WLKR SEC-arkiveringer - Walker Innovation Inc.- Årsrapport, Fullmaktsdokument, Prospekt

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Walker Innovation Inc.

SEC Filings (Chronological Order)

På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.

February 15, 2019	15-12B	WLKR / Walker Innovation Inc. FORM 15-12B United States Securities and Exchange Commission Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-33700 WALKER INNOVATION INC. (Exact name of registrant as specified in it
February 15, 2019	10-K	WLKR / Walker Innovation Inc. FORM 10-K (Annual Report) Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-33700 WALKE
February 15, 2019	EX-3.1G	Certificate of Dissolution Exhibit 3.1g STATE OF DELAWARE CERTIFICATE OF DISSOLUTION (SECTION 275) The corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. The dissolution of Walker Innovation Inc. has been duly authorized by the Board of Directors and Stockholders in accordance with subsections (a) and (b) of Section 275 or by unanimous consent of St
October 26, 2018	10-Q	WLKR / Walker Innovation Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe
October 26, 2018	EX-2.1	Plan of Complete Liquidation and Dissolution of Walker Innovation Inc. Exhibit 2.1 PLAN OF COMPLETE LIQUIDATION AND DISSOLUTION OF WALKER INNOVATION INC. (As amended to September 20, 2018, Effective Date of Certificate of Dissolution) This Plan of Complete Liquidation and Dissolution (the “Plan”) is intended to accomplish the dissolution and liquidation of Walker Innovation Inc., a Delaware corporation (the “Company”), in accordance with Section 275 and other applica
October 1, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 27, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission Fi
September 21, 2018	15-12B	WLKR / Walker Innovation Inc. FORM 15-12B United States Securities and Exchange Commission Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-33700 WALKER INNOVATION INC. (Exact name of registrant as specified in it
September 21, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 21, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission Fi
September 21, 2018	EX-99.1	Walker Innovation Confirms Expected Payment Date of Initial Liquidating Distribution OTCQB Trading Symbol and CUSIP Deleted Exhibit 99.1 Walker Innovation Confirms Expected Payment Date of Initial Liquidating Distribution OTCQB Trading Symbol and CUSIP Deleted Stamford, CT – September 21, 2018 – Walker Innovation Inc. (Formerly OTCQB: WLKR) (“Walker Innovation” or the “Company”), announced today that its previously announced effective date distribution of $0.48 per share of the Company’s common stock and Series B Conve
September 14, 2018	EX-99.1	Walker Innovation Announces Dissolution Date and Initial Liquidating Distribution Exhibit 99.1 Walker Innovation Announces Dissolution Date and Initial Liquidating Distribution Stamford, CT – September 14, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), announced today that it has filed a certificate of dissolution with the Delaware Secretary of State that will become effective September 20, 2018 and will close its stock transfer books and di
September 14, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 14, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission Fi
September 5, 2018	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 5, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commissio
September 5, 2018	POS AM	WLKR / Walker Innovation Inc. FORM POS AM As filed with the Securities and Exchange Commission on September 5, 2018 Registration No.
September 5, 2018	POS AM	WLKR / Walker Innovation Inc. FORM POS AM As filed with the Securities and Exchange Commission on September 5, 2018 Registration No.
August 17, 2018	DEFA14A	WLKR / Walker Innovation Inc. FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, For use of
August 6, 2018	DEF 14A	WLKR / Walker Innovation Inc. FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confid
August 6, 2018	10-Q	WLKR / Walker Innovation Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 00
August 4, 2018	PRER14A	WLKR / Walker Innovation Inc. FORM PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confid
July 23, 2018	EX-99.1	Walker Innovation Sets Date for Special Meeting for Stockholder Approval to Liquidate and Dissolve Exhibit 99.1 Walker Innovation Sets Date for Special Meeting for Stockholder Approval to Liquidate and Dissolve Stamford, CT – July 23, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which sought to develop and commercialize its unique portfolio of intellectual property assets through licensing and enforcement operations, today announced that its Board of Direc
July 23, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 20, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File Nu
July 23, 2018	EX-99.1	Press Release dated July 23, 2018 Exhibit 99.1 Walker Innovation Sets Date for Special Meeting for Stockholder Approval to Liquidate and Dissolve Stamford, CT – July 23, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which sought to develop and commercialize its unique portfolio of intellectual property assets through licensing and enforcement operations, today announced that its Board of Direc
July 23, 2018	DEFA14A	WLKR / Walker Innovation Inc. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 20, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File Nu
July 20, 2018	PRE 14A	WLKR / Walker Innovation Inc. FORM PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confid
July 2, 2018	EX-99.1	Walker Innovation Board Announces Decision to Seek Dissolution Special Meeting of Stockholders to be Held to Approve Plan Exhibit 99.1 Walker Innovation Board Announces Decision to Seek Dissolution Special Meeting of Stockholders to be Held to Approve Plan Stamford, CT – July 2, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which sought to develop and commercialize its unique portfolio of intellectual property assets through licensing and enforcement operations, today announced t
July 2, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 28, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File Nu
July 2, 2018	DEFA14A	WLKR / Walker Innovation Inc. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 28, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File Nu
July 2, 2018	EX-99.1	Press Release dated July 2, 2018 Exhibit 99.1 Walker Innovation Board Announces Decision to Seek Dissolution Special Meeting of Stockholders to be Held to Approve Plan Stamford, CT – July 2, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which sought to develop and commercialize its unique portfolio of intellectual property assets through licensing and enforcement operations, today announced t
June 13, 2018	SC 13D/A	WLKR / Walker Innovation Inc. / Siegel Jonathan - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Walker Innovation Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 93166110 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159 (Name, Address and Telephone Number of
May 7, 2018	EX-99.1	WALKER INNOVATION ANNOUNCES FIRST QUARTER RESULTS Over $23 Million of Cash and Cash Equivalents as of March 31, 2018 Year-Over-Year Operating Expenses Decrease by Over 49%. Exhibit 99.1 WALKER INNOVATION ANNOUNCES FIRST QUARTER RESULTS Over $23 Million of Cash and Cash Equivalents as of March 31, 2018 Year-Over-Year Operating Expenses Decrease by Over 49%. Stamford, CT – May 7, 2018 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which seeks to develop and commercialize its unique portfolio of intellectual property assets through licens
May 7, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of Incorporation) (Commission File Num
May 7, 2018	10-Q	WLKR / Walker Innovation Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0
March 26, 2018	DEF 14A	WLKR / Walker Innovation Inc. FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confid
February 12, 2018	SC 13G/A	WLKR / Walker Innovation Inc. / GENESIS CAPITAL ADVISORS LLC Passive Investment SC 13G/A 1 sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Walker Innovation Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 931661102 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 2, 2018	8-K	Financial Statements and Exhibits 8-K 1 wlkr201801188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 2, 2018 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction
February 2, 2018	EX-99.1	WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS $24 Million of Cash as of December 31, 2017; Quarterly Operating Expenses Decrease by Over 46%. ex103581.htm Exhibit 99.1 WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS $24 Million of Cash as of December 31, 2017; Quarterly Operating Expenses Decrease by Over 46%. Stamford, CT ? February 2, 2018 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), which seeks to develop and commercialize its unique portfolio of intellectual property assets thr
February 2, 2018	10-K	WLKR / Walker Innovation Inc. FORM 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-33700 WALKER INNOVATION INC.
February 2, 2018	EX-21.1	Subsidiaries of Walker Innovation Inc. EX-21.1 2 ex103592.htm EXHIBIT 21.1 Exhibit 21.1 WALKER INNOVATION INC. SIGNIFICANT SUBSIDIARIES All significant subsidiaries are wholly-owned by Walker Innovation Inc. and/or one or more of its wholly-owned subsidiaries. Name Jurisdiction in which Organized Inventor Holdings, LLC Delaware Certified Measurement, LLC Delaware
October 30, 2017	10-Q	Walker Innovation FORM 10-Q (Quarterly Report) 10-Q 1 wlkr2017093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co
October 30, 2017	EX-10.1	Amendment to Executive Employment Agreement, dated as of September 25, 2017, between Kara B. Jenny and Walker Innovation Inc. ex96727.htm Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment (the "Amendment"), dated as of September 25, 2017, amends that certain Executive Employment Services Agreement entered into as of May 27, 2014, between Walker Innovation Inc., a Delaware corporation (“Company”) and Kara B. Jenny (“Executive”) (the "Agreement"). For good and valuable consideration, Company and Execu
October 30, 2017	EX-99.1	WALKER INNOVATION ANNOUNCES THIRD QUARTER 2017 RESULTS Approximately $25 Million Cash Balance, Operating Expenses Decreased by 60% from Prior-Year Period ex96867.htm Exhibit 99.1 WALKER INNOVATION ANNOUNCES THIRD QUARTER 2017 RESULTS Approximately $25 Million Cash Balance, Operating Expenses Decreased by 60% from Prior-Year Period Stamford, CT ? October 30, 2017 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), which seeks to develop and commercialize its unique portfolio of intellectual property assets through licensin
October 30, 2017	8-K	Financial Statements and Exhibits 8-K 1 wlkr201710188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 30, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction
August 7, 2017	SC 13D	WLKR / Walker Innovation Inc. / Siegel Jonathan - SCHEDULE 13D Activist Investment slja20170731sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Walker Innovation Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 93166110 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159 (Name, Address and Telephone Number of
August 3, 2017	10-Q	Walker Innovation FORM 10-Q (Quarterly Report) wlkr2017063010q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis
August 3, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 wlkr201707208k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 3, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction o
August 3, 2017	EX-99.1	WALKER INNOVATION ANNOUNCES SECOND QUARTER 2017 RESULTS Over $25 Million Cash Balance, Operating Expenses Decrease by more than 62% from Prior-Year Period ex99-1.htm Exhibit 99.1 WALKER INNOVATION ANNOUNCES SECOND QUARTER 2017 RESULTS Over $25 Million Cash Balance, Operating Expenses Decrease by more than 62% from Prior-Year Period Stamford, CT – August 3, 2017 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which develops and commercializes its unique portfolio of intellectual property assets through licensing and enf
June 6, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 wlkr201705318k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 2, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of
June 6, 2017	EX-99.1	WALKER INNOVATION RAISES ADDITIONAL $16.8 MILLION IN FUNDS FROM REDEMPTION OF UPSIDE STAKE Holds Approximately $25 Million in Cash on Balance Sheet as of June 2, 2017 ex99-1.htm Exhibit 99.1 WALKER INNOVATION RAISES ADDITIONAL $16.8 MILLION IN FUNDS FROM REDEMPTION OF UPSIDE STAKE Holds Approximately $25 Million in Cash on Balance Sheet as of June 2, 2017 Stamford, CT – June 5, 2017 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), which develops and commercializes its unique portfolio of intellectual property assets through licensi
June 6, 2017	EX-2.1	REDEMPTION AGREEMENT (Walker Innovation) ex10-1.htm Exhibit 2.1 REDEMPTION AGREEMENT (Walker Innovation) THIS REDEMPTION AGREEMENT (this “Agreement”), dated June 2, 2017, is entered into by and between THE UPSIDE COMMERCE GROUP, LLC, a Delaware limited liability company (the “Company”), and Walker Innovation Inc., a Delaware corporation (the “Member”). The Company and the Member are each referred to herein individually as a “Party” and c
May 5, 2017	10-Q	Walker Innovation FORM 10-Q (Quarterly Report) wlkr2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:
May 5, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition wlkr201704248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): May 5, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS
May 5, 2017	EX-99.1	WALKER INNOVATION ANNOUNCES FIRST QUARTER 2017 RESULTS Operating Expenses Decrease by 49%, Net Loss Reduced by 36% from Prior-Year Period ex99-1.htm Exhibit 99.1 WALKER INNOVATION ANNOUNCES FIRST QUARTER 2017 RESULTS Operating Expenses Decrease by 49%, Net Loss Reduced by 36% from Prior-Year Period Stamford, CT ? May 5, 2017 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), which develops and commercializes its unique portfolio of intellectual property assets through licensing and enforcement operations
March 22, 2017	DEF 14A	Walker Innovation DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement o Confidential, For use of
March 20, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 v4619458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 15, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of inco
February 15, 2017	SC 13G/A	WLKR / Walker Innovation Inc. / GENESIS CAPITAL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Walker Innovation Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 931661102 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the
February 7, 2017	EX-21.1	WALKER INNOVATION INC. SIGNIFICANT SUBSIDIARIES Exhibit 21.1 WALKER INNOVATION INC. SIGNIFICANT SUBSIDIARIES All significant subsidiaries are wholly-owned by Walker Innovation Inc. and/or one or more of its wholly-owned subsidiaries. Name Jurisdiction in which Organized Inventor Holdings, LLC Delaware Certified Measurement, LLC Delaware
February 7, 2017	EX-10.23B	Amendment to Warrant Agreement dated as of December 5, 2016 among Jay S. Walker, Walker Innovation Inc. and The Upside Commerce Group, LLC. (filed as Exhibit 10.23b to our Annual Report on Form 10-K filed on February 7, 2017).* Exhibit 10.23b Amendment to Warrant Agreement This Amendment to Warrant Agreement, dated as of December 5, 2016 (the "Amendment"), hereby amends that certain Warrant dated as of December 4, 2015, and as amended November 29, 2016 (as so amended, the "Warrant Agreement"), by and between Jay S. Walker (?JSW?), The Upside Commerce Group, LLC (formerly, Flexible Travel Company, LLC), a Delaware limited
February 7, 2017	10-K	Walker Innovation FORM 10-K (Annual Report) 10-K 1 v45717210k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 0
February 7, 2017	EX-10.23A	Amendment to Warrant Agreement dated as of November 29, 2016 among Jay S. Walker, Walker Innovation Inc. and The Upside Commerce Group, LLC. (filed as Exhibit 10.23a to our Annual Report on Form 10-K filed on February 7, 2017).* Exhibit 10.23a Amendment to Warrant Agreement This Amendment to Warrant Agreement, dated as of November 29, 2016 (the "Amendment"), hereby amends that certain Warrant dated as of December 4, 2015, (the "Warrant Agreement"), by and between Jay S. Walker (?JSW?), The Upside Commerce Group, LLC (formerly, Flexible Travel Company, LLC), a Delaware limited liability company (the ?Issuer?) and Walker In
February 7, 2017	EX-10.6A	filed as Exhibit 10.6a to our Annual Report on Form 10-K filed on February 7, 2017 Exhibit 10.6a TERMINATION AGREEMENT This Termination Agreement (?Agreement?) is made and entered into as of the 3rd day of February, 2017 by and between Walker Innovation Inc., formerly known as GlobalOptions Group, Inc., a Delaware corporation having its principal office located at 2 High Ridge Park, Stamford, Connecticut 06905 (?Company?), and Jonathan Ellenthal, an individual residing at 18 Hig
February 7, 2017	EX-99.1	WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2016 RESULTS Records Realized Gain of Approximately $7.1 Million in Connection with Upside Share Sale Completes Year with $10.3 Million of Cash and No Outstanding Debt on Balance Sheet Exhibit 99.1 WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2016 RESULTS Records Realized Gain of Approximately $7.1 Million in Connection with Upside Share Sale Completes Year with $10.3 Million of Cash and No Outstanding Debt on Balance Sheet Stamford, CT ? February 7, 2017 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that s
February 7, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4573298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): February 7, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission
January 27, 2017	DEF 14C	Walker Innovation DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: o Preliminary Information Statement x Definitive Information Statement o Confidential for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) WALKER INNOVATION INC. (Name of Co
January 17, 2017	PRE 14C	Walker Innovation PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: x Preliminary Information Statement ? Definitive Information Statement ? Confidential for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) WALKER INNOVATION INC. (Name of Co
January 17, 2017	8-K	Walker Innovation 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) January 12, 2017 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File
December 6, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4543748k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 5, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of i
December 6, 2016	EX-10.2	filed as Exhibit 10.2 to our Current Report on Form 8-K filed on December 6, 2016 Exhibit 10.2 December 5, 2016 To: Walker Innovation Inc. 2 High Ridge Park Stamford, CT 06905 Attn: Chief Financial Officer Re: Termination of Revolving Promissory Note and Pledge Agreement Reference is made to that certain Revolving Promissory Note, dated as of July 19, 2016 (the “Note”), by and between Walker Digital, LLC, a Delaware limited liability company (“Lender”) and Walker Innovation Inc
December 6, 2016	EX-10.1	filed as Exhibit 10.1 to our Current Report on Form 8-K filed on December 6, 2016 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made as of December 5, 2016, by and among Walker Innovation Inc., a Delaware corporation (?Walker Innovation?), Jay S. Walker (?JSW?) and each of the Buyers signatory to this Agreement, as identified on the signature pages attached hereto. WHEREAS, Walker Innovation proposes to sell 1.25 million Cla
December 1, 2016	SC 13D	WLKR / Walker Innovation Inc. / ELLENTHAL JONATHAN - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Walker Innovation Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 93166110 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159 (Name, Address and Telephone Number of Person Authorized to
November 28, 2016	EX-10.1	filed as Exhibit 10.1 to our Current Report on Form 8-K filed on November 28, 2016 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made as of November 21, 2016, by and among Walker Innovation Inc., a Delaware corporation (?Walker Innovation?), Jay S. Walker (?JSW?) and each of the Buyers signatory to this Agreement, as identified on the signature pages attached hereto. WHEREAS, Walker Innovation proposes to sell 2.5 million Cla
November 28, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4536928k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 21, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of
November 28, 2016	EX-10.2	filed as Exhibit 10.2 to our Current Report on Form 8-K filed on November 28, 2016 EX-10.2 3 v453692ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Execution Version Confidential – Without Prejudice For Settlement Purposes Only RELEASE AND SETTLEMENT AGREEMENT This Release and Settlement Agreement (the “Agreement”) is made and entered into as of November 28, 2016 by and among Walker Innovation Inc., a Delaware corporation (sometimes referred to herein as “Innovation”), Inventor Holdings, L
November 7, 2016	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on November 7, 2016 Registration No.
November 7, 2016	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on November 7, 2016 Registration No.
November 7, 2016	10-Q	Walker Innovation FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33700 WALKE
November 7, 2016	EX-99.1	WALKER INNOVATION ANNOUNCES THIRD QUARTER 2016 RESULTS Exhibit 99.1 WALKER INNOVATION ANNOUNCES THIRD QUARTER 2016 RESULTS Stamford, CT ? November 7, 2016 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that helps companies improve their internal product and business development efforts and also owns a portfolio of its own intellectual property, today announced third quarter 2016 results. Thir
November 7, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): November 7, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Iden
August 8, 2016	10-Q	Walker Innovation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54638 WALKER INN
August 8, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): August 8, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identi
August 8, 2016	EX-99.1	WALKER INNOVATION ANNOUNCES SECOND QUARTER 2016 RESULTS Records Non-cash Unrealized Gain of Approximately $6.5 Million in Connection with Upside Warrant Secures $1.5 Million Liquidity Facility from Controlling Shareholder Exhibit 99.1 WALKER INNOVATION ANNOUNCES SECOND QUARTER 2016 RESULTS Records Non-cash Unrealized Gain of Approximately $6.5 Million in Connection with Upside Warrant Secures $1.5 Million Liquidity Facility from Controlling Shareholder Stamford, CT ? August 8, 2016 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that helps companies improve
July 20, 2016	8-K	Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 14, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File N
July 20, 2016	EX-10.1	filed as Exhibit 10.1 to our Current Report on Form 8-K filed on July 20, 2016 Exhibit 10.1 PLEDGE AGREEMENT This PLEDGE AGREEMENT, dated as of July 19, 2016 (as amended, supplemented or otherwise modified from time to time in accordance with the provisions hereof, this “Agreement”), is between WALKER INNOVATION INC., a Delaware corporation (the “Pledgor”), in favor of WALKER DIGITAL, LLC, a Delaware limited liability company (the “Secured Party”). WHEREAS, on the date hereo
July 20, 2016	EX-4.1	filed as Exhibit 4.1 to our Current Report on Form 8-K filed on July 20, 2016 Exhibit 4.1 REVOLVING PROMISSORY NOTE Dated as of July 19, 2016 between Walker Innovation Inc. and Walker Digital, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II INTEREST PROVISIONS 7 2.1 Interest Rate 7 2.2 Computation of Interest 8 2.3 Default Rate 8 2.4 Payment Dates 8 ARTICLE III LOANS, PRINCIPAL PAYMENTS AND PREPAYMENTS 8 3.1 Commitment Amount 8 3.2 Revolving Credit Commitment
May 10, 2016	10-Q	Walker Innovation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54638 WALKER IN
May 10, 2016	EX-99.1	WALKER INNOVATION ANNOUNCES FIRST QUARTER 2016 RESULTS Records $1.2 million of revenue, Net Loss Reduced by 54% from Prior-Year Period Exhibit 99.1 WALKER INNOVATION ANNOUNCES FIRST QUARTER 2016 RESULTS Records $1.2 million of revenue, Net Loss Reduced by 54% from Prior-Year Period Stamford, CT ? May 10, 2016 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that helps companies improve their internal product and business development efforts and also owns a portfolio of its
May 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): May 10, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identifi
May 5, 2016	8-K	Walker Innovation FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 5, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File
April 25, 2016	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on April 25, 2016 Registration No.
April 25, 2016	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on April 25, 2016 Registration No.
April 25, 2016	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on April 25, 2016 Registration No.
April 12, 2016	DEF 14A	Amendment to Bylaws (filed as Exhibit A to our Form DEF14A (other definitive proxy statements) filed on April 12, 2016).* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement o Confidential, For use of
March 31, 2016	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): March 31, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identi
March 31, 2016	EX-10.1	Amendment to Shared Services Agreement between Walker Innovation Inc. and Flexible Travel Company, LLC, dated as of March 4, 2016. (filed as Exhibit 10.1 to our Current Report on Form 8-K filed on March 31, 2016)* Exhibit 10.1 AMENDMENT TO SHARED SERVICES AGREEMENT This Amendment (the "Amendment"), dated as of March 4, 2016, amends that certain Shared Services Agreement entered into as of December 4, 2015, between Walker Innovation Inc., a Delaware corporation (?Walker Innovation?) and Flexible Travel Company LLC, a Delaware limited liability company ("FTC") (the "Agreement"). For good and valuable consider
March 31, 2016	EX-99.1	WALKER INNOVATION FOCUSES BUSINESS DEVELOPMENT ON CUSTOMER INNOVATION AND TRAVEL BUSINESS Exhibit 99.1 WALKER INNOVATION FOCUSES BUSINESS DEVELOPMENT ON CUSTOMER INNOVATION AND TRAVEL BUSINESS Stamford, CT ? March 31, 2016 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that helps companies improve their internal product and business development efforts and also owns a portfolio of its own intellectual property, today announced
March 30, 2016	PRE 14A	Walker Innovation PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary proxy statement ? Confidential, For use of
March 15, 2016	EX-21.1	WALKER INNOVATION INC. SIGNIFICANT SUBSIDIARIES Exhibit 21.1 WALKER INNOVATION INC. SIGNIFICANT SUBSIDIARIES All significant subsidiaries are wholly-owned by Walker Innovation Inc. and/or one or more of its wholly-owned subsidiaries. Name Jurisdiction in which Organized Inventor Holdings, LLC Delaware Certified Measurement, LLC Delaware
March 15, 2016	10-K	Walker Innovation FORM 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-33700 WALKER INNOVATION INC.
March 15, 2016	EX-10.4	filed as Exhibit 10.4 to our Annual Report on Form 10-K filed on March 15, 2016 Exhibit 10.4 PATENT PROPERTIES, INC. AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN OPTION GRANT AGREEMENT Grant No. You are hereby awarded an option (the ?Option?) to purchase Common Stock of Patent Properties, Inc. (?Company?). This Option is subject to the terms and conditions set forth in this Stock Option Grant Agreement (?Grant Agreement?) and in the Company?s Amended & Restated 2006 Lon
March 15, 2016	EX-99.1	WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Reduces Net Loss by 75% in the Fourth Quarter and Records Investment in New Travel Business Exhibit 99.1 WALKER INNOVATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Reduces Net Loss by 75% in the Fourth Quarter and Records Investment in New Travel Business Stamford, CT ? March 15, 2016 ? Walker Innovation Inc. (OTCQB: WLKR) (?Walker Innovation? or the ?Company?), an innovation services firm that helps companies improve their internal product and business development efforts and
March 15, 2016	8-K	Walker Innovation FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): March 15, 2016 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identi
February 16, 2016	EX-1	JOINT FILING STATEMENT PURSUANT TO RULE 13D-1(K)(1) Exhibit 1 JOINT FILING STATEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned hereby consent and agree to the joint filing of Schedule 13G Amendment No.
February 16, 2016	SC 13G/A	WLKR / Walker Innovation Inc. / GENESIS CAPITAL ADVISORS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 10, 2015	EX-10.2	filed as Exhibit 10.2 to our Current Report on Form 8-K filed on December 10, 2015 EX-10.2 3 v426427ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COU
December 10, 2015	8-K	Walker Innovation FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): December 4, 2015 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Iden
December 10, 2015	EX-10.1	filed as Exhibit 10.1 to our Current Report on Form 8-K filed on December 10, 2015 Exhibit 10.1 SHARED SERVICES AGREEMENT THIS SHARED SERVICES AGREEMENT (this ?Agreement?) is entered into as of December 4, 2015, by and between Walker Innovation Inc., a Delaware corporation (?Walker Innovation?) and Flexible Travel Company LLC, a Delaware limited liability company (?Flexible Travel?). WHEREAS, Walker Innovation is willing to provide certain services to Flexible Travel as set fort
November 10, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): August 6, 2015 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identi
November 10, 2015	EX-99.1	WALKER INNOVATION ANNOUNCES THIRD QUARTER 2015 RESULTS EX-99.1 2 v423902ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WALKER INNOVATION ANNOUNCES THIRD QUARTER 2015 RESULTS Stamford, CT – November 10, 2015 – Walker Innovation Inc. (OTCQB: WLKR) (“Walker Innovation” or the “Company”), an intellectual property company that launched Haystack IQ™, its Big Data-driven subscription service that makes the global stockpile of science and technology innovation availabl
August 24, 2015	EX-10.2	FORM OF WORK ORDER Exhibit 10.2 CUSTOMER AND SERVICE PROVIDER CONFIDENTIAL EXHIBIT A FORM OF WORK ORDER This Work Order (the ?Work Order?) is made effective as of August 20, 2015 (?Work Order Effective Date?), by and between Walker Digital, LLC, a Delaware limited liability company having its principal office located at 2 High Ridge Park, Stamford, CT 06905 (?Customer?) and Walker Innovation Inc., a Delaware corpora
August 24, 2015	EX-10.1	Engagement Agreement between Walker Innovation Inc. and Walker Digital, LLC, dated as of August 20, 2015 (filed as Exhibit 10.1 to our Current Report on Form 8-K filed on August 24, 2015).* Exhibit 10.1 ENGAGEMENT AGREEMENT AGREEMENT entered into as of the 20th day of August 2015 by and between Walker Digital, LLC, a Delaware LLC with principal offices at 2 High Ridge Park, Stamford, CT 06905 (?Digital?), and Walker Innovation Inc., a Delaware corporation having its principal offices at 2 High Ridge Park, Stamford, CT 06905 (?Innovation?). WITNESSETH: WHEREAS, Innovation desires to p
August 24, 2015	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): August 20, 2015 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Ident
August 6, 2015	EX-99.1	PATENT PROPERTIES ANNOUNCES SECOND QUARTER 2015 RESULTS Announces Name Change to Walker Innovation Inc. Announces Name Change of its United States Patent Utility Service to Haystack IQ Trial Usage of New Subscription Service Showing Progress EX-99.1 2 v416943ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PATENT PROPERTIES ANNOUNCES SECOND QUARTER 2015 RESULTS Announces Name Change to Walker Innovation Inc. Announces Name Change of its United States Patent Utility Service to Haystack IQ Trial Usage of New Subscription Service Showing Progress Stamford, CT – August 6, 2015 – Walker Innovation Inc., formerly known as Patent Properties, Inc. (OTCQB
August 6, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): August 6, 2015 WALKER INNOVATION INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identi
May 12, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): May 12, 2015 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identif
May 12, 2015	EX-99.1	PATENT PROPERTIES ANNOUNCES FIRST QUARTER 2015 RESULTS EX-99.1 2 v410063ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PATENT PROPERTIES ANNOUNCES FIRST QUARTER 2015 RESULTS Stamford, CT – May 12, 2015 – Patent Properties, Inc. (OTCQB: PPRO) (“Patent Properties” or the “Company”), an intellectual property company that recently launched The United States Patent UtilityTM (the “Patent Utility”), its Big Data-driven subscription service that makes the economic ben
May 6, 2015	8-K	Walker Innovation FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2015 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission Fil
April 14, 2015	DEF 14A	Walker Innovation DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement o Confidential, For use of
March 30, 2015	EX-99.10	Transactions since the most recent filing of the Statement* Exhibit 99.10 Transactions since the most recent filing of the Statement* Trade Date Amount of Shares Purchased Weighted Average Price of ($) Range of Price ($) March 25, 2015 1,440 $ 1.45 - March 26, 2015 1,440 $ 1.44 - March 27, 2015 1,440 $ 1.36 - * The purchases were made pursuant to the 1065-1 Plan. The shares may have been purchased in multiple transactions on the open market. The Reporting
March 30, 2015	SC 13D/A	WLKR / Walker Innovation Inc. / Walker Digital, Llc - SC 13D/A Activist Investment SC 13D/A 1 v405712sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Patent Properties, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 703070102 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159
March 27, 2015	PRE 14A	Walker Innovation PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary proxy statement ? Confidential, For use of
March 17, 2015	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on March 17, 2015 Registration No.
March 17, 2015	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on March 17, 2015 Registration No.
March 17, 2015	POS AM	Walker Innovation POS AM As filed with the Securities and Exchange Commission on March 17, 2015 Registration No.
March 11, 2015	8-K	Walker Innovation FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): March 11, 2015 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Ident
March 11, 2015	EX-99.1	PATENT PROPERTIES ANNOUNCES FOURTH QUARTER AND FULL YEAR 2014 RESULTS Company Reports $2.8 Million of Revenue in the Fourth Quarter Exhibit 99.1 PATENT PROPERTIES ANNOUNCES FOURTH QUARTER AND FULL YEAR 2014 RESULTS Company Reports $2.8 Million of Revenue in the Fourth Quarter Stamford, CT – March 11, 2015 – Patent Properties, Inc. (OTCQB: PPRO) (“Patent Properties” or the “Company”), an intellectual property company that recently launched The United States Patent UtilityTM (the “Patent Utility”), its Big Data-driven subscripti
February 11, 2015	SC 13G	WLKR / Walker Innovation Inc. / GENESIS CAPITAL ADVISORS LLC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* Patent Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 703070102 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing o
February 11, 2015	EX-99.1	JOINT FILING AGREEMENT Page 11 of 11 EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunde
November 13, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): November 13, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Id
November 13, 2014	EX-99.1	PATENT PROPERTIES ANNOUNCES THIRD QUARTER 2014 RESULTS Exhibit 99.1 PATENT PROPERTIES ANNOUNCES THIRD QUARTER 2014 RESULTS Stamford, CT – November 13, 2014 – Patent Properties, Inc. (OTCQB: PPRO) (“Patent Properties” or the “Company”), an intellectual property company that develops and commercializes its unique portfolio of assets and is introducing a disruptive licensing solution for the mass market of patent owners and users, today announced third q
October 16, 2014	424B3	PATENT PROPERTIES, INC. Up to 8,856,463 shares of Common Stock Filed Pursuant to Rule 424(b)(3) File No. 333-191783 PATENT PROPERTIES, INC. Up to 8,856,463 shares of Common Stock This prospectus relates to the offer and resale of up to 8,856,463 shares of our common stock, par value $0.001 per share, by the selling stockholders named in this prospectus beginning on page 16. 6,876,145 of such shares of common stock are currently issued and outstanding and 1,98
October 16, 2014	424B3	PATENT PROPERTIES, INC. Up to 3,005,557 shares of Common Stock Filed Pursuant to Rule 424(b)(3) File No. 333-180775 PATENT PROPERTIES, INC. Up to 3,005,557 shares of Common Stock This prospectus relates to the offer and resale of up to 3,005,557 shares of our common stock, par value $0.001 per share, by the selling stockholders named in this prospectus beginning on page 15. All of such shares of common stock are currently issued and outstanding. Concurrently
October 8, 2014	POS AM	WLKR / Walker Innovation Inc. POS AM - - POS AM As filed with the Securities and Exchange Commission on October 8, 2014 Registration No.
October 8, 2014	POS AM	WLKR / Walker Innovation Inc. POS AM - - POS AM POS AM 1 v390245posam.htm POS AM As filed with the Securities and Exchange Commission on October 8, 2014 Registration No. 333-180775 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 6 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-034
August 12, 2014	EX-99.1	PATENT PROPERTIES ANNOUNCES SECOND QUARTER 2014 RESULTS Exhibit 99.1 PATENT PROPERTIES ANNOUNCES SECOND QUARTER 2014 RESULTS Stamford, CT – August 12, 2014 – Patent Properties, Inc. (OTCQB: PPRO) (“Patent Properties” or the “Company”), an intellectual property company that develops and commercializes its unique portfolio of assets and is creating a disruptive licensing solution for the mass market of patent owners and users, today announced second quar
August 12, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): August 12, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Iden
June 5, 2014	8-K/A	Submission of Matters to a Vote of Security Holders - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): June 4, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation)
June 4, 2014	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): June 4, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission File No.)
June 3, 2014	424B3	PATENT PROPERTIES, INC. Up to 5,309,167 shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-195190 PATENT PROPERTIES, INC. Up to 5,309,167 shares of Common Stock This prospectus relates to the offer and resale of up to 5,309,167 shares of our common stock, par value $0.001 per share, by the selling stockholders named in this prospectus beginning on page 15. All of such shares of common stock are currently issued and outstanding. Concu
May 30, 2014	S-3/A	- S-3/A As filed with the Securities and Exchange Commission on May 30, 2014 Registration No.
May 30, 2014	CORRESP	- May 30, 2014 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Mark Shuman, Branch Chief-Legal RE: Patent Properties, Inc. (the “Company”) Form S-3 File Number 333-195190 Dear Mr. Shuman: The Company hereby requests, pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, acceleration of the effectiveness of the above-referenced
May 28, 2014	EX-99.1	Patent Properties Announces Additions to Company Senior Management Kara Jenny Appointed Chief Financial Officer; Jonathan Siegel Appointed Chief Administrative Officer and General Counsel Patent Properties Announces Additions to Company Senior Management Kara Jenny Appointed Chief Financial Officer; Jonathan Siegel Appointed Chief Administrative Officer and General Counsel Stamford, CT – May 28, 2014 – Patent Properties, Inc.
May 28, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K' UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): May 28, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identif
May 28, 2014	EX-10.42	Executive Employment Agreement, dated as of May 27, 2014, between Kara B. Jenny and Patent Properties, Inc. (filed as Exhibit 10.42 to our Current Report on Form 8-K filed on May 28, 2014).* † EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), is made as of May 27, 2014 by and between Patent Properties, Inc.
May 15, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): May 15, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Identif
May 15, 2014	EX-99.1	PATENT PROPERTIES ANNOUNCES FIRST QUARTER 2014 RESULTS PATENT PROPERTIES ANNOUNCES FIRST QUARTER 2014 RESULTS Stamford, CT – May 15, 2014 – Patent Properties, Inc.
May 12, 2014	CORRESP	- By EDGAR May 12, 2014 Mark P. Shuman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Patent Properties, Inc. Amendment No. 1 to Registration Statement on Form S-3 Filed April 30, 2014 File No. 333-195190 Dear Mr. Shuman: Patent Properties, Inc,. a Delaware corporation (the “Company”), hereby provides responses to comments issued in a letter dated May 9, 2
May 12, 2014	S-3/A	- S-3/A As filed with the Securities and Exchange Commission on May 12, 2014 Registration No.
April 30, 2014	S-3/A	- S-3/A S-3/A 1 v376234s3a.htm S-3/A As filed with the Securities and Exchange Commission on April 30, 2014 Registration No. 333-195190 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-0342273 (State or ot
April 30, 2014	CORRESP	- By EDGAR April 30, 2014 Mark P. Shuman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Patent Properties, Inc. Registration Statement on Form S-3 Filed April 10, 2014 File No. 333-195190 Dear Mr. Shuman: Patent Properties, Inc,. a Delaware corporation (the “Company”), hereby provides responses to comments issued in a letter dated April 25, 2014 (the “Staf
April 17, 2014	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement o Confidential, For use of
April 9, 2014	SC 13D/A	WLKR / Walker Innovation Inc. / Walker Digital, Llc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Patent Properties, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 703070102 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159 (Name, Address and Telephone Number o
March 31, 2014	EX-99.1	PATENT PROPERTIES ANNOUNCES FOURTH QUARTER 2013 RESULTS PATENT PROPERTIES ANNOUNCES FOURTH QUARTER 2013 RESULTS Stamford, CT – March 31, 2014 – Patent Properties, Inc.
March 31, 2014	10-K	Walker Innovation 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-33700 PATENT PROPERTIES, INC.
March 31, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): March 31, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Employer Ident
February 24, 2014	SC 13G	WLKR / Walker Innovation Inc. / Del Mar Asset Management, LP - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PATENT PROPERTIES, INC. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 703070102 (CUSIP Number) February 13, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi
February 14, 2014	SC 13G/A	WLKR / Walker Innovation Inc. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Patent Properties, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 703070102 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the
February 13, 2014	POS AM	- AMENDMENT NO. 5 Amendment No. 5 Table of Contents As filed with the Securities and Exchange Commission on February 12, 2014 Registration No. 333-180775 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 5 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-
February 13, 2014	EX-10.41	EXECUTIVE EMPLOYMENT AGREEMENT EX-10.41 Exhibit 10.41 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of February 10, 2014 by and between Patent Properties, Inc., a Delaware corporation (the “Company”) and Jonathan A. Siegel, an individual residing at [Address on file] (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to enter into this Agreement with Executive to
February 13, 2014	EX-10.41	Executive Employment Agreement, dated as of February 10, 2014, between Jonathan Siegel and Patent Properties, Inc. (filed as Exhibit 10.41 to Amendment No. 5 to our Registration Statement on Form S-1 (No. 333-191783) filed on February 13, 2014).* † EX-10.41 Exhibit 10.41 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of February 10, 2014 by and between Patent Properties, Inc., a Delaware corporation (the “Company”) and Jonathan A. Siegel, an individual residing at [Address on file] (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to enter into this Agreement with Executive to
February 13, 2014	S-1/A	- AMENDMENT NO. 5 Amendment No. 5 Table of Contents As filed with the Securities and Exchange Commission on February 12, 2014 Registration No. 333-191783 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 5 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-0342273 (Sta
February 12, 2014	8-K/A	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Change in Shell Company Status, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K/A Form 8-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
February 11, 2014	EX-99.7	SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT EX-99.7 Exhibit 99.7 EXECUTION VERSION SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT THIS SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT (this “Agreement”) is made as of February 10, 2014, by and among Walker Digital, LLC, a Delaware limited liability company (“Walker Digital”) and each of the Buyers signatory to this Agreement, as identified on the signature pages attached hereto. WHEREAS, Wal
February 11, 2014	EX-10.39	REGISTRATION RIGHTS AGREEMENT EX-10.39 Exhibit 10.39 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of February 10, 2014, by and among Patent Properties, Inc., a Delaware corporation (the “Company”), and the several Buyers signatory hereto (each a “Buyer” and collectively, the “Buyers”). This Agreement is made pursuant to the Subscription, Purch
February 11, 2014	S-1/A	- AMENDMENT NO. 4 TO S-1 Amendment No. 4 to S-1 Table of Contents As filed with the Securities and Exchange Commission on February 11, 2014 Registration No. 333-191783 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-03422
February 11, 2014	EX-10.39	filed as Exhibit 10.39 to Amendment No. 4 to our Registration Statement on Form S-1 (No. 333-191783) filed on February 11, 2014 EX-10.39 Exhibit 10.39 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of February 10, 2014, by and among Patent Properties, Inc., a Delaware corporation (the “Company”), and the several Buyers signatory hereto (each a “Buyer” and collectively, the “Buyers”). This Agreement is made pursuant to the Subscription, Purch
February 11, 2014	EX-99.8	REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT EX-99.8 Exhibit 99.8 EXECUTION VERSION REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT THIS REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of February 10, 2014, by and among Patent Properties, Inc., a Delaware corporation (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (“Walker Digital”). WHEREAS, Walker Digital is offering
February 11, 2014	EX-99.9	ESCROW AGREEMENT EX-99.9 Exhibit 99.9 ESCROW AGREEMENT This Agreement is effective as of the 30th day of January, 2014 by and among Walker Digital, LLC (the “Seller”), Broadband Capital Management, LLC, a New York limited liability company, as agent (the “Agent”) for the purchasers whose names are set forth on Exhibit A to the Subscription, Purchase and Investment Agreement described below (the “Purchasers”) and L
February 11, 2014	CORRESP	- CORRESPONDENCE February 11, 2014 United States Securities and Exchange Commission 100 F Street, N.
February 11, 2014	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): February 10, 2014 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Em
February 11, 2014	EX-10.40	filed as Exhibit 10.40 to Amendment No. 4 to our Registration Statement on Form S-1 (No. 333-191783) filed on February 11, 2014 EX-10.40 Exhibit 10.40 EXECUTION VERSION REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT THIS REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of February 10, 2014, by and among Patent Properties, Inc., a Delaware corporation (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (“Walker Digital”). WHEREAS, Walker Digital is offeri
February 11, 2014	EX-99.1	Patent Properties Announces Walker Digital, LLC Private Sale Transaction Exhibit 99.1 Patent Properties Announces Walker Digital, LLC Private Sale Transaction Stamford, CT – February 11, 2014 – Patent Properties, Inc. (OTCQB: PPRO), an intellectual property company that develops and commercializes its unique portfolio of assets and is creating a disruptive licensing solution for the mass market of patent owners and users, announced today that its majority shareholder W
February 11, 2014	POS AM	- POST EFFECTIVE AMENDMENT NO. 4 Post Effective Amendment No. 4 Table of Contents As filed with the Securities and Exchange Commission on February 11, 2014 Registration No. 333-180775 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 4 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) De
February 11, 2014	SC 13D/A	WLKR / Walker Innovation Inc. / Walker Digital, Llc - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment Amendment No. 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Patent Properties, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 703070102 (CUSIP Number) Mitchell S. Nussbaum Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 (212) 407-4159 (Name
February 11, 2014	EX-10.40	REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT EX-10.40 Exhibit 10.40 EXECUTION VERSION REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT THIS REGISTRATION RIGHTS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of February 10, 2014, by and among Patent Properties, Inc., a Delaware corporation (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (“Walker Digital”). WHEREAS, Walker Digital is offeri
February 7, 2014	EX-10.36	January 24, 2011 EX-10.36 Exhibit 10.36 January 24, 2011 Walker Digital, LLC 2 High Ridge Park Stamford, CT 06905 Attention: Jon Ellenthal, authorized representative, or Jay Walker, CEO (the “Company Designee”) Re: Advisory Services Gentlemen: This letter agreement (“Agreement”), dated January 21, 2011 (the “Effective Date”), confirms the agreement of Walker Digital, LLC, a limited liability company organized unde
February 7, 2014	EX-10.38	SECOND AMENDMENT TO ENGAGEMENT LETTER EX-10.38 Exhibit 10.38 CONFIDENTIAL SECOND AMENDMENT TO ENGAGEMENT LETTER This Second Amendment to the Engagement Letter (the “Second Amendment”) is made as of August , 2013, by and between Walker Digital LLC, a Delaware limited liability company, located at 2 High Ridge Park, Stamford, CT 06905 (the “Company”) and IP Navigation Group LLC, a Texas limited liability company, located at Chateau Plaz
February 7, 2014	S-1/A	- AMENDMENT NO. 3 Amendment No. 3 Table of Contents As filed with the Securities and Exchange Commission on February 7, 2014 Registration No. 333-191783 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-0342273 (Stat
February 7, 2014	CORRESP	- SEC Response Letter February 7, 2014 Mark P. Shuman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Patent Properties, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed January 22, 2014 File No. 333-191783 Dear Mr. Shuman: On behalf of our client, Patent Properties, Inc., a Delaware corporation (the “Company”), we hereby provide responses t
February 7, 2014	EX-3.10	Amendment to Certificate of Incorporation dated November 12, 2013 (filed as Exhibit 3.10 to Amendment No. 3 to our Registration Statement on Form S-1 (No. 333-191783) filed on February 7, 2014).* EX-3.10 Exhibit 3.10 State of Delaware Secretary of State Division of Corporations Delivered 09:01 AM 11/12/2013 FILED 09:00 AM 11/12/2013 SRV 131293709 - 4245993 FILE STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meet
February 7, 2014	EX-10.37	AMENDMENT TO ENGAGEMENT LETTER EX-10.37 Exhibit 10.37 Confidential AMENDMENT TO ENGAGEMENT LETTER This amendment to the ENGAGEMENT LETTER (the “Amendment”) is made as of August 08, 2012 (the “Effective Date”) by and between Walker Digital, LLC, a Delaware limited liability company, of 2 High Ridge Park, Stamford, CT 06905 (the “Company”) and IP Navigation Group, LLC, a Texas limited liability company, of Chateau Plaza, 2515 McK
January 22, 2014	EX-10.35	filed as Exhibit 10.35 to Amendment No. 2 to our Registration Statement on Form S-1 (No. 333-191783) filed on January 22, 2014 EX-10.35 Exhibit 10.35 INVENTION ASSIGNMENT AGREEMENT This INVENTION ASSIGNMENT AGREEMENT is made as of January 20, 2014, by and among JAY WALKER (“Assignor”) and PATENT PROPERTIES, INC., a Delaware corporation having offices at 2 High Ridge Park, Stamford, CT 06905 (the “Company”) and INVENTOR HOLDINGS, LLC, a Delaware limited liability company having offices at 2 High Ridge Park, Stamford, CT 06
January 22, 2014	CORRESP	- Response Letter January 22, 2014 Mark P. Shuman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Patent Properties, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed December 13, 2013 File No. 333-191783 Dear Mr. Shuman: On behalf of our client, Patent Properties, Inc,. a Delaware corporation (the “Company”), we hereby provide responses to c
January 22, 2014	S-1/A	- AMENDMENT NO. 2 Amendment No. 2 Table of Contents As filed with the Securities and Exchange Commission on January 22, 2013 Registration No. 333-191783 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-0342273 (Stat
December 13, 2013	CORRESP	- Response Letter [LOEB & LOEB LLP LETTERHEAD] December 13, 2013 Mark P. Shuman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Patent Properties, Inc., f/k/a GlobalOptions Group, Inc. Registration Statement on Form S-1 Filed October 17, 2013 File No. 333-191783 Post-Effective Amendment No. 3 to Form S-1 Filed October 17, 2013 File No. 333-180775 Dear Mr. S
December 13, 2013	S-1/A	- AMENDMENT NO.1 TO FORM S-1 Amendment No.1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on December 13, 2013 Registration No. 333-191783 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PATENT PROPERTIES, INC. (Exact name of registrant as specified in its charter) Delaware 6794 30-0
November 12, 2013	8-K	Entry into a Material Definitive Agreement - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 Date of Report (date of earliest event reported): November 11, 2013 PATENT PROPERTIES, INC. (Exact name of registrant as specified in charter) Delaware 001-33700 30-0342273 (State of Incorporation) (Commission File No.) (IRS Em
October 21, 2013	DEF 14C	- DEFINITIVE INFORMATION STATEMENT Definitive Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 21, 2013	DEFR14C	- DEFINITIVE INFORMATION STATEMENT Definitive Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 17, 2013	POS AM	- POST EFFECTIVE AMENDMENT NO. 3 Post Effective Amendment No. 3 Table of Contents As filed with the Securities and Exchange Commission on October 17, 2013 Registration No. 333-180775 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBALOPTIONS GROUP, INC. (Exact name of registrant as specified in its charter) D
October 17, 2013	S-1	Registration Statement - FORM S-1 Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 17, 2013 Registration No.
October 16, 2013	POS AM	- POST EFFECTIVE AMENDMENT NO. 2 Post Effective Amendment No. 2 Table of Contents As filed with the Securities and Exchange Commission on October 16, 2013 Registration No. 333-180775 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBALOPTIONS GROUP, INC. (Exact name of registrant as specified in its charter) D
October 11, 2013	PRE 14C	- PRELIMINARY INFORMATION STATEMENT Preliminary Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 30, 2013	SC 13D	WLKR / Walker Innovation Inc. / Walker Digital, Llc - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GlobalOptions Group, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 37946D209 (CUSIP Number) Richard A. Krantz, Esq. Robinson & Cole LLP 1055 Washington Boulevard Stamford, CT 06901 (203) 462-7505 (Name, Address
September 30, 2013	EX-99.6	JOINT FILING AGREEMENT EX-99.6 2 d604631dex996.htm EX-99.6 Exhibit 99.6 JOINT FILING AGREEMENT Pursuant to and in accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each party hereto hereby agrees to the joint filing, on behalf of each of them, of a single statement on Schedule 13D (including any amendments thereto) with respect to the common stock, par value $0.001 per s
September 27, 2013	EX-4.11	AMENDMENT TO LOCK-UP AGREEMENT EX-4.11 Exhibit 4.11 AMENDMENT TO LOCK-UP AGREEMENT THIS AMENDMENT (this “Amendment”) is made as of September 18, 2013, to the Lock-Up Agreement dated as of July 11, 2013, (the “Agreement”; capitalized terms used and not defined in this Amendment shall have the respective meanings given them in the Agreement) by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and Wal
September 27, 2013	8-K/A	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Change in Shell Company Status, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
September 27, 2013	15-12B	- FORM 15 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33700 GLOBALOPTIONS GROUP, INC. (Exact name of registrant as spe
September 24, 2013	EX-10.33	Bill of Sale, Assignment and Assumption Agreement dated as of September 18, 2013, by and between Walker Digital, LLC, and Walker Digital Holdings, LLC (filed as Exhibit 10.33 to our Current Report on Form 8-K filed on September 24, 2013).* EX-10.33 Exhibit 10.33 BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT THIS BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is entered into as of September 18, 2013, by and between Walker Digital Holdings, LLC, a Delaware limited liability company (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (the “Company Parent”). WHEREAS, the Company and t
September 24, 2013	EX-3.7	Amendment to Bylaws (filed as Exhibit 3.7 to our Current Report on Form 8-K filed on September 24, 2013).* Exhibit 3.7 Article Four, Section 4.1 STOCK CERTIFICATES. The shares of the Corporation’s stock shall be represented by certificates, provided that the Board of Directors may provide by resolution or resolutions that some or all of any or all classes or series of its stock may be issued in uncertificated form. Any such resolution shall not apply to shares represented by a certificate until such ce
September 24, 2013	EX-3.5	Certificate of Designation of Series B Convertible Preferred Stock (filed as Exhibit 3.5 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.5 Exhibit 3.5 CERTIFICATE OF DESIGNATION OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS OF PREFERRED STOCK AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF OF SERIES B CONVERTIBLE PREFERRED STOCK OF GLOBALOPTIONS GROUP, INC. GlobalOptions Group, Inc., a Delaware corporation (the “Corporation”), pursuant to the provisions of Section 151 of the
September 24, 2013	EX-3.6	Bylaws (filed as Exhibit 3.6 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.6 Exhibit 3.6 BY-LAWS OF GLOBALOPTIONS GROUP, INC. ARTICLE ONE STOCKHOLDERS SECTION 1.1 ANNUAL MEETINGS. An annual meeting of stockholders to elect directors and transact such other business as may properly be presented to the meeting shall be held on such date and at such place as the Board of Directors may from time to time fix, and if that day shall be a legal holiday in the jurisdiction i
September 24, 2013	EX-2.3	Certificate of Merger of Walker Digital Holdings, LLC (filed as Exhibit 2.3 to our Current Report on Form 8-K filed on September 24, 2013).* EX-2.3 Exhibit 2.3 STATE OF DELAWARE CERTIFICATE OF MERGER of GO MERGER SUB LLC (a Delaware limited liability company) with and into WALKER DIGITAL HOLDINGS, LLC (a Delaware limited liability company) Pursuant to Title 6, Section 18-209 of the Delaware Limited Liability Company Act: FIRST: The name of the surviving limited liability company is Walker Digital Holdings, LLC, a Delaware limited liabi
September 24, 2013	EX-10.23	EXECUTIVE EMPLOYMENT AGREEMENT EX-10.23 Exhibit 10.23 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), is made as of September 18, 2013 by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”) and Karen Romaine, an individual residing at 250 Gorge Road, #12B, Cliffside Park, New Jersey 07010 (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to enter in
September 24, 2013	EX-10.30	filed as Exhibit 10.30 to our Current Report on Form 8-K filed on September 24, 2013 EX-10.30 Exhibit 10.30 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of September 18, 2013 by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or in other capacities unless they ar
September 24, 2013	EX-10.24	Employment Agreement and Non-Competition and Confidentiality Agreement, dated as of September 18, 2013, between Jonathan Ellenthal and GlobalOptions Group, Inc. (filed as Exhibit 10.24 to our Current Report on Form 8-K filed on September 24, 2013).* † EX-10.24 Exhibit 10.24 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), is made as of September 18, 2013 by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”) and Jonathan Ellenthal, an individual residing at 18 Highview Rd, Wilton, CT 06897 (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to enter into this Agreement
September 24, 2013	EX-10.22	EXECUTIVE EMPLOYMENT AGREEMENT EX-10.22 Exhibit 10.22 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of September 18, 2013 by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”) and Gary A. Greene, an individual residing at 161 Holmes Ave, Darien, CT 06820 (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to enter into this Agreement with
September 24, 2013	EX-10.31	filed as Exhibit 10.31 to our Current Report on Form 8-K filed on September 24, 2013 EX-10.31 Exhibit 10.31 Execution Copy REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of September 18, 2013, by and among GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and the several Buyers signatory hereto (each a “Buyer” and collectively, the “Buyers”). This Agreement is made pursuant to the Subscription, Purch
September 24, 2013	EX-3.8	Amendment to Bylaws (filed as Exhibit 3.8 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.8 Exhibit 3.8 AMENDMENTS TO THE BY-LAWS OF GLOBALOPTIONS GROUP, INC. DATED JANUARY 19, 2012 Section 1.10 of ARTICLE I of the By-Laws of GlobalOptions Group, Inc. (the “Bylaws”) is hereby amended and restated in its entirety to read as follows: “SECTION 1.10 FIXING OF RECORD DATE. In order that the Corporation may determine the stockholders entitled to notice of or to vote at any meeting of st
September 24, 2013	EX-2.2	filed as Exhibit 2.2 to our Current Report on Form 8-K filed on September 24, 2013 EX-2.2 Exhibit 2.2 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made and entered into as of September 18, 2013, by and among GlobalOptions Group, Inc., a Delaware corporation (the “Parent”), GO Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (“Merger Sub”), Walker Digital, LLC,
September 24, 2013	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Change in Shell Company Status, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K Form 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2013 GLOBALOPTIONS GROUP, INC.
September 24, 2013	EX-3.9	Amendment to Bylaws (filed as Exhibit 3.9 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.9 Exhibit 3.9 THIRD AMENDMENTS TO THE BY-LAWS OF GLOBALOPTIONS GROUP, INC. DATED SEPTEMBER 12, 2013 Section 1.4 of ARTICLE I of the By-Laws of GlobalOptions Group, Inc. ADOPTED ON November 3, 2006 as amended by Amendments to the By-Laws dated January 19, 2012 (collectively, the “Bylaws”) is hereby amended and restated in its entirety to read as follows: “SECTION 1.4 Quorum. Except as otherwis
September 24, 2013	EX-4.8	WARRANT TO PURCHASE SHARES OF COMMON STOCK GLOBALOPTIONS GROUP, INC. EX-4.8 Exhibit 4.8 Execution Copy WARRANT TO PURCHASE SHARES OF COMMON STOCK OF GLOBALOPTIONS GROUP, INC. THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE WARRANT UNDER SUCH ACT AND APPLICA
September 24, 2013	EX-3.2	Certificate of Amendment to Certificate of Incorporation (filed as Exhibit 3.2 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF GLOBALOPTIONS GROUP, INC. Under Section 242 of the Delaware General Corporation Law It is hereby certified that: 1. The name of the corporation is GlobalOptions Group, Inc. (the “Corporation”). 2. This Certificate of Amendment shall take effect upon the market opening on March 6, 2007. 3. The Certificate of Incorpor
September 24, 2013	EX-10.34	ESCROW AGREEMENT EX-10.34 Exhibit 10.34 ESCROW AGREEMENT This ESCROW AGREEMENT (this “Agreement”) made as of August 27, 2013, by and among GlobalOptions Group, Inc., (the “Issuer”) and Broadband Capital Management LLC (the “Placement Agent”), whose addresses and other information appear on the Information Sheet (as defined herein) attached to this Agreement, and Continental Stock Transfer & Trust Company, 17 Batte
September 24, 2013	EX-10.26	AMENDMENT TO SUPPORT AGREEMENT EX-10.26 Exhibit 10.26 AMENDMENT TO SUPPORT AGREEMENT THIS AMENDMENT (this “Amendment”), dated as of September 18, 2013, to the Support Agreement dated as of March 27, 2012, (the “Support Agreement”), is made by and among Genesis Capital Advisors LLC, a Delaware limited liability company (“Genesis Advisors”), Genesis Opportunity Fund, L.P., a Delaware limited partnership (“Genesis Opportunity”), a
September 24, 2013	EX-4.9	filed as Exhibit 4.9 to our Current Report on Form 8-K filed on September 24, 2013 EX-4.9 Exhibit 4.9 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of September 18, 2013, by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and IP Navigation Group, LLC, a Texas limited liability company (the “Holder”). This Agreement shall become effective as of the Effective Time (as defined in the below referenced Restricted Stock Agreement
September 24, 2013	EX-4.10	filed as Exhibit 4.10 to our Current Report on Form 8-K filed on September 24, 2013 EX-4.10 Exhibit 4.10 RESTRICTED STOCK AGREEMENT GLOBALOPTIONS GROUP, INC. AGREEMENT made as of the 18th day of September, 2013 (the “Grant Date”), by and between GlobalOptions Group, Inc. (the “Company”), a Delaware corporation, and IP Navigation Group, LLC, a Texas limited liability company (the “Grantee”). WHEREAS, the Company has entered into that certain Agreement and Plan of Merger, dated as
September 24, 2013	EX-3.1	Certificate of Incorporation (filed as Exhibit 3.1 to our Current Report on Form 8-K filed on September 24, 2013).* EX-3.1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF GLOBALOPTIONS GROUP, INC. The undersigned, being the sole incorporator herein named for the purpose of forming a corporation pursuant to the General Corporation Law of the State of Delaware, does hereby certify that: FIRST: The name of this Corporation is GLOBALOPTIONS GROUP, INC. SECOND: The address, including street, number, city and county, of
September 24, 2013	EX-21.1	Subsidiaries of GlobalOptions Group, Inc. Walker Digital Holdings, LLC, a Delaware limited liability company EX-21.1 Exhibit 21.1 Subsidiaries of GlobalOptions Group, Inc. Walker Digital Holdings, LLC, a Delaware limited liability company
September 24, 2013	EX-10.32	SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT EX-10.32 Exhibit 10.32 Execution Copy SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT THIS SUBSCRIPTION, PURCHASE AND INVESTMENT AGREEMENT (this “Agreement”) is made as of September 18, 2013, by and among GLOBALOPTIONS GROUP, INC., a Delaware corporation (the “Company”), each of the Buyers signatory to this Agreement, as identified on the signature pages attached hereto, and, for the limited purpo
September 23, 2013	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2013 GlobalOptions Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporatio
September 23, 2013	EX-4.1	Amendment No. 3 to Rights Agreement, dated as of March 26, 2012 between GlobalOptions Group, Inc. and Continental Transfer & Trust Company (filed as Exhibit 4.1 to our Current Report on Form 8-K filed on September 23, 2013).* EX-4.1 Exhibit 4.1 THIRD AMENDMENT TO RIGHTS AGREEMENT THIS THIRD AMENDMENT (this “Third Amendment”), dated as of September 18, 2013, to the Rights Agreement dated as of September 7, 2010, as amended (the “Rights Agreement”), is made by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as rights ag
September 23, 2013	EX-99.1	WALKER DIGITAL HOLDINGS, LLC AND GLOBALOPTIONS GROUP, INC. ANNOUNCE COMPLETION OF MERGER Company Completes $11.6 Million Primary Financing and Will Seek to Change its Name to Patent Properties, Inc. Exhibit 99.1 For Immediate Release WALKER DIGITAL HOLDINGS, LLC AND GLOBALOPTIONS GROUP, INC. ANNOUNCE COMPLETION OF MERGER Company Completes $11.6 Million Primary Financing and Will Seek to Change its Name to Patent Properties, Inc. Stamford, CT – September 18, 2013 – GlobalOptions Group, Inc. (“GlobalOptions”) (OTC BB: GLOI) and Walker Digital Holdings, LLC, a wholly-owned subsidiary of Walker D
September 23, 2013	EX-3.2	CERTIFICATE OF DESIGNATION OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS OF PREFERRED STOCK AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF SERIES B CONVERTIBLE PREFERRED STOCK GLOBALOPTIONS GROUP, EX-3.2 Exhibit 3.2 CERTIFICATE OF DESIGNATION OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS OF PREFERRED STOCK AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF OF SERIES B CONVERTIBLE PREFERRED STOCK OF GLOBALOPTIONS GROUP, INC. GlobalOptions Group, Inc., a Delaware corporation (the “Corporation”), pursuant to the provisions of Section 151 of the
September 23, 2013	EX-3.1	Certificate of Elimination of the Series A Junior Participating Preferred Stock. (filed as Exhibit 3.1 to our Current Report on Form 8-K filed on September 23, 2013).* EX-3.1 Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF GLOBALOPTIONS GROUP, INC. Pursuant to Section 151(g) of the Delaware General Corporation Law GLOBALOPTIONS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151(g) of the Genera
September 9, 2013	8-A12G/A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A/A AMENDMENT NO.
September 9, 2013	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2013 GlobalOptions Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commis
September 9, 2013	EX-4.1	Amendment No. 2 to Rights Agreement, dated as of March 26, 2012 between GlobalOptions Group, Inc. and Continental Transfer & Trust Company (filed as Exhibit 4.1 to our Current Report on Form 8-K filed on September 9, 2013).* Exhibit 4.1 SECOND AMENDMENT TO RIGHTS AGREEMENT THIS SECOND AMENDMENT (this “Second Amendment”), dated as of September 6, 2013, to the Rights Agreement dated as of September 7, 2010, as amended (the “Rights Agreement”), is made by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as rights agent (
August 1, 2013	EX-99.2	Risks Related to our Company, our Business and our Industry Exhibit 99.2 Risks Related to our Company, our Business and our Industry Our financial and operating results may be uneven. Our quarterly operating results may fluctuate substantially. As such, our operating results will be difficult to predict, and you should not rely on quarterly or annual comparisons of our results of operations as an indication of our future performance. After the consummation
August 1, 2013	EX-99.1	WALKER DIGITAL LICENSING AND ENFORCEMENT (A SEGMENT OF WALKER DIGITAL, LLC) FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2012 AND 2011 EX-99.1 2 v351552ex99-1.htm EXHIBIT 99.1 WALKER DIGITAL LICENSING AND ENFORCEMENT (A SEGMENT OF WALKER DIGITAL, LLC) FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2012 AND 2011 Table of Contents Page Report of Independent Registered Public Accounting Firm 2 Balance Sheets as of December 31, 2012 and 2011 3 Statements of Income for the years ended December 31, 2012 and 2011 4 Statements of
August 1, 2013	8-K	Financial Statements and Exhibits, Other Events - 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 1, 2013 GlobalOptions Group, Inc. (Exact Name of Registrant as specified in Charter) Delaware 001-33700 30-0342273 (State or Other Jurisdiction of Incorporation) (Commission Fi
July 30, 2013	SC 14F1	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14F-1 REPORT OF CHANGE IN MAJORITY OF DIRECTORS INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER GLOBALOPTIONS GROUP, INC. (Exact name of Registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation)
July 15, 2013	EX-10.4	GLOBALOPTIONS GROUP, INC. 415 Madison Avenue, 17th Floor New York, New York 10017 Exhibit 10.4 GLOBALOPTIONS GROUP, INC. 415 Madison Avenue, 17th Floor New York, New York 10017 July 11, 2013 Jeff Nyweide, CFO and E.V.P. Corp. Dev. GlobalOptions Group, Inc. 415 Madison Avenue 17th Floor New York, New York 10017 Re: Your Employment Agreement dated July 30, 2007, as amended on each of August 13, 2009, May 13, 2010, December 10, 2010, March 26, 2012, March 31, 2013 and July 11, 201
July 15, 2013	EX-3.2	CERTIFICATE OF DESIGNATION OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS OF PREFERRED STOCK AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF SERIES B CONVERTIBLE PREFERRED STOCK GLOBALOPTIONS GROUP, Exhibit 3.2 CERTIFICATE OF DESIGNATION OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS OF PREFERRED STOCK AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF OF SERIES B CONVERTIBLE PREFERRED STOCK OF GLOBALOPTIONS GROUP, INC. GlobalOptions Group, Inc., a Delaware corporation (the “Corporation”), pursuant to the provisions of Section 151 of the Genera
July 15, 2013	EX-10.5	LOCK-UP AGREEMENT Exhibit 10.5 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of July 11, 2013, by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and Broadband Capital Management, L.L.C. (the “Holder”). This Agreement shall become effective as of the Effective Time (as defined in the below referenced Merger Agreement). RECITALS WHEREAS, the Company has entered
July 15, 2013	EX-3.1	Certificate of Elimination of the Series D Convertible Preferred Stock (filed as Exhibit 3.3 to our Current Report on Form 8-K filed on July 15, 2013).* Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF GLOBALOPTIONS GROUP, INC. Pursuant to Section 151(g) of the Delaware General Corporation Law GLOBALOPTIONS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151(g) of the General Corporation La
July 15, 2013	EX-2.1	Agreement and Plan of Merger, dated July 11, 2013, by and among GlobalOptions Group, Inc., GO Merger Sub, LLC, Walker Digital, LLC and Walker Digital Holdings, LLC (filed as Exhibit 2.1 to our Current Report on Form 8-K filed on July 15, 2013).* AGREEMENT AND PLAN OF MERGER by and among GlobalOptions Group, Inc., GO Merger Sub LLC, Walker Digital, LLC and Walker Digital Holdings, LLC dated as of July 11, 2013 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS 1 ARTICLE 2. THE MERGER 8 2.1 The Merger 8 2.2 Closing 8 2.3 Effective Time of the Merger 8 2.4 Effects of the Merger 8 2.5 Certificate of Formation of the Surviving Company 9 2.6 Effecti
July 15, 2013	EX-10.2	GLOBALOPTIONS GROUP, INC. 415 Madison Avenue 17th Floor New York, New York 10017 Exhibit 10.2 GLOBALOPTIONS GROUP, INC. 415 Madison Avenue 17th Floor New York, New York 10017 July 11, 2013 Harvey W. Schiller, Chairman & CEO GlobalOptions Group, Inc. 415 Madison Avenue 17th Floor New York, New York 10017 Re: Your Employment Agreement dated January 29, 2004, as assigned by agreement dated June 27, 2005, and as amended on each of December 19, 2006, August 13, 2009, May 13, 2010,
July 15, 2013	EX-10.3	GLOBALOPTIONS GROUP, INC. 415 Madison Avenue, 17th Floor New York, New York 10017 Exhibit 10.3 GLOBALOPTIONS GROUP, INC. 415 Madison Avenue, 17th Floor New York, New York 10017 July 11, 2013 Jeff Nyweide, CFO and E.V.P. Corp. Dev. GlobalOptions Group, Inc. 415 Madison Avenue 17th Floor New York, New York 10017 Re: Your Employment Agreement dated July 30, 2007, as amended on each of August 13, 2009, May 13, 2010, December 10, 2010, March 26, 2012 and March 31, 2013 (collectively
July 15, 2013	EX-10.8	filed as Exhibit 10.8 to our Current Report on Form 8-K filed on July 15, 2013 Exhibit 10.8 SHARED SERVICES AGREEMENT THIS SHARED SERVICES AGREEMENT (this “Agreement”) is entered into as of July 11, 2013, by and between Walker Digital Management, LLC, a Delaware limited liability company (“WD Management”), and GlobalOptions Group, Inc., a Delaware corporation (“GlobalOptions”). This Agreement shall become effective as of the Effective Time (as defined in the below referenced
July 15, 2013	EX-10.6	LOCK-UP AGREEMENT Exhibit 10.6 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of July 11, 2013, by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (the “Holder”). This Agreement shall become effective as of the Effective Time (as defined in the below referenced Merger Agreement). RECITALS WHEREAS, th
July 15, 2013	EX-4.1	filed as Exhibit 4.1 to our Current Report on Form 8-K filed on July 15, 2013 Exhibit 4.1 RESTRICTED STOCK AGREEMENT GLOBALOPTIONS GROUP, INC. AGREEMENT made as of the 10th day of July, 2013 (the “Grant Date”), between GlobalOptions Group, Inc. (the “Company”), a Delaware corporation, and Broadband Capital Management LLC (the “Grantee”). WHEREAS, the Company and the Grantee entered into an engagement letter agreement dated March 26, 2012 relating to advisory services to be
July 15, 2013	EX-99.1	WALKER DIGITAL HOLDINGS, LLC AND GLOBALOPTIONS GROUP, INC. ANNOUNCE DECISION TO MERGE, FORMING NEW COMPANY Exhibit 99.1 For Immediate Release WALKER DIGITAL HOLDINGS, LLC AND GLOBALOPTIONS GROUP, INC. ANNOUNCE DECISION TO MERGE, FORMING NEW COMPANY · New company looks to increase returns on Walker Digital patent portfolio and launch a digital market-based patent licensing platform to address inefficiencies in the current patent licensing system · Priceline.com founder and noted inventor and business de
July 15, 2013	EX-10.7	INDEMNIFICATION AGREEMENT Exhibit 10.7 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 2013 by and between GlobalOptions Group, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or in other capacities unless they are provided with adequa
July 15, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2013 GlobalOptions Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commission
July 15, 2013	EX-10.1	GLOBALOPTIONS GROUP, INC. 415 Madison Avenue 17th Floor New York, New York 10017 Exhibit 10.1 GLOBALOPTIONS GROUP, INC. 415 Madison Avenue 17th Floor New York, New York 10017 July 11, 2013 Harvey W. Schiller, Chairman & CEO GlobalOptions Group, Inc. 415 Madison Avenue 17th Floor New York, New York 10017 Re: Your Employment Agreement dated January 29, 2004, as assigned by agreement dated June 27, 2005, and as amended on each of December 19, 2006, August 13, 2009, May 13, 2010,
May 1, 2013	POS AM	- POS AM As filed with the Securities and Exchange Commission on May 1, 2013 Registration No.
April 30, 2013	8-K	Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2013 GlobalOptions Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commissio
February 19, 2013	SC 13G	WLKR / Walker Innovation Inc. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. - PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SC 13G 1 gloi21413.htm PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GlobalOptions Group, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 37946D209 (CUSIP Number) December 31, 2012 (Date of Event which Requir
February 14, 2013	SC 13G	WLKR / Walker Innovation Inc. / Schiller Harvey W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 GlobalOptions Group, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 37946D209 (CUSIP Number) December
January 22, 2013	424B3	GLOBALOPTIONS GROUP, INC. 3,266,968 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-180775 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated June 8, 2012) GLOBALOPTIONS GROUP, INC. 3,266,968 Shares of Common Stock This prospectus supplement no. 2 supplements the prospectus dated June 8, 2012, as supplemented by prospectus supplement no. 1 dated August 29, 2012 (the “Prospectus”), relating to the resale from time to time by sell
December 19, 2012	8-K	Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2012 GlobalOptions Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33700 30-0342273 (State or other jurisdiction of incorporation) (Commis

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