VCTL / Rainmaker Systems, Inc. - SEC-arkiveringer, Årsrapport, Fullmaktsdokument

Rainmaker Systems, Inc.
US ˙ OTCPK

Grunnleggende statistikk
CIK 1094007
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rainmaker Systems, Inc.
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
August 10, 2015 15-12G

Rainmaker Systems RAINMAKER SYSTEMS INC FORM 15-12G 8-10-2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-28009 Rainmaker Systems, Inc. (Exact name of registrant as specified in

July 16, 2015 8-K

Other Events

Prepared By R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 07/14/2015 Rainmaker Systems, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-28009 Delaware 33

July 2, 2015 8-K

Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K - RRG Notice of Default - 6-29-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 17, 2015 EX-1

CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION OF RAINMAKER SYSTEMS, INC.

COA Rainmaker Systems 2015 Proxy Exhibit A CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF RAINMAKER SYSTEMS, INC.

April 17, 2015 PRE 14A

Rainmaker Systems PRE 14A RMKR APR 2015

RMKR 2015 Proxy Prelim UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 8, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K - B of A suit and Exec comp 4-8-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 1, 2015 NT 10-K

Rainmaker Systems NT 10-K 12-31-14

Form 12b-25 - NT10K 4/1/15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 17, 2015 SC 13G/A

VCTL / Rainmaker Systems, Inc. / DIKER MANAGEMENT LLC - SCHEDULE 13G AMENDMENT FILING Passive Investment

SC 13G/A 1 rmkr123114a11.htm SCHEDULE 13G AMENDMENT FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Rainmaker Systems Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 750875304 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the a

January 29, 2015 EX-99.HTM

Rainmaker Systems, Inc. Announces Strategic Settlement, Capital Raise; Lays Financial Foundation for Growth of ViewCentral Business Key Investors Rally Behind Company

EX-99.HTM 2 rmkr-settlementpressreleas.htm EXHIBIT 99.HTM EXHIBIT 99.1 Contact: Bryant Tolles Chief Financial Officer 408-340-2515 [email protected] Rainmaker Systems, Inc. Announces Strategic Settlement, Capital Raise; Lays Financial Foundation for Growth of ViewCentral Business Key Investors Rally Behind Company CAMPBELL, Calif. – January 29, 2015 – Rainmaker Systems, Inc. (OTCQX: RMKR) (“t

January 29, 2015 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 a8-kxsymcsettlementx1x28x15.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2015 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incor

December 10, 2014 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a8-kxsalepostponementx12x1.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 10, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incor

December 1, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

November 26, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

November 19, 2014 10-Q

Rainmaker Systems 10-Q (Quarterly Report)

RMKR 09.30.2014 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NU

November 19, 2014 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.1 2 rmkrq32014ex101tollesagree.htm EXHIBIT EXECUTIVE EMPLOYMENT AGREEMENT DATE: September 8, 2014 (the “Effective Date”) PARTIES: Rainmaker Systems, Inc. 900 E. Hamilton Ave. Campbell, CA 95086 Attention: Chair of the Compensation Committee of the Board of Directors Telephone: (408) 626-3800 (the “Company”) and Bryant Tolles (“Executive”) RECITALS: A.The Company desires to employ Executive i

November 17, 2014 NT 10-Q

VCTL / Rainmaker Systems, Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: . . . . . 3235-0058 Expires: . . . . . . August 31, 2015 Estimated average burden hours per response. . . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K T Form 10-Q ¨ Form 10-D ¨ Form N-SAR Form N-CSR For Period Ended

November 13, 2014 8-K

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K 1 rrd418880.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 11/06/2014 Rainmaker Systems, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-28009 Delaware 33-0442860 (State or other jur

October 17, 2014 EX-10.1

ASSET PURCHASE AGREEMENT by and between N3 NORTH AMERICA, LLC, as “Purchaser” RAINMAKER SYSTEMS, INC., as “Seller” Dated October 15, 2014

Exhibit 10.1 ASSET PURCHASE AGREEMENT by and between N3 NORTH AMERICA, LLC, as “Purchaser” and RAINMAKER SYSTEMS, INC., as “Seller” Dated October 15, 2014 LEGAL122726764.13 TABLE OF CONTENTS Article 1 . Purchase and Sale of Assets 1 Section 1.1Purchase and Sale of Purchased Assets. 1 Section 1.2Assumption of Certain Liabilities. 2 Section 1.3Excluded Liabilities. 2 Section 1.4Purchase Price. 3 Sec

October 17, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 a8-kxn3saleceox10x15x14.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 15, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpora

October 6, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 29, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissi

September 19, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 15, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissi

August 14, 2014 10-Q

Rainmaker Systems 10-Q (Quarterly Report)

RMKR 06.30.2014 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER:

August 14, 2014 EX-10.1

SETTLEMENT AND RELEASE AGREEMENT

RMKR Q2 2014 EX 10.1-Symantec-SettlementandReleaseAgreementRedacated Exhibit 10.1 SETTLEMENT AND RELEASE AGREEMENT THIS SETTLEMENT AND RELEASE AGREEMENT (this ?Agreement?) is made between Symantec Corporation (?Symantec?) on the one hand, and Rainmaker Systems, Inc. (?Company? and together with the Symantec, the ?Parties?), on the other hand. This Agreement is made in reference to the following fa

August 1, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

July 21, 2014 EX-99.1

Rainmaker Systems Announces Capital Raise and New Strategic Focus Rainmaker has raised over $2.5M, New Management, focus shifts to ViewCentral

Exhibit 99.1 Contact: Bradford Peppard Chief Financial Officer 408-340-2510 [email protected] Rainmaker Systems Announces Capital Raise and New Strategic Focus Rainmaker has raised over $2.5M, New Management, focus shifts to ViewCentral CAMPBELL, Calif. – July 21, 2014 – Rainmaker Systems, Inc. (OTCQX: RMKR), a provider of B2B e-Commerce solutions and services, today announced that it has succ

July 21, 2014 EX-10.2

SETTLEMENT AGREEMENT AND GENERAL RELEASE

EX-10.2 3 a102-rainmakerxsettlementa.htm EXHIBIT MASSARO AGREEMENT Exhibit 10.2 SETTLEMENT AGREEMENT AND GENERAL RELEASE 1.Intent. This is a Separation Agreement and General Release (“Agreement”) between Donald Massaro (“Employee”) and Rainmaker Systems, Inc. (“Company”) concerning Employee’s separation from employment based on the following terms. 2.Wages and Benefits. Company is ending Employee’

July 21, 2014 EX-10.1

PURCHASE AGREEMENT

Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (“Agreement”) is made as of the 15th day of July, 2014 by and among Rainmaker Systems, Inc., a Delaware corporation (the “Company”), and the Investor set forth on the signature pages affixed hereto (each an “Investor”). Recitals A. The Company and the Investor are executing and delivering this Agreement in reliance upon the exemption from sec

July 21, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

May 28, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a8-ksymantecagreementx05x2.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat

May 15, 2014 10-Q

Rainmaker Systems 10-Q (Quarterly Report)

10-Q 1 rmkr0331201410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION

May 15, 2014 EX-99.1

Rainmaker Reports First Quarter 2014 Financial Results

Rainmaker Reports First Quarter 2014 Financial Results Campbell, Calif., May 15, 2014 – Rainmaker Systems, Inc. (OTCQX: RMKR) today reported financial results for its first quarter ended March 31, 2014. Net revenue in the first quarter of 2014 was $4.1 million, compared to net revenue in the preceding quarter of $4.1 million and net revenue in the first quarter of 2013 of $4.7 million. Net loss fr

May 15, 2014 EX-10.1

FORBEARANCE AND FOURTH MODIFICATION AND RELEASE

EX-10.1 2 rainmaker-forbearanceandfo.htm EXHIBIT - COMERICA FORBEARANCE & 4TH MODIFICATION Exhibit 10.1 FORBEARANCE AND FOURTH MODIFICATION AND RELEASE THIS FORBEARANCE AND FOURTH MODIFICATION AND RELEASE (“Agreement”) is dated as of this 19th day of March, 2014 (“Effective Date”), by and among RAINMAKER SYSTEMS, INC., a Delaware corporation (“Borrower”), on the one hand, and COMERICA BANK, a Texa

May 15, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kq12014er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009

May 1, 2014 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission File

April 28, 2014 EX-16.1

April 24, 2014

Exhibit 16.1 April 24, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on April 22, 2014, to be filed by our former client, Rainmaker Systems, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s

April 28, 2014 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 a8-kbdonotstandingforreapp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpor

April 1, 2014 10-K

Rainmaker Systems 10-K (Annual Report)

RMKR 2013 10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED: DECEMBER 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 000-28009

April 1, 2014 NT 10-K

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: . . . . . 3235-0058 Expires: . . . . . . August 31, 2015 Estimated average burden hours per response. . . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): T Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR Form N-CSR For Period Ended

March 31, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kfy2013er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-280

March 31, 2014 EX-99.1

Rainmaker Reports Fourth Quarter 2013 Financial Results

EX-99.1 2 rmkrfy2013earningsrelease.htm EXHIBIT - PRESS RELEASE Rainmaker Reports Fourth Quarter 2013 Financial Results Campbell, Calif., March 31, 2014 – Rainmaker Systems, Inc. (OTCQX: RMKR) today reported financial results for its fourth quarter and year ended December 31, 2013. Net revenue in the fourth quarter of 2013 was $4.1 million, compared to net revenue in the preceding quarter of $4.7

March 25, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 19, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission F

March 20, 2014 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2014 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission F

February 25, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 appointmentofhopkins-12x20.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 20, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incor

February 13, 2014 SC 13G/A

VCTL / Rainmaker Systems, Inc. / DIKER MANAGEMENT LLC Passive Investment

SC 13G/A 1 rmkr-a10.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10) Rainmaker Systems Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 750875304 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

December 9, 2013 CORRESP

-

December 9, 2013 Mr. Daniel L. Gordon Accounting Branch Chief U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Rainmaker Systems, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 1, 2013 File No. 0-28009 Dear Mr. Gordon: We are responding to the comments received from the staff (the “Staff”) of the Securities

November 19, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

November 19, 2013 EX-99.1

Rainmaker Reports Third Quarter 2013 Financial Results

EX-99.1 2 rmkrq32013earningsrelease.htm EXHIBIT Rainmaker Reports Third Quarter 2013 Financial Results Campbell, Calif., November 18, 2013 – Rainmaker Systems, Inc. (OTCQX: RMKR), a provider of B2B e-Commerce solutions and services, today reported financial results for its fiscal quarter ended September 30, 2013. Net revenue in the third quarter of 2013 was $4.2 million, compared to net revenue in

November 15, 2013 NT 10-Q

- FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: . . . . . 3235-0058 Expires: . . . . . . August 31, 2015 Estimated average burden hours per response. . . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K T Form 10-Q ¨ Form 10-D ¨ Form N-SAR Form N-CSR For Period Ended

November 13, 2013 EX-99.1

Rainmaker Systems, Inc. to File Form 12b-25 with Securities and Exchange Commission

EX-99.1 2 rainmakersystemsq3fy13earn.htm EXHIBIT Contact: Bradford Peppard Chief Financial Officer 408-340-2510 [email protected] Investor Relations Contact: Jeffrey Waters Director of Investor Relations 410-294-6802 [email protected] Rainmaker Systems, Inc. to File Form 12b-25 with Securities and Exchange Commission CAMPBELL, Calif. – November 12, 2013 - Rainmaker Systems, Inc. (“Rainma

November 13, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

November 5, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

October 7, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 3, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

August 12, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

August 12, 2013 EX-99.1

Rainmaker Reports Second Quarter 2013 Financial Results

EX-99.1 2 rmkrq22013earningsrelease.htm EARNINGS RELEASE Rainmaker Reports Second Quarter 2013 Financial Results Campbell, Calif., Aug 12, 2013 – Rainmaker Systems, Inc. (OTCQX: RMKR), a recognized technology leader in the rapidly emerging Cloud-Based B2B e-Commerce market, today reported financial results for its fiscal quarter ended June 30, 2013. Net revenue in the second quarter of 2013 was $4

June 25, 2013 S-8

- S-8

As filed with the Securities and Exchange Commission on June 24, 2013 Reg. No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 33-0442860 (State or other jurisdiction of incorporation) (IRS Employer Identification No.)

June 12, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

June 7, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fil

June 5, 2013 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fil

June 3, 2013 SC 13G

VCTL / Rainmaker Systems, Inc. / van Riel Paul - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rainmaker Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 750875304 (CUSIP Number) April 5, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

May 13, 2013 EX-99.1

Rainmaker Reports First Quarter 2013 Financial Results

EX-99.1 2 rmkrq12013earningsrelease.htm PRESS RELEASE DATE MAY 13, 2013 Rainmaker Reports First Quarter 2013 Financial Results Campbell, Calif., May 13, 2013 – Rainmaker Systems, Inc. (NASDAQ: RMKR), a recognized technology leader in the rapidly emerging Cloud-Based B2B e-Commerce market, today reported financial results for its fiscal quarter ended March 31, 2013. Net revenue in the first quarter

May 13, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fil

May 1, 2013 EX-10.1

RAINMAKER SYSTEMS, INC. 2003 STOCK INCENTIVE PLAN Adopted by the Board of Directors: April 1, 2003 Approved by the Stockholders: May 14, 2003 Termination Date: June 5, 2023 (as amended and restated effective June 5, 2013) ARTICLE 1 GENERAL PROVISIONS

EX-10.1 2 rainmaker-2003stockincenti.htm EXHIBIT RAINMAKER SYSTEMS, INC. 2003 STOCK INCENTIVE PLAN Adopted by the Board of Directors: April 1, 2003 Approved by the Stockholders: May 14, 2003 Termination Date: June 5, 2023 (as amended and restated effective June 5, 2013) ARTICLE 1 GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2003 Stock Incentive Plan is intended to promote the interests of Rainma

May 1, 2013 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

April 26, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission F

April 26, 2013 EX-99.1

Rainmaker Systems, Inc. Announces Continued Listing on NASDAQ

Rainmaker Systems, Inc. Announces Continued Listing on NASDAQ Campbell, CA. April 26, 2013 - Rainmaker Systems, Inc. (NASDAQ: RMKR) announced today that the NASDAQ Hearings Panel (the “Panel”) of The NASDAQ Stock Market LLC has granted the Company’s request for continued listing on the NASDAQ Capital Market. As previously reported, the Company's stock was subject to delisting due to the Company's

April 19, 2013 PRE 14A

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 19, 2013 EX-10.1

RAINMAKER SYSTEMS, INC. 2003 STOCK INCENTIVE PLAN Adopted by the Board of Directors: April 1, 2003 Approved by the Stockholders: May 14, 2003 Termination Date: June 5, 2023 (as amended and restated effective June 5, 2013) ARTICLE 1 GENERAL PROVISIONS

RAINMAKER SYSTEMS, INC. 2003 STOCK INCENTIVE PLAN Adopted by the Board of Directors: April 1, 2003 Approved by the Stockholders: May 14, 2003 Termination Date: June 5, 2023 (as amended and restated effective June 5, 2013) ARTICLE 1 GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2003 Stock Incentive Plan is intended to promote the interests of Rainmaker Systems, Inc., a Delaware corporation, by pro

April 1, 2013 424B5

Prospectus - 424B5

424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-171946 PROSPECTUS SUPPLEMENT (To Prospectus dated March 7, 2011) 12,555,550 Shares of Common Stock RAINMAKER SYSTEMS, INC. We are offering 12,555,550 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the NASDAQ Capital Market under the symbol

April 1, 2013 FWP

CAPITALIZATION

Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-171946 Issuer Free Writing Prospectus dated April 1, 2013 Relating to Prospectus Supplement dated March 28, 2013 On March 28, 2013, Rainmaker Systems, Inc. delivered to investors a Prospectus Supplement, dated March 28, 2013 (the “Prospectus Supplement”), relating to a Registration Statement on Form S-3 (File No. 333-171946) d

April 1, 2013 EX-10.1

SUBSCRIPTION AGREEMENT Rainmaker Systems, Inc. 900 East Hamilton Avenue, Suite 400 Campbell, CA 95008

EX-10.1 Exhibit 10.1 SUBSCRIPTION AGREEMENT Rainmaker Systems, Inc. 900 East Hamilton Avenue, Suite 400 Campbell, CA 95008 Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Rainmaker Systems, Inc., a Delaware corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions for Purchase of Shares attached hereto as A

April 1, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) 0-28009 Delaware 33-0442860 (Commission File Number) (State or other jurisdictio

April 1, 2013 FWP

Filed Pursuant to Rule 433

Filed Pursuant to Rule 433 Registration No. 333-171946 Issuer Free Writing Prospectus dated March 31, 2013 Relating to Prospectus Supplement dated March 28, 2013 On March 28, 2013, Rainmaker Systems, Inc. delivered to investors a Prospectus Supplement, dated March 28, 2013 (the “Prospectus Supplement”), relating to a Registration Statement on Form S-3 (File No. 333-171946) declared effective by th

April 1, 2013 EX-99.1

Rainmaker Systems, Inc. Announces $5.8 Million Registered Direct Common Stock Offering

EX-99.1 4 d514504dex991.htm EX-99.1 Exhibit 99.1 Rainmaker Systems, Inc. Announces $5.8 Million Registered Direct Common Stock Offering Campbell, Calif., April 1, 2013 — Rainmaker Systems, Inc. (NASDAQ: RMKR) (the “Company”) today announced that it has entered into subscription agreements with members of its Board of Directors and various other investors for the sale of an aggregate of 12,981,704

March 25, 2013 EX-99.2

FORWARD-LOOKING STATEMENTS

Exhibit 99.2 FORWARD-LOOKING STATEMENTS Some of the statements contained or incorporated by reference into this document constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). These statements relate to future events concernin

March 25, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 25, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission F

March 25, 2013 EX-99.1

Rainmaker Reports Fourth Quarter and 2012 Financial Results

Rainmaker Reports Fourth Quarter and 2012 Financial Results Campbell, Calif., March 25, 2013 – Rainmaker Systems, Inc. (NASDAQ: RMKR), a recognized technology leader in the rapidly emerging Cloud-Based B2B e-Commerce market, today reported financial results for its fourth quarter and year ended December 31, 2012. Net revenue for 2012 was $25.4 million, compared to $26.4 million in 2011. Net revenu

March 11, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 9, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

February 19, 2013 EX-99.1

FIRST AMENDMENT TO RAINMAKER SYSTEMS, INC. 2012 INDUCEMENT EQUITY INCENTIVE PLAN

EX-99.1 4 rainmaker-2013inducementeq.htm AMENDMENT NO.1 TO 2012 INDUCEMENT EQUITY INCENTIVE PLAN Exhibit 99.1 FIRST AMENDMENT TO RAINMAKER SYSTEMS, INC. 2012 INDUCEMENT EQUITY INCENTIVE PLAN Rainmaker Systems, Inc., a Delaware corporation (the “Company”), upon authority given by the Compensation Committee of the Board of Directors, hereby amends (this “Amendment”) the Rainmaker Systems, Inc. 2012

February 19, 2013 S-8

- S-8

As filed with the Securities and Exchange Commission on February 19, 2013 Reg. No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 33-0442860 (State or other jurisdiction of incorporation) (IRS Employer Identification

February 15, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

February 15, 2013 SC 13G/A

VCTL / Rainmaker Systems, Inc. / DIKER MANAGEMENT LLC Passive Investment

Document Converted by Corporate-Insiders.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) Rainmaker Systems Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 750875304 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

January 25, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

January 25, 2013 EX-10.1

TRANSITION AGREEMENT AND AMENDMENT OF EXECUTIVE EMPLOYMENT AGREEMENT

TRANSITION AGREEMENT AND AMENDMENT OF EXECUTIVE EMPLOYMENT AGREEMENT This Transition Agreement and Amendment of Executive Employment Agreement (this “Agreement”) is entered into as of January 23, 2013 by and between Rainmaker Systems, Inc.

January 18, 2013 S-8

- S-8

As filed with the Securities and Exchange Commission on January 18, 2013 Reg. No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 33-0442860 (State or other jurisdiction of incorporation) (IRS Employer Identification N

January 17, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2013 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

December 28, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 26, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

December 27, 2012 S-8

- FORM S-8

As filed with the Securities and Exchange Commission on December 27, 2012 Reg. No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 33-0442860 (State or other jurisdiction of incorporation) (IRS Employer Identification

December 27, 2012 EX-99.1

RAINMAKER SYSTEMS, INC. 2012 INDUCEMENT EQUITY INCENTIVE PLAN Adopted by the Board of Directors: December 21, 2012 Termination Date: December 21, 2022 ARTICLE ONE GENERAL PROVISIONS

EX-99.1 4 rainmaker-2012inducementeq.htm 2012 INDUCEMENT EQUITY INCENTIVE PLAN Exhibit 99.1 RAINMAKER SYSTEMS, INC. 2012 INDUCEMENT EQUITY INCENTIVE PLAN Adopted by the Board of Directors: December 21, 2012 Termination Date: December 21, 2022 ARTICLE ONE GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2012 Inducement Equity Incentive Plan is intended to promote the interests of Rainmaker Systems, I

December 21, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 17, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

December 21, 2012 EX-99.1

RAINMAKER SYSTEMS, INC. PRO FORMA CONSOLIDATED BALANCE SHEET (In thousands, except share data) September 30, 2012 As Reported Adjustments Pro Forma ASSETS Current assets: Cash and cash equivalents $ 4,425 $ 189 (a) $ 4,614 Restricted cash 28 28 Accou

Exhibit 99.1 RAINMAKER SYSTEMS, INC. PRO FORMA CONSOLIDATED BALANCE SHEET (In thousands, except share data) (Unaudited) September 30, 2012 As Reported Adjustments Pro Forma ASSETS Current assets: Cash and cash equivalents $ 4,425 $ 189 (a) $ 4,614 Restricted cash 28 28 Accounts receivable, net 4,520 4,520 Prepaid expenses and other current assets 1,543 1,543 Assets held for sale 4,023 (4,023 ) (b)

December 13, 2012 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

EXECUTIVE EMPLOYMENT AGREEMENT DATE: December 11, 2012 (the “Effective Date”) PARTIES: Rainmaker Systems, Inc.

December 13, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 11, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

December 4, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 29, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

November 20, 2012 EX-99.1

AMENDMENT OF EXECUTIVE EMPLOYMENT AGREEMENT

EX-99.1 2 ex991amendofexecagreement.htm AMEND NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 99.1 AMENDMENT OF EXECUTIVE EMPLOYMENT AGREEMENT This Amendment of Executive Employment Agreement (“Amendment”) is entered into as of November 17, 2012 by and between Rainmaker Systems, Inc. (the “Company”) and Timothy Burns (“Executive”) for the purpose of amending the Executive Employment Agreement date

November 20, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissio

October 30, 2012 EX-99.1

Rainmaker Reports Positive Adjusted EBITDA for the Third Quarter of 2012 Announces Financial Results for the Third Quarter and Nine Months Ended September 30, 2012

Rainmaker Reports Positive Adjusted EBITDA for the Third Quarter of 2012 Announces Financial Results for the Third Quarter and Nine Months Ended September 30, 2012 Campbell, Calif.

October 30, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

October 30, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission

September 13, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commissi

August 15, 2012 EX-99.A

JOINT FILING AGREEMENT

EX-99.A 2 d396058dex99a.htm EXHIBIT A Exhibit A JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the attached Schedule 13D is being filed on behalf of each of the undersigned. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is t

August 15, 2012 SC 13D/A

VCTL / Rainmaker Systems, Inc. / Lacuna Hedge Fund Lllp - SC 13D AMENDMENT NO. 3 Activist Investment

SC 13D Amendment No. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* RAINMAKER SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 750875304 (CUSIP Number) RAWLEIGH RALLS LACUNA, LLC 1100 SPRUCE STREET, SUITE 202 BOULDER, COLORADO 80302 TELEPHONE: (303) 447-1708 (Name, Address

July 31, 2012 EX-99.1

Rainmaker Reports 7% Sequential Revenue Increase over the Preceding Quarter; Reaffirms Guidance of Adjusted EBITDA Cash Flow Positive for the Third Quarter of 2012 Announces Financial Results for the Second Quarter Ended June 30, 2012 Narrows Net Los

Rainmaker Reports 7% Sequential Revenue Increase over the Preceding Quarter; Reaffirms Guidance of Adjusted EBITDA Cash Flow Positive for the Third Quarter of 2012 Announces Financial Results for the Second Quarter Ended June 30, 2012 Narrows Net Loss from Continuing Operations Campbell, Calif.

July 31, 2012 EX-99.1

Rainmaker Initiates Search for Seasoned Software and Services Executive for CEO Position

Rainmaker Initiates Search for Seasoned Software and Services Executive for CEO Position Campbell, Calif.

July 31, 2012 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

July 31, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

July 26, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-28009 33-0442860 (Commission Fi

July 19, 2012 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission File

July 12, 2012 SC 13D/A

VCTL / Rainmaker Systems, Inc. / Lacuna Hedge Fund Lllp - SC 13D/A Activist Investment

SC 13D/A 1 d378336dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* RAINMAKER SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 750875304 (CUSIP Number) RAWLEIGH RALLS LACUNA, LLC 1100 SPRUCE STREET, SUITE 202 BOULDER, COLORADO 80302 TELEPHONE: (303) 447-170

July 12, 2012 EX-99.A

JOINT FILING AGREEMENT

Exhibit A Exhibit A JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the attached Schedule 13D is being filed on behalf of each of the undersigned.

July 9, 2012 DEFA14A

- ADDITIONAL PROXY MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

June 21, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission File

June 19, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 14, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission File

June 8, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

May 23, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission File

May 15, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission File

May 15, 2012 EX-99.1

Rainmaker Reports First Quarter 2012 Financial Results

Rainmaker Reports First Quarter 2012 Financial Results Campbell, Calif., May 15, 2012 – Rainmaker Systems, Inc. (NASDAQ: RMKR), a leading global provider of B2B e-commerce solutions that drive online sales and renewal for products, subscriptions and training for clients and their channel partners, today reported financial results for its first quarter ended March 31, 2012. Net revenue in the first

February 29, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 29, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission

February 29, 2012 EX-99.1

Rainmaker Reports Fourth Quarter and Full Year 2011 Financial Results

Rainmaker Reports Fourth Quarter and Full Year 2011 Financial Results Campbell, Calif.

February 14, 2012 SC 13G/A

VCTL / Rainmaker Systems, Inc. / DIKER MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) Rainmaker Systems Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 750875304 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

January 25, 2012 S-8

- FORM S-8

As filed with the Securities and Exchange Commission on January 25, 2012 Reg. No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 33-0442860 (State or other jurisdiction of incorporation) (IRS Employer Identification N

January 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 12, 2012 RAINMAKER SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28009 33-0442860 (Commission F

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