhibit (a)(5)(iv) March 30, 2020 To All Persons Concerned Name of Company Listed: Kyocera Corporation Name of Representative: Hideo Tanimoto, President and Director (Code number: 6971, The First Section of the Tokyo Stock Exchange) Person for Inquiry: Shoichi Aoki Director, Managing Executive Officer and General Manager of Corporate Management Control Group (Tel: +81-75-604-3500) Notification of

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 10, 2020, pursuant to the provisions of Rule 12d2-2 (a).

AVX Announces Completion of Merger with Kyocera Corporation

EX-99.1 Exhibit 99.1 AVX Announces Completion of Merger with Kyocera Corporation FOUNTAIN INN, SC – March 30, 2020 – AVX Corporation (NYSE: AVX) (“AVX”) announced today the successful completion of its previously announced acquisition by Kyocera Corporation (“Kyocera”), following the completion of Kyocera’s tender offer to purchase any and all outstanding shares of AVX common stock that it did not

AVX / AVX Corp. 11-K - - FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2019 or ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 1-10431 A: Full title of the plan an

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CORRESP 1 filename1.htm [Letterhead of Wachtell, Lipton, Rosen & Katz] March 20, 2020 Daniel F. Duchovny Office of Mergers and Acquisitions United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: AVX Corporation Amended Schedule 13E-3 filed by AVX Corporation Filed March 16, 2020 File No. 005-09319 Amended Schedule 14D-9 Filed

AVX / AVX Corp. SC 13E3/A - - SC 13E-3/A

SC 13E3/A 1 d897628dsc13e3a.htm SC 13E-3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) (Amendment No. 2) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of the Issuer) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities

AVX / AVX Corp. SC 14D9/A - - SC 14D-9/A

SC 14D-9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) (Amendment No. 2) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) AVX CORPORATION (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 0024

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CORRESP [Letterhead of Wachtell, Lipton, Rosen & Katz] March 16, 2020 Daniel F. Duchovny Office of Mergers and Acquisitions United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: AVX Corporation Schedule 13E-3 filed by AVX Corporation Filed March 2, 2020 File No. 005-09319 Schedule 14D-9 filed by AVX Corporation Filed March 2

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 12, 2020 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commis

Settlement Agreement, dated March 12, 2020

EX-10.1 2 ex177390.htm EXHIBIT 10.1 Exhibit 10.1 SETTLEMENT AGREEMENT This Settlement Agreement is made and entered into this 12th of March, 2020, by and among Defendant AVX Corporation("AVX") and Plaintiffs Chip-Tech, Ltd., Dependable Component Supply Corp., eIQ Energy, Inc., and Walker Component Group, Inc. (together, the "Direct Purchaser Plaintiffs" or "Plaintiffs"), who have filed suit as rep

KYO / Kyocera Corp. SC TO-T/A - - FORM SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) AVX CORPORATION (Name of Subject Company) ARCH MERGER SUB INC. (Offeror) A Wholly Owned Subsidiary of KYOCERA CORPORATION (Parent of Offeror) (Names of Filing Persons—Offeror) Common Stock, Par Value $

AVX / AVX Corp. SC 14D9/A - - SC 14D9/A

SC 14D9/A 1 d832326dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) (Amendment No. 1) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) AVX CORPORATION (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Tit

AVX / AVX Corp. SC 13E3/A - - SC 13E3/A

SC 13E3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) (Amendment No. 1) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of the Issuer) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 02444107 (CUSIP Number of Class

Summary of KITE Proposal (2) Source:ARROW Management forecast, company filings and FactSet. Note:Dollars in millions, except per share amounts. LTM and NTM financial metrics as of December 31, 2019. Excludes $19mm of operating lease liabilities. KITE

Exhibit (c)(5) January 25, 2020 Special Committee Materials Project TOWER Exhibit (c)(5) Summary of KITE Proposal (2) Source:ARROW Management forecast, company filings and FactSet.

Disclaimer This presentation has been prepared by Centerview Partners LLC (“Centerview”) for use solely by the Special Committee of the Board of Directors of ARROW (“ARROW”) in connection with its evaluation of a proposed transaction involving ARROW

EX-99.(C)(6) 5 d865744dex99c6.htm EXHIBIT (C)(6) February 19, 2020 Special Committee Materials Project TOWER Exhibit (c)(6) Disclaimer This presentation has been prepared by Centerview Partners LLC (“Centerview”) for use solely by the Special Committee of the Board of Directors of ARROW (“ARROW”) in connection with its evaluation of a proposed transaction involving ARROW and for no other purpose.

Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock AVX Corporation $21.75 Net per Share by Arch Merger Sub Inc. a wholly owned subsidiary of Kyocera Corporation THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT ONE MINUTE AFTER 11:59 P

EXHIBIT A(1)(I) Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock of AVX Corporation at $21.

AVX / AVX Corp. SC 14D9 - - SC 14D-9

SC 14D-9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below) and the provisions herein are subject in their entirety to the provision of the Offer (as defined below). The Offer is made solely purs

EXHIBIT A(1)(VI) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below) and the provisions herein are subject in their entirety to the provision of the Offer (as defined below).

Letter of Transmittal to Tender Shares of Common Stock AVX Corporation at $21.75 Net Per Share in Cash Pursuant to the Offer to Purchase dated March 2, 2020 by Arch Merger Sub Inc., a wholly owned subsidiary of Kyocera Corporation THE OFFER AND WITHD

EXHIBIT A(1)(II) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of AVX Corporation at $21.

AVX / AVX Corp. SC 13E3 - - SC 13E-3

SC 13E-3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of the Issuer) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 02444107 (CUSIP Number of Class of Securities) Mic

Kyocera Commences Tender Offer to Acquire All Outstanding Shares of AVX Not Owned by Kyocera

EXHIBIT A(5)(III) Exhibit (a)(5)(iii) March 2, 2020 To All Persons Concerned Name of Company Listed: Kyocera Corporation Name of Representative: Hideo Tanimoto, President and Director (Code number: 6971, The First Section of the Tokyo Stock Exchange) Person for Inquiry: Shoichi Aoki Director, Managing Executive Officer and General Manager of Corporate Management Control Group (Tel: +81-75-604-3500

Confidential Table of Contents 1. Valuation Summary 02 2. DCF (Discounted Cash Flow) Analysis 04 3. Market Price Analysis 07 4. Comparable Companies Analysis 10 1Confidential Table of Contents 1. Valuation Summary 02 2. DCF (Discounted Cash Flow) Ana

EXHIBIT C Exhibit (c) Confidential Project Tower Valuation Analysis th February 19 , 2020 DC Advisory Daiwa SecuritiesExhibit (c) Confidential Project Tower Valuation Analysis th February 19 , 2020 DC Advisory Daiwa Securities Confidential Table of Contents 1.

Disclaimer This presentation has been prepared by Centerview Partners LLC (“Centerview”) for use solely by the Special Committee of the Board of Directors of ARROW (“ARROW”) in connection with its evaluation of a proposed transaction involving ARROW

Exhibit (c)(3) January 8, 2020 Special Committee Materials Project TOWER Exhibit (c)(3) Confidential Treatment Requested.

Following the Special Committee meeting on January 8th, the Special Committee’s financial and legal advisors prepared a written response to KITE’s initial proposal based on the Special Committee’s guidance On January 9th, Centerview held a telephonic

Exhibit (c)(4) January 16, 2020 Special Committee Materials Project TOWER Exhibit (c)(4) Following the Special Committee meeting on January 8th, the Special Committee’s financial and legal advisors prepared a written response to KITE’s initial proposal based on the Special Committee’s guidance On January 9th, Centerview held a telephonic meeting with DC Advisory, KITE’s financial advisor, to verbally communicate the Special Committee’s response to KITE’s initial proposal On January 10th, Centerview sent a written response to DC Advisory(1).

Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock AVX Corporation $21.75 Net per Share Pursuant to the Offer to Purchase Dated March 2, 2020 Arch Merger Sub Inc. a wholly owned subsidiary of Kyocera Corporation

EXHIBIT A(1)(V) Exhibit (a)(1)(v) Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock of AVX Corporation at $21.

NOTICE OF GUARANTEED DELIVERY to Tender Shares of Common Stock AVX Corporation $21.75 Net per Share Pursuant to the Offer to Purchase Dated March 2, 2020 Arch Merger Sub Inc. a wholly owned subsidiary of Kyocera Corporation

EXHIBIT A(1)(III) Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY to Tender Shares of Common Stock of AVX Corporation at $21.

Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock AVX Corporation $21.75 Net per Share Pursuant to the Offer to Purchase Dated March 2, 2020 Arch Merger Sub Inc. a wholly owned subsidiary of Kyocera Corporation

EXHIBIT A(1)(IV) Exhibit (a)(1)(iv) Offer to Purchase for Cash Any and All Outstanding Shares of Common Stock of AVX Corporation at $21.

IMMEDIATE ATTENTION REQUIRED

Exhibit (a)(1)(G) Exhibit (a)(1)(G) IMMEDIATE ATTENTION REQUIRED Re: AVX Corporation Tender Offer Dear Plan Participant: Our records reflect that, as a participant in the AVX 401(k) Plan and/or the AVX Greenville LLC 401(k) Plan (individually a “Plan” or collectively the “Plans”), all or a portion of your account is invested in shares of an AVX Stock Fund.

KYO / Kyocera Corp. SC TO-T - - SC TO-T

SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) ARCH MERGER SUB INC. (Offeror) A Wholly Owned Subsidiary of KYOCERA CORPORATION (Parent of Offeror) (Names of Filing Persons—Offeror) Common Stock, Par Value $0.01 Per S

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 21, 2020 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Com

Outline of Q&A on the Acquisition of the Remaining Shares of AVX Corporation

Exhibit 99.2 Outline of Q&A on the Acquisition of the Remaining Shares of AVX Corporation Purpose of the transaction 1. What is the purpose of the transaction? Driven by the spread of technologies such as IoT, 5G, and ADAS, demand in the electronic components industry is expected to increase significantly. Technological innovation and business opportunities are expected to change faster than ever.

KYO / Kyocera Corp. SC TO-C - - FORM SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) KYOCERA CORPORATION (Names of Filing Persons – Offeror) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 002444107 (CUSIP Number of Class of Securities) Sh

Agreement and Plan of Merger, dated as of February 21, 2020, by and among AVX Corporation, Kyocera Corporation and Arch Merger Sub Inc.

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of February 21, 2020 among AVX CORPORATION, KYOCERA CORPORATION and ARCH MERGER SUB INC. TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 8 Article 2 The Offer Section 2.01 The Offer 8 Section 2.02 Company Action 11 Article 3 The Merger Section 3.

Kyocera Enters into Definitive Agreement to Make AVX a Wholly-Owned Subsidiary and Plans to Commence Tender Offer

EX-99.1 2 dp121568ex9901.htm EXHIBIT 99.1 Exhibit 99.1 February 21, 2020 To All Persons Concerned Name of Company Listed: Kyocera Corporation Name of Representative: Hideo Tanimoto, President and Director (Code number: 6971, The First Section of the Tokyo Stock Exchange) Person for Inquiry: Shoichi Aoki Director, Managing Executive Officer and General Manager of Corporate Management Control Group

AVX and Kyocera Enter Into Merger Agreement: Kyocera to Acquire all of the Outstanding Shares of AVX that it Does Not Own for $21.75 per Share in Cash

Exhibit 99.1 AVX and Kyocera Enter Into Merger Agreement: Kyocera to Acquire all of the Outstanding Shares of AVX that it Does Not Own for $21.75 per Share in Cash FOUNTAIN INN, S.C. – February 21, 2020 - AVX Corporation (NYSE: AVX) (“AVX”) announced today that Kyocera Corporation (“Kyocera”) and AVX have entered into a definitive merger agreement providing for the acquisition by Kyocera of all th

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 21, 2020 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Com

AVX / AVX Corp. SC14D9C - - SCHEDULE 14D9C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AVX Corporation (Name of Subject Company) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 002444107 (CUSIP Number of Class of Securities)

AVX / AVX Corp. SC14D9C - - SCHEDULE 14D9C

SC14D9C 1 avx20200221sc14d9c.htm SCHEDULE 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AVX Corporation (Name of Subject Company) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities)

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 AVX Corporation (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

AVX Corporation Announces Preliminary Third Quarter Results

Exhibit 99.1 AVX Corporation Announces Preliminary Third Quarter Results FOUNTAIN INN, S.C. – January 23, 2020 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2019. Chief Executive Officer and President, John Sarvis, stated, “We completed the third quarter of our fiscal year with net sales of $344.4 million, down 8.7% compared to

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 23, 2020 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Comm

Form S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 33-0379007 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification Number) 1 AVX Boulevard Fountain Inn, South Carolina 29644 (864) 967-2150 (Ad

AVX Greenville LLC 401(k) Plan, as amended

Exhibit 99.1 VOLUME SUBMITTER DEFINED CONTRIBUTION PLAN (PROFIT SHARING/401(K) PLAN) A FIDELITY VOLUME SUBMITTER PLAN Adoption Agreement No. 001 For use With Fidelity Basic Plan Document No. 17 Fidelity Management & Research Company and its affiliates do not provide tax or legal advice. Nothing herein or in any attachments hereto should be construed, or relied upon, as tax or legal advice. IRS CIR

AVX / AVX Corp. 15-15D - - FORM 15-15D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numbers: 001-07201 and 333-177816 AVX Greenville LLC 401(k) Plan, as successor to th

AVX / AVX Corp. S-8 POS - - FORM S-8 POS

S-8 POS 1 avx20190903s8pos.htm FORM S-8 POS Registration No. 333-177816 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 33-0379007 (State or Other Jurisdiction of Incorporation or Organization) (I.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 27, 2019 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Com

AVX / AVX Corp. SC14D9C - - SCHEDULE 14D9C

SC14D9C 1 avx20191126sc14d9c.htm SCHEDULE 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AVX Corporation (Name of Subject Company) AVX Corporation (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities)

KYO / Kyocera Corp. SC TO-C - - FORM SC TO-C

SC TO-C 1 dp116295sctoc.htm FORM SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 AVX CORPORATION (Name of Subject Company) KYOCERA CORPORATION (Names of Filing Persons – Offeror) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 002444107

Kyocera Announces Proposal to Acquire Shares it Does not Own of AVX for $19.50 per Share

Exhibit 99.1 November 27, 2019 To All Persons Concerned Name of Company Listed: Kyocera Corporation Name of Representative: Hideo Tanimoto, President and Director (Code number: 6971, The First Section of the Tokyo Stock Exchange) Person for Inquiry: Shoichi Aoki Director, Managing Executive Officer and General Manager of Corporate Management Control Group (Tel: +81-75-604-3500) Kyocera Announces P

Kyocera Announces Proposal to Acquire Shares it Does not Own of AVX for $19.50 per Share

Exhibit 99.1 Kyocera Corporation Press Release November 27, 2019 To All Persons Concerned Name of Company Listed: Kyocera Corporation Name of Representative: Hideo Tanimoto, President and Director (Code number: 6971, The First Section of the Tokyo Stock Exchange) Person for Inquiry: Shoichi Aoki Director, Managing Executive Officer and General Manager of Corporate Management Control Group (Tel: +8

Kyocera Corporation Outline of Q&A on the Acquisition of the Remaining Shares of AVX Corporation

Exhibit 99.2 Kyocera Corporation Outline of Q&A on the Acquisition of the Remaining Shares of AVX Corporation Purpose of the transaction Q: What is the purpose of the proposed transaction? A: Driven by the spread of technologies such as IoT, 5G, and ADAS, demand in the electronic components industry is expected to increase significantly. Technological innovation and business opportunities are expe

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 AVX Corporation (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

AVX Corporation Announces Preliminary Second Quarter Results

ex_159975.htm Exhibit 99.1 AVX Corporation Announces Preliminary Second Quarter Results FOUNTAIN INN, S.C. – October 28, 2019 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2019. Chief Executive Officer and President, John Sarvis, stated, “We completed the second quarter of our fiscal year with net sales of $377.3 million, down

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 28, 2019 AVX Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Comm

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 26, 2019 AVX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commiss

AVX Corporation Announces Preliminary First Quarter Results

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Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 24, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number)

AVX / AVX Corp. 11-K - - FORM 11-K

11-K 1 avx2018123111k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

AVX / AVX Corp. 11-K - - FORM 11-K

11-K 1 avx2019060411k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

AVX / AVX Corp. DEF 14A - - FORM DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid

AVX Corporation Conflict Minerals Report

Exhibit 1.01 AVX Corporation Conflict Minerals Report I. Introduction The Conflict Minerals Report of AVX Corporation (“AVX”) for calendar year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”).1 AVX utilizes metallic forms of tantalum, tin, tungsten and gold (“3TG”) minerals in various production processes and is committed to ens

AVX / AVX Corp. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

Annual Report - FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7201 (Exact name of r

Power of Attorney (incorporated by reference to Exhibit 24.1 to the Annual Report on Form 10-K of the Company for the year ended March 31, 2019)

EX-24.1 4 ex144396.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned directors of AVX Corporation, a Delaware corporation (the “Company”) hereby constitutes and appoints each of Michael Hufnagel, Douglas Baskin, and Evan Slavitt signing singly, the undersigned’s true and lawful attorney in fact to: 1. Sign and file with the Securities and Exchange Com

Subsidiaries of the Registrant.

EX-21.1 2 ex144849.htm EXHIBIT 21.1 EXHIBIT 21.1 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT As of March 31, 2019, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following: 1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Avio Excelente, S.A. DE C.V. (Mexico) 5. AVX Industries. Pte. Ltd. (Singap

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx201904188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 22, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or orga

AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results FOUNTAIN INN, S.C. – April 22, 2019 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2019. Chief Executive Officer and President, John Sarvis, stated, “We completed our fiscal year with net sales of $1,791.8 million, reflecting a

AVX / AVX Corp. FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2018 or ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 1-10431 A: Full title of the plan an

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K 1 avx201902078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 6, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or or

AVX / AVX Corp. FORM 10-Q (Quarterly Report)

10-Q 1 avx2018123110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2018 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 28, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Numb

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx201901238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 24, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or or

AVX Corporation Announces Preliminary Third Quarter Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Third Quarter Results FOUNTAIN INN, S.C. – January 24, 2019 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2018. Chief Executive Officer and President, John Sarvis, stated, “We completed the third quarter of our fiscal year with net sales of $442.4 million, reflecting a 3.1 perce

Current Report

8-K 1 avx201901148k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 8, 2019 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or org

Current Report

8-K 1 avx201812218k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 20, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or o

AVX / AVX Corp. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

AVX Corporation Announces Preliminary Second Quarter Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Second Quarter Results FOUNTAIN INN, S.C. – October 24, 2018 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2018. Chief Executive Officer and President, John Sarvis, stated, “We completed the second quarter of our fiscal year with net sales of $456.3 million, reflecting an incr

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 24, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Numb

Amended and Restated Bylaws of the Company, effective October 17, 2018 (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on October 24, 2018).

EX-3.1 2 ex126046.htm EXHIBIT 3.1 Exhibit 3.1 BYLAWS AVX CORPORATION Incorporated under the laws of the State of Delaware AS AMENDED AND RESTATED OCTOBER 17, 2018 1 TABLE OF CONTENTS ARTICLE I – OFFICES 4 SECTION 1. Registered Office 4 SECTION 2. Other Offices 4 ARTICLE II – MEETINGS OF STOCKHOLDERS 4 SECTION 1. Annual Meetings 4 SECTION 2. Special Meetings 4 SECTION 3. Place of Meetings 4 SECTION

Amended and Restated Bylaws of the Company, effective October 17, 2018 (marked)

EX-3.2 3 ex126047.htm EXHIBIT 3.2 Exhibit 3.2 Exhibit 3.2 BYLAWS AVX CORPORATION Incorporated under the laws of the State of Delaware AS AMENDED AND RESTATED May 7OCTOBER 17, 2012 2018 TABLE OF CONTENTS ARTICLE I – OFFICES 1 4 SECTION 1. Registered Office 1 4 SECTION 2. Other Offices 1 4 ARTICLE II – MEETINGS OF STOCKHOLDERS 1 4 SECTION 1. Annual Meetings 1 4 SECTION 2. Special Meetings 1 4 SECTIO

Financial Statements and Exhibits

8-K 1 avx20181023b8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 17, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or o

AVX / AVX Corp. FORM 10-Q (Quarterly Report)

10-Q 1 avx2018063010q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Com

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx201807248k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 25, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organ

AVX Corporation Announces Preliminary First Quarter Results

EX-99.1 2 ex118386.htm EXHIBIT 99.1 EXHIBIT 99.1 AVX Corporation Announces Preliminary First Quarter Results FOUNTAIN INN, S.C. – July 25, 2018 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the first quarter ended June 30, 2018. Chief Executive Officer and President, John Sarvis, stated, “We completed the first quarter of our fiscal year with net sales of $454.1 mi

Submission of Matters to a Vote of Security Holders

8-K 1 avx201807178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 18, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organ

AVX / AVX Corp. FORM DEFA14A

DEFA14A 1 avx20180627defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prelimin

AVX / AVX Corp. FORM 11-K

11-K 1 avx20180619b11k.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full ti

AVX / AVX Corp. FORM 11-K

11-K 1 avx2018061911k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

AVX / AVX Corp. FORM DEF 14A

DEF 14A 1 avx20180531def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriat

AVX / AVX Corp. FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

AVX Corporation Conflict Minerals Report

Exhibit 1.01 AVX Corporation Conflict Minerals Report I. Introduction The Conflict Minerals Report of AVX Corporation (“AVX”) for calendar year 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). Numerous terms in this Report are defined in the Rule and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 2

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 24, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number)

Power of Attorney

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned directors of AVX Corporation, a Delaware corporation (the “Company”) hereby constitutes and appoints each of Michael Hufnagel, Douglas Baskin, and Evan Slavitt signing singly, the undersigned’s true and lawful attorney in fact to: 1. Sign and file with the Securities and Exchange Commission under the Securities Exchang

Share Purchase and Transfer Agreement, dated March 27, 2018 by and among AVX Corporation, AVX INTERCONNECT Europe GmbH, and the Shareholders of KUMATEC.

Exhibit 10.21 SHARE PURCHASE AND TRANSFER AGREEMENT by and between Dr Joachim Löffler and Mr Dietmar Flessa and Mr Reiner Bauersachs and AVX INTERCONNECT Europe GmbH For the acquisition of all shares in KUMATEC Sondermaschinenbau & Kunststoffverarbeitung GmbH Personal information has been redacted from this Share Purchase Agreement to protect named individuals' personal interests. Exhibit 10.19 Ku

AVX / AVX Corp. FORM 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7201 (Exact name of r

Agreement between AVX Corporation and Kurt P. Cummings dated March 26, 2018

Exhibit 10.22 SALARY CONTINUATION AGREEMENT THIS SALARY CONTINUATION AGREEMENT (this “Agreement”), dated as of June 30, 2018, (the “Effective Date”) is made and entered by and between AVX Corporation, a Delaware corporation (the “Company”), and Kurt Cummings (the “Executive” or “Employee”). WITNESSETH: WHEREAS, the Employee currently serves as an Executive Officer of the Company and plans to retir

Subsidiaries of the Registrant.

EXHIBIT 21.1 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT As of March 31, 2018, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following: 1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Avio Excelente, S.A. DE C.V. (Mexico) 5. AVX Industries. Pte. Ltd. (Singapore) 6. AVX Components DA Amazonia L

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 avx201805038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 1, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organiz

AVX completes its purchase of Kumatec

EX-99.1 2 ex111943.htm EXHIBIT 99.1 EXHIBIT 99.1 AVX completes its purchase of Kumatec FOUNTAIN INN, S.C. – April 30, 2018 – AVX Corporation (NYSE: AVX) today announced that its subsidiary, AVX Interconnect Europe GmbH (“AVX Interconnect”), a limited liability company under German law, has completed the share purchase of the previously announced acquisition of KUMATEC Sondermaschinenbau & Kunststo

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx201804208k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 25, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or orga

AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results

EX-99.1 2 ex110820.htm EXHIBIT 99.1 EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results FOUNTAIN INN, S.C. – April 25, 2018 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2018. Chief Executive Officer and President, John Sarvis, stated, “We completed the fourth quarter of our fi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 avx201804038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2018 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33-0379007 (State or other jurisdiction of incorporation or orga

AVX Corporation Announces a Definitive Agreement to Acquire KUMATEC

EXHIBIT 99.1 AVX Corporation Announces a Definitive Agreement to Acquire KUMATEC FOUNTAIN INN, S.C. – April 4, 2018 - AVX Corporation (NYSE: AVX) today announced that its subsidiary, AVX Interconnect Europe GmbH (“AVX Interconnect”), a limited liability company under German law, has signed a definitive agreement to acquire KUMATEC Sondermaschinenbau & Kunststoffverarbeitung GmbH (“KUMATEC”), a lim

AVX / AVX Corp. FORM 11-K

11-K 1 avx2018031411k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2017 or ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number:

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 avx-20180207x8k.htm 8-K  UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): February 7, 2018   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of inc

AVX / AVX Corp. FORM 10-Q (Quarterly Report)

10-Q 1 avx2017123110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file n

Agreement and Plan of Merger, dated December 29, 2017 by and among AVX Corporation, Armstrong Alpert, Inc., Ethertronics, Inc., and Fortis Advisors LLC.

Exhibit 10.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG AVX CORPORATION, ARMSTRONG ALPERT, INC., ETHERTRONICS, INC., AND FORTIS ADVISORS LLC, AS STOCKHOLDER REPRESENTATIVE Dated as of December 29, 2017 Table of Contents Page Article I DEFINITIONS 2 Section 1.1 280G Waiver 2 Section 1.2 2016 Balance Sheet 2 Section 1.3 Adjustment Pro Rata Share 2 Section 1.4 Affiliate 2 Section 1.5

 AVX completes its purchase of Ethertronics, Inc.

Exhibit 991 Ethertronics EXHIBIT 99.1 ? AVX completes its purchase of Ethertronics, Inc. FOUNTAIN INN, S.C. ? February 1, 2018 ? AVX Corporation (NYSE: AVX) today announced that it has completed the purchase of the previously announced acquisition of Ethertronics, Inc., a privately held manufacturer of passive and active antenna systems, for approximately $138.5 million in cash and assumption of $

Financial Statements and Exhibits, Other Events

8-K 1 avx-20180131x8k.htm 8-K  UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): January 31, 2018   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of inc

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20171231x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): January 25, 2018   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of inco

AVX Corporation Announces Preliminary Third Quarter Results

Exhibit 991 Q3 FY 18 EXHIBIT 99.1 AVX Corporation Announces Preliminary Third Quarter Results ? FOUNTAIN INN, S.C. ? January 25, 2018 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2017. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the third quarter of our fiscal year with net sales of $431.8 millio

 AVX Corporation Announces a Definitive Agreement to Acquire Ethertronics

EX-99.1 2 avx-20171229xex991.htm EX-99.1 EXHIBIT 99.1  AVX Corporation Announces a Definitive Agreement to Acquire Ethertronics  FOUNTAIN INN, S.C. – January 3, 2018 - AVX Corporation (NYSE: AVX) today announced that it has signed a definitive agreement to acquire Ethertronics Inc., a privately held manufacturer of passive and active antenna systems. Ethertronics is a leader in advanced antenna

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8K Dec 2017  UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): December 29, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or org

AVX / AVX Corp. ESP

CORRESP 1 filename1.htm  SC 29644 864) 967- 2150  1AVX Boulevard Fountain Inn, SC 29644 Tel: (864) 967- 2150  December 27, 2017  VIA EDGAR  Ms. Cecilia Blye Chief Office of Global Security Risk United States Securities and Exchange Commission Washington, DC 20549   Re: AVX Corporation  Form 10-K for Fiscal Year Ended March 31, 2017  Filed May 19, 2017  File No. 001-07201  Dear Ms. Blye

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 avx-20170930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549  FORM 10-Q   ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to  Com

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20170930x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): October 25, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of inco

AVX Corporation Announces Preliminary Second Quarter Results

Exhibit 991 Q2 FY 18 EXHIBIT 99.1 AVX Corporation Announces Preliminary Second Quarter Results ? FOUNTAIN INN, S.C. ? October 25, 2017 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2017. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the second quarter of our fiscal year with net sales of $352.7 mi

Submission of Matters to a Vote of Security Holders

8-K/A 1 avx-20170802x8ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K (Amendment No. 1)  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): August 2, 2017  (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other j

Financial Statements and Exhibits

8-K 1 avx-20171002x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): October 2, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incor

completes acquisition of the Transportation, Sensing and Control (“TS&C”) division

Exhibit 991 Press Release EXHIBIT 99.1 AVX completes acquisition of the Transportation, Sensing and Control (?TS&C?) division of TT Electronics ? FOUNTAIN INN, S.C. ? October 2, 2017 ? AVX Corporation (NYSE: AVX) today announced that it has completed the acquisition of the previously announced acquisition of the Transportation, Sensing and Control (?TS&C?) division of TT Electronics, PLC, a United

AVX Corporation 2014 Management Incentive Plan, as amended August 2, 2017, and effective April 1, 2017 (incorporated by reference to Exhibit 10.1 of the Quarterly Report on Form 10-Q of the Company for the period ended June 30, 2017).

EXHIBIT 10.1 AVX Corporation Management Incentive Plan   1. Purpose. The Company wishes to provide for the award of annual incentive compensation to certain officers of the Company or its Subsidiaries to promote the interests of the Company’s shareholders by providing to such officers incentives to continue and to increase their efforts with respect to, and remain in the employ of, the Company o

Sale and Purchase Agreement, dated July 19, 2017, among AVX Limited, AVX Corporation and TT Electronics, PLC related to the acquisition of the Transportation, Sensing and Control division from the U.S. Company, TT Electronics, PLC (incorporated by reference to Exhibit 10.2 of the Quarterly Report on Form 10-Q of the Company for the period ended June 30, 2017.

  EXECUTION VERSION SALE AND PURCHASE AGREEMENT DATED 19 July 2017 TT ElECTRONICS PLC as Parent AND AVX Limited as Purchaser AND AVX Corporation as Purchaser Guarantor in relation to those companies forming the Transportation, Sensing and Control division of the TT Electronics Group  Allen & Overy LLP CONTENTS   CONTENTS  Clause Page 1 Interpretation 2 2 Sale and Purchase of the Shares an

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549  FORM 10-Q   ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to  Commission file number 1-7201 (Exact name of registrant as specified in its charter)   Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Submission of Matters to a Vote of Security Holders

8-K 1 avx-20170802x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): August 2, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorpo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 avx-20170802x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): August 2, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorp

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20170630x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K  CURRENT REPORT  PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): July 26, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorpo

AVX Corporation Announces Preliminary First Quarter Results

EX-99.1 2 avx-20170630xex991.htm EX-99.1 EXHIBIT 99.1 AVX Corporation Announces Preliminary First Quarter Results  FOUNTAIN INN, S.C. – July 26, 2017 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the first quarter ended June 30, 2017.  Chief Executive Officer and President, John Sarvis, stated, “We completed the first quarter of our fiscal year with net sales of

 AVX Corporation Announces a Definitive Agreement to Acquire the Transportation, Sensing, & Control Division of TT Electronics PLC

Exhibit 99.1 FY18 Peregrine

AVX (Current Report/Significant Event)

8K Peregrine 7182017 ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?WASHINGTON, D.

AVX 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full title of the plan and the address of th

AVX 11-K

11-K 1 avx-20161231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 11-K  ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full ti

AVX DEF 14A

DEF 14A 1 avx-20170331xdef14a.htm DEF 14A  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  SCHEDULE 14A (RULE 14a-101)  INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION  Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934  Filed by the Registrant☒ Filed by a Party other than the Registrant☐ Check the appropriate box: ☐Preli

AVX

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549   FORM SD Specialized Disclosure Report      (Exact name of registrant as specified in its charter)    Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

AVX Corporation Conflict Minerals Report

CMR2016 AVX Corporation Conflict Minerals Report ? I. Introduction ? The Conflict Minerals Report of AVX Corporation (?AVX?) for calendar year 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (?the Rule?). Numerous terms in this Report are defined in the Rule and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22

AVX CORPORATION

EX-24.1 4 avx-20170331xex241.htm EX-24.1 Exhibit 24.1  AVX CORPORATION  POWER OF ATTORNEY  Each of the undersigned directors and officers of AVX Corporation, a Delaware corporation (the "Corporation"), hereby severally constitutes and appoints Kurt Cummings, Michael Hufnagel, and Douglas Baskin, each of them signing singly, to be his Attorney-in-Fact with full power of substitution to act in hi

 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT

EXHIBIT 21.1 ? ? ? AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT ? ? As of March 31, 2017, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following: ? ? 1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Elco USA, Inc. (Delaware) 5. Avio Excelente, S.A. DE C.V. (Mexico) 6. AVX Industries. Pte. Ltd.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 10-K  ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2017  ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to  Commission File Number: 1-7201 (Exact name of registrant as

AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results

Exhibit 99.1 Q4 FY17 EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results ? FOUNTAIN INN, S.C. ? April 28, 2017 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2017. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the fourth quarter of our fiscal year w

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20170331x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): April 28, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of

AVX 11-K

 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 11-K     ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2016  or    ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934  For the transition period from to   Commission file number: 1-10431  A: Full title

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Q4 FY17 8-K 03072017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Form S-8

Q3 FY17 S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVX CORPORATION (Exact Name of Registrant as Specified in its Charter) ? Delaware 33-0379007 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification Number) ? 1 AVX Boulevard Fountain Inn, South Carolina 29644 (8

 AVX 401(k) PLAN 2010 Amendment and Restatement AVX 401(k) PLAN

Exhibit 991 AVX 401(k) Plan Document AVX 401( ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? AVX 401(k) PLAN 2010 Amendment and Restatement ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? AVX 401(k) PLAN ? WHEREAS, AVX Corporation (hereinafter referred to as the "Employer") heretofore adopted the AVX 401(k) Plan (hereinafter referred to as the "Plan") for the benefit of its eligible Employees, effective as of

Technology Disclosure Agreement, effective as of October 7, 2016, between the Company and Kyocera Corporation (incorporated by reference to Exhibit 10.1 of the Quarterly Report on Form 10-Q of the Company for the period ended December 31, 2016).

EXHIBIT 10.1 TECHNOLOGY DISCLOSURE AGREEMENT This Technology Disclosure Agreement is made this 7th day of October, 2016, by and between Kyocera Corporation, a corporation organized under the laws of Japan ("KC") and AVX Corporation, a Delaware, USA corporation ("AVX"). WHEREAS, KC is engaged in the development, manufacture, and sale of passive electronic components and other related devices and te

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 avx-20161231x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549  FORM 10-Q   ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to  Comm

AVX Corporation Announces Preliminary Third Quarter Results

Exhibit 991 Q3 FY17 EXHIBIT 99.1 AVX Corporation Announces Preliminary Third Quarter Results ? FOUNTAIN INN, S.C. ? January 24, 2017 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2016. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the third quarter of our fiscal year with net sales of $340.8 million

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20161231x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): January 24, 2017   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction o

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): December 26, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549  FORM 10-Q   ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to  Commission file number 1-7201 (Exact name of registrant as specified in its charter)   Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

AVX Corporation Announces Preliminary Second Quarter Results

Exhibit 991 Q2 FY17 EXHIBIT 99.1 AVX Corporation Announces Preliminary Second Quarter Results ? FOUNTAIN INN, S.C. ? October 26, 2016 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2016. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the second quarter of our fiscal year with net sales of $327.5 mil

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20160930x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): October 26, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction o

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

8-K 1 avx-20161025x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): October 24, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549  FORM 10-Q   ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to  Commission file number 1-7201 (Exact name of registrant as specified in its charter)   Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Form of Notice of Grant of Restricted Stock Units for awards pursuant to AVX Corporation 2014 Restricted Stock Unit Plan (incorporated by reference to Exhibit 10.2 of the Quarterly Report on Form 10-Q of the Company for the period ended June 30, 2016).

EX-10.2 2 avx-20160630xex102.htm EX-10.2 April 29, 2016   «FullName» «Address1» «Address2» «CityState»  Dear «FirstName»,  Pursuant to the terms and conditions of the company’s AVX Corporation 2014 Restricted Stock Unit Plan, you have been granted a Restricted Stock Unit/Stock Settled for «RSU» units of stock and a Performance Stock Unit/Stock Settled for «RSU» units of stock as outlined below

AVX Corporation Announces Preliminary First Quarter Results

Exhibit 991 Q1 FY17 EXHIBIT 99.1 AVX Corporation Announces Preliminary First Quarter Results ? FOUNTAIN INN, S.C. ? July 27, 2016 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the first quarter ended June 30, 2016. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the first quarter of our fiscal year with net sales of $314.8 million reflec

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20160630x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): July 27, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of i

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): July 20, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization)

AVX 11-K

11-K 1 avx-20151231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full title

AVX 11-K

11-K 1 avx-20151231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 11-K  ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full ti

AVX DEF 14A

DEF 14A 1 avx-20160331xdef14a.htm DEF 14A  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  SCHEDULE 14A (RULE 14a-101)  INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION  Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934  Filed by the Registrant☒ Filed by a Party other than the Registrant☐ Check the appropriate box: ☐Preli

AVX Corporation Conflict Minerals Report

EX-1.01 3 avx-20151231xex101.htm EXHIBIT 1.01 AVX Corporation Conflict Minerals Report  I. Introduction  The Conflict Minerals Report of AVX Corporation (“AVX”) for calendar year 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). Numerous terms in this Report are defined in the Rule and Form SD and the reader is referred to those sources and to 19

AVX FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  Washington, DC 20549   FORM SD Specialized Disclosure Report      (Exact name of registrant as specified in its charter)    Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

AVX Corporation 2014 Non-Employee Directors’ Stock Option Plan as amended May 12, 2016 (incorporated by reference to Exhibit 10.13 of the Annual Report on Form 10-K of the Company for the year ended March 31, 2016).

AVX CORPORATION 2014 NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN Amendment 1 - May 2016  1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

10-K 1 avx-20160331x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 10-K  ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016  ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to  Commission File Number: 1-

AVX CORPORATION

? AVX CORPORATION ? POWER OF ATTORNEY ? Each of the undersigned directors and officers of AVX Corporation, a Delaware corporation (the "Corporation"), hereby severally constitutes and appoints Kurt Cummings, Michael Hufnagel, Douglas Baskin and Hollirae Olson, each of them signing singly, to be his Attorney-in-Fact with full power of substitution to act in his name on his behalf to sign and to fil

 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT

EXHIBIT 21.1    AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT   As of March 31, 2016, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following:   1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Elco USA, Inc. (Delaware) 5. Avio Excelente, S.A. DE C.V. (Mexico) 6. AVX Industries. Pte. Ltd.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): May 12, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization) (Co

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20160426x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549    FORM 8-K  CURRENT REPORT   PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  Date of Report (date of earliest event reported): April 26, 2016   (Exact Name of Registrant as Specified in its Charter)   Delaware 1-7201 33‑0379007 (State or other jurisdiction of

AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results

Exhibit 991 Q4 FY16 EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Fiscal Year Results ? FOUNTAIN INN, S.C. ? April 26, 2016 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2016. ? Chief Executive Officer and President, John Sarvis, stated, ?We completed the fourth quarter of our fiscal year wi

AVX 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2015 or ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 1-10431 A: Full title of the plan and the address of t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Current Report

8-K 1 avx-20160205x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 2, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiza

AVX Corporation Announces Preliminary Third Quarter Results

Exhibit 991 Q3 FY16 EXHIBIT 99.1 AVX Corporation Announces Preliminary Third Quarter Results GREENVILLE, S.C. ? January 26, 2016 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2015. Chief Executive Officer and President, John Sarvis, stated, ?We completed our third quarter of the fiscal year with net sales of $287.0 million for t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 26, 2016 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization) (Commission File Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 avx-20150930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file num

AVX 8-K (Current Report/Significant Event)

Earnings Release 8-K Q2FY16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

AVX Corporation Announces Preliminary Second Quarter Results

EX-99.1 2 avx-20150930ex991f01ca5.htm EX-99.1 EXHIBIT 99.1 AVX Corporation Announces Preliminary Second Quarter Results GREENVILLE, S.C. – October 27, 2015 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2015. Chief Executive Officer and President, John Sarvis, stated, “We completed our second quarter of the fiscal year with net

AVX ESP

CORRESP 1 filename1.htm SC 29644 864) 967- 2150 1AVX Boulevard Fountain Inn, SC 29644 Tel: (864) 967- 2150 August 17, 2015 VIA EDGAR Mr. Brian Cascio Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: AVX Corporation Form 10-K for Fiscal Year Ended March 31, 2015 Filed May 20, 2015 File No. 1-07201 Dear Mr. Cascio: We a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

Earnings Release 8-K Q1FY16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

AVX Corporation Announces Preliminary First Quarter Results

Exhibit 991 Q1 FY16 EXHIBIT 99.1 AVX Corporation Announces Preliminary First Quarter Results GREENVILLE, S.C. ? July 27, 2015 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the first quarter ended June 30, 2015. Chief Executive Officer and President, John Sarvis, stated, ?We completed our first quarter of the fiscal year with sales of $300.5 million for the quarter,

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 22, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number)

AVX 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full title of the plan and the addres

AVX 11-K

11-K 1 avx-20141231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full title

AVX DEF 14A

DEF 14A 1 avx-20150331xdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant☒ Filed by a Party other than the Registrant☐ Check the appropriate box: ☐Preliminary Pro

AVX Corporation Conflict Minerals Report

CMR 2014 AVX Corporation Conflict Minerals Report I. Introduction The Conflict Minerals Report of AVX Corporation (?AVX?) for calendar year 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (?the Rule?). Numerous terms in this Report are defined in the Rule and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2

AVX FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

Amendment to AVX Nonqualified Supplemental Retirement Plan, effective December 15, 2014. (incorporated by reference to Exhibit 10.4 to the Annual Report on Form10-K of the Company for the year ended March 31, 2015).

EX-10.4 3 avx-20150331ex104b61253.htm EX-10.4 3 AMENDMENT TO THE AVX NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN WHEREAS, AVX Corporation (the "Employer") heretofore adopted the AVX Nonqualified Supplemental Retirement Plan (the "Plan"); and WHEREAS, the Employer reserved the right to amend the Plan; and WHEREAS, the Employer desires to amend the Plan; NOW, THEREFORE, the Plan is hereby amended, eff

AVX Corporation Amended and Restated 2014 Management Incentive Plan

EX-10.19 2 avx-20150331ex1019c3314.htm EX-10.19 Exhibit 10.19 AVX Corporation Amended and Restated 2014 Management Incentive Plan 1. Purpose. The Company wishes to provide for the award of annual incentive compensation to selected employees of the Company and its Subsidiaries if specified Performance Goals are achieved. The general purpose of the Plan is to promote the interests of the Company’s s

AVX CORPORATION POWER OF ATTORNEY

Exhibit 24.1 AVX CORPORATION POWER OF ATTORNEY Each of the undersigned directors and officers of AVX Corporation, a Delaware corporation (the "Corporation"), hereby severally constitutes and appoints Kurt Cummings, Michael Hufnagel, and Hollirae Olson, each of them signing singly, to be his Attorney-in-Fact with full power of substitution to act in his name on his behalf to sign and to file with t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

10-K 1 avx-20150331x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2015 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7201 (Ex

AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT

EXHIBIT 21.1 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT As of March 31, 2015, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following: 1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Elco USA, Inc. (Delaware) 5. Avio Excelente, S.A. DE C.V. (Mexico) 6. AVX Industries. Pte. Ltd. (Singapore) 7.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 24, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number

AVX Corporation Announces Preliminary Fourth Quarter and Full Fiscal Year Results

EX-99.1 2 avx-20150424ex9910d1fcb.htm EX-99.1 EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Full Fiscal Year Results GREENVILLE, S.C. – April 24, 2015 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2015. Chief Executive Officer and President, John Sarvis, stated, “We completed our fourth quar

Current Report

8-K 1 avx-20150402x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 2, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiza

AVX 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2014 or ☐ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 1-10431 A: Full title of the plan and the address of t

AVX Corporation Announces Leadership Changes John S. Gilbertson retires as CEO and Board Chairman John Sarvis promoted to CEO and President

Exhibit 991 32015 AVX Corporation Announces Leadership Changes John S. Gilbertson retires as CEO and Board Chairman John Sarvis promoted to CEO and President GREENVILLE, S.C. ? March 20, 2015 ? AVX Corporation (NYSE: AVX) today announced the retirement of John S. Gilbertson as Chief Executive Officer, Board Chairman and a Director of the Company effective March 31, 2015. John Sarvis, currently Vic

AVX 8-K (Current Report/Significant Event)

Q4 FY14 8-K 32015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 20, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33?0379007 (State or other jurisdiction of incorporation or organization) (Comm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2014 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20150127x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 27, 2015 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organ

AVX Corporation Announces Preliminary Third Quarter Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Third Quarter Results GREENVILLE, S.C. – January 27, 2015 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the third quarter ended December 31, 2014. Chairman and Chief Executive Officer, John Gilbertson, stated, “The quarter was not as active as last year as revenue was impacted by conservative customer inventory man

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 avx-20140930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file num

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20141029x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 29, 2014 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organ

AVX Corporation Announces Preliminary Second Quarter Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Second Quarter Results GREENVILLE, S.C. – October 29, 2014 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the second quarter ended September 30, 2014. Chairman and Chief Executive Officer, John Gilbertson, stated, “During the quarter, the business performed well. The company continued to control costs and manage mar

AVX Corporation 2014 Restricted Stock Unit Plan (incorporated by reference to Exhibit 99.1 of Form S-8 filed with the Securities and Exchange Commission on August 6, 2014.)

Exhibit 99.1 AVX CORPORATION 2014 Restricted Stock UNIT PLAN ARTICLE 1 PURPOSE 1.1GENERAL. The purpose of the AVX Corporation 2014 Restricted Stock Unit Plan (the “Plan”) is to promote the success, and enhance the value, of AVX Corporation (the “Corporation”), by linking the personal interests of its employees and directors to those of Corporation shareholders and by providing such persons with an

AVX CORPORATION POWER OF ATTORNEY

EX-24.1 4 avx-20140806ex24162d39a.htm EX-24.1 Exhibit 24.1 AVX CORPORATION POWER OF ATTORNEY Each of the undersigned directors and officers of AVX Corporation, a Delaware corporation (the "Corporation"), hereby severally constitutes and appoints Kurt Cummings, Michael Hufnagel, and Hollirae Olson, each of them signing singly, to be his Attorney-in-Fact with full power of substitution to act in his

Form S-8

S-8 1 avx-20140806xs8.htm S-8 As filed with the Securities and Exchange Commission on August 6, 2014 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware 33‑0379007 (State or other jurisdiction of incorporation or organization) (I.R.S. em

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 1-7201 (Exact name of registrant as specified in its charter) Delaware 33-0379007 (State or other jurisdiction of incorporation or organization) (IRS Employer ID No.

AVX Corporation Announces Preliminary First Quarter Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary First Quarter Results GREENVILLE, S.C. – July 29, 2014 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the first quarter ended June 30, 2014. Chairman and Chief Executive Officer, John Gilbertson, stated, “We saw improved first quarter operating results reflecting our focus on the sale of higher value-added component

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20140630x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 29, 2014 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiza

Submission of Matters to a Vote of Security Holders

8-K 1 avx-20140723x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 23, 2014 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiza

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1

10-K/A 1 avx-20140331x10ka.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi

AVX / AVX Corp. CORRESP - -

CORRESP 1 filename1.htm SC 29644 864) 967- 2150 1AVX Boulevard Fountain Inn, SC 29644 Tel: (864) 967- 2150 June 30, 2014 VIA EDGAR Mr. Brian Cascio Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: AVX Corporation Form 10-K for Fiscal Year Ended March 31, 2014 Filed May 21, 2014 File No. 001-07201 Dear Mr. Cascio: We a

- 11-K

11-K 1 avx-20131231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [X]ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Fu

- 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [ X ]ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Full title of the plan and the ad

- 11-K

11-K 1 avx-20131231x11k.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [X]ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2013 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-7201 A. Fu

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant[X] Filed by a Party other than the Registrant[ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ]Confidential, For Us

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 001-07201 33-0379007 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer ID No.

CONFLICT MINERALS DISCLOSURE AND REPORT OF AVX CORPORATION

CONFLICT MINERALS DISCLOSURE AND REPORT OF AVX CORPORATION IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Introduction This is the Conflict Minerals Report of AVX Corporation (“AVX”) for calendar year 2013 (excluding conflict minerals that, prior to January 31, 2013, were located outside of the supply chain) in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7201 (Exact name of registrant as s

AVX CORPORATION POWER OF ATTORNEY

AVX CORPORATION POWER OF ATTORNEY Each of the undersigned directors and officers of AVX Corporation, a Delaware corporation (the "Corporation"), hereby severally constitutes and appoints Kurt Cummings, Michael Hufnagel, and Hollirae Olson, each of them signing singly, to be his Attorney-in-Fact with full power of substitution to act in his name on his behalf to sign and to file with the Securities

Form of Notice of Grant of Stock Options and Option Agreement for awards pursuant to AVX Corporation 2014 Stock Option Plan and AVX Corporation 2014 Non-Employee Directors’ Stock Option Plan (incorporated by reference to Exhibit 10.19 of the Annual Report on Form 10-K of the Company for the year ended March 31, 2014).

EXHIBIT 10.19 Date [Employee Name] [Address][City, State Zip Code] Dear [ ]: Pursuant to the terms and conditions of the AVX Corporation 2014 Stock Option Plan (the 'Plan'), you have been granted an Incentive Stock Option to purchase [ ] shares of stock as outlined below. Granted To:[ ] Grant Date:[ ] Granted:[ ] Grant Price:$[ ]Total Cost to Exercise:$[ ] Expiration Date:[ ] Vesting Schedule:25%

AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT

EXHIBIT 21.1 AVX CORPORATION SUBSIDIARIES OF THE REGISTRANT As of March 31, 2014, active significant subsidiaries, all 100% owned directly or indirectly, consist of the following: 1. AVX Corporation (Delaware) 2. AVX Tantalum Corporation (Delaware) 3. AVX Filters Corporation (Delaware) 4. Elco USA, Inc. (Delaware) 5. Avio Excelente, S.A. DE C.V. (Mexico) 6. AVX Industries. Pte. Ltd. (Singapore) 7.

AVX Corporation Announces Preliminary Fourth Quarter and Full Fiscal Year Results

EXHIBIT 99.1 AVX Corporation Announces Preliminary Fourth Quarter and Full Fiscal Year Results GREENVILLE, S.C. – April 28, 2014 - AVX Corporation (NYSE: AVX) today reported preliminary unaudited results for the fourth quarter and fiscal year ended March 31, 2014. Chairman and Chief Executive Officer, John Gilbertson, stated, “We completed our fiscal year with improved results year over year in te

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avx-20140428x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 28, 2014 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiz

Current Report

8-K 1 avx-20140328x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 28, 2014 (Exact Name of Registrant as Specified in its Charter) Delaware 1-7201 33‑0379007 (State or other jurisdiction of incorporation or organiz

- 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For The Year Ended December 31, 2013 Commission file number: 1-10431 AVX NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN IRS Employer Identification Number: 33-0379007 AVX CORPORATION 1 AVX Boulevard Fountain Inn, SC 29644 AVX NONQUALIFIED SUPPL

Form S-8

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