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| CIK | 1508033 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ultra Short Prime Fund
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| January 24, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 06, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 20, 2022 |
Volt Crypto Industry Revolution and Tech NPORT-EX 2 volt.htm XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSI |
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| November 14, 2022 |
November 14, 2021 VIA EDGAR ========== Lisa Larkin Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| October 28, 2022 |
Certificate of Accounting of Securities and Similar UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar OMB Number: 3235-0359 Investments of a Management Investment Company Expires: May 31, 2021 in the Custody of Members of Estimated average burden National Securities Exchanges hours per response 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| September 14, 2022 |
Volt Crypto Industry Revolution and Tech XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSINCOM CLASS LONGSHORT |
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| June 27, 2022 |
Certificate of Accounting of Securities and Similar UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar OMB Number: 3235-0359 Investments of a Management Investment Company Expires: May 31, 2021 in the Custody of Members of Estimated average burden National Securities Exchanges hours per response 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| June 27, 2022 |
Certificate of Accounting of Securities and Similar UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar OMB Number: 3235-0359 Investments of a Management Investment Company Expires: May 31, 2021 in the Custody of Members of Estimated average burden National Securities Exchanges hours per response 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| June 23, 2022 |
Volt Crypto Industry Revolution and Tech XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSINCOM CLASS LONGSHORT |
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| March 24, 2022 |
XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSINCOM CLASS LONGSHORT |
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| January 28, 2022 |
XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSINCOM CLASS LONGSHORT |
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| December 29, 2021 |
XTRFUND XTRFNDDSC XTRTKR XTRDESC1 XTRDESC2 OCCID XTRCUSIP XTRGROUP XTRGROUP1 XTRGROUP2 XTRCATGRY XTRCATDSC XTRSECTOR XTRSECTR1 XTRSECTR2 XTRCONTRY XTRCONDSC XTRSTATE XTRSTNAME XTRCURNCY XTRCURDSC XTRMATDAT XTRSUBUNT XTRSUBDSC XTRPRICE XTRPRISRC SECTYPE SECTYPE2 RPTID INCLUDCAT LEGAL1 LEGAL2 LEGAL3 LEGAL4 LEGAL5 LEGAL6 BASQDECS BASMDECS LCLPDECS LCLQDECS MULTICURR ISBASCURR POSINCOM CLASS LONGSHORT |
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| October 25, 2021 |
Fund Accounting and Administration Agreement Exhibit (h)(1) FORM OF FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENT between VOLT ETF TRUST and FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENT THIS AGREEMENT is made and entered into as of this 3rd day of August 2021, by and between VOLT ETF TRUST, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”) and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Administrator”). |
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| October 25, 2021 |
As filed with the Securities and Exchange Commission on October 22 , 2021 File Nos. |
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| October 25, 2021 |
EX-99.H OTH MAT CONT 3 distagmt.htm DISTRIBUTION AGREEMENT Exhibit (e) ETF DISTRIBUTION AGREEMENT This ETF Distribution Agreement (the “Agreement’) is effective the 3rd day of August 2021 between VOLT ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a “Fund” and collectively the “Funds”), and CA |
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| October 25, 2021 |
Exhibit (g) FORM OF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 3rd day of August, 2021, by and between VOLT ETF TRUST, a Delaware statutory trust having its principal place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the ?Trust?), and CLEAR STREET LLC, a Delaware limited liability company and a broker- dealer regulated under the Securities and Exchange Act of 1934, as amended (the ?1934 Act?) (the ?Custodian?). |
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| October 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Volt ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 116 South Franklin Str |
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| October 25, 2021 |
Exhibit (a) AMENDED AGREEMENT AND DECLARATION OF TRUST of Volt ETF Trust a Delaware Statutory Trust TABLE OF CONTENTS ARTICLE 1 Names and Definitions 1 Section 1. |
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| September 13, 2021 |
CORRESP 1 filename1.htm September 13, 2021 VIA EDGAR ========== Lisa Larkin Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Volt ETF Trust; File Nos. 333-171279 and 811-22507 Dear Ms. Larkin, On June 7, 2021, Volt ETF Trust (the “Trust” or the “Registrant”) filed a registration statement under the Securities Act of 1933 o |
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| June 7, 2021 |
SPINNAKER ETF SERIES 116 South Franklin Street Rocky Mount, North Carolina 27804 252-972-9922 June 7, 2021 U. |
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| November 29, 2018 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| October 30, 2018 |
Leeward Investment Trust CORRESP October 30, 2018 VIA EDGAR ========== Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| May 30, 2018 |
N-Q 1 nq0318.htm LEEWARD INVESTMENT TRUST - ULTRA SHORT PRIME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mou |
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| May 30, 2018 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| November 29, 2017 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| November 29, 2017 |
Leeward Investment Trust - LEEWARD INVESTMENT TRUST - ULTRA SHORT PRIME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| September 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 5, 2017 |
1180 West Peachtree Street, Suite 1800 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] August 30, 2017 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (File |
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| September 5, 2017 |
1180 West Peachtree Street, Suite 1800 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] September 5, 2017 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (Fil |
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| August 30, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of In planning and performing our audits of the financial statements of (the "Fund"), as of and for the year ended June 30, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered their internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trusts' internal control over financial reporting. |
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| August 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of Ultra Short Prime Fund In planning and performing our audits of the financial statements of (the "Fund"), as of and for the year ended June 30, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered their internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trusts' internal control over financial reporting. |
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| August 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ X ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
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| May 30, 2017 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| May 30, 2017 |
Leeward Investment Trust - LEEWARD INVESTMENT TRUST - ULTRA SHORT PRIME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| November 14, 2016 |
1180 West Peachtree Street, Suite 1800 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] November 14, 2016 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (Fil |
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| October 28, 2016 |
1180 West Peachtree Street, Suite 1800 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] October 28, 2016 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (File |
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| October 12, 2016 |
1180 West Peachtree Street, Suite 1800 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] October 12, 2016 VIA EDGAR Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (File No. 811-22 |
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| April 28, 2016 |
Leeward Investment Trust - LEEWARD INVESTMENT TRUST - OAKHURST DEFINED RISK FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| April 28, 2016 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| January 29, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 consent.htm CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of Oakhurst Defined Risk Fund and Board of Trustees of Leeward Investment Trust In planning and performing our audit of the financial statements of Oakhurst Defined Risk Fund (the "Fund"), a series of the Leeward Investment Trust, as of and for |
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| January 29, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 consent.htm CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of MAI Energy Infrastructure and MLP Fund and Board of Trustees of Leeward Investment Trust In planning and performing our audit of the financial statements of MAI Energy Infrastructure and MLP Fund (the "Fund"), a series of the Leeward Investm |
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| November 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| October 30, 2015 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| October 30, 2015 |
Leeward Investment Trust - LEEWARD INVESTMENT TRUST - MAI ENERGY INFRASTRUCTURE AND MLP FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| October 30, 2015 |
Leeward Investment Trust - LEEWARD INVESTMENT TRUST - OAKHURST DEFINED RISK FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Leeward Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) ( |
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| October 30, 2015 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Katherine M. |
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| October 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 25, 2015 |
DEF 14A 1 def14a0915.htm LEEWARD INVESTMENT TRUST - OAKHURST DEFINED RISK FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy St |
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| September 17, 2015 |
CORRESP 1 filename1.htm 1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] September 17, 2015 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leew |
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| September 2, 2015 |
1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] September 2, 2015 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leeward Investment Trust (Fil |
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| September 2, 2015 |
CORRESP 1 filename1.htm 1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] September 2, 2015 VIA EDGAR ========== Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Leewa |
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| August 4, 2015 |
1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] August 4, 2015 VIA EDGAR U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Leeward Investment Trust (File Nos. 333-171279 and 811-22507); on behalf of the MAI Energy |
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| August 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ X ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
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| August 3, 2015 |
1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] August 3, 2015 VIA EDGAR U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Leeward Investment Trust (File Nos. 333-171279 and 811-22507); on behalf of the Oakhurst De |
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| August 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ X ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
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| June 26, 2015 |
1201 West Peachtree Street, Suite 2000 | Atlanta, GA 30309 | T 404.817.8500 | F 404.881.0470 Holland & Knight LLP | www.hklaw.com Terrence O. Davis (404) 817-8531 [email protected] June 26, 2015 VIA EDGAR U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 RE: Rule 477 Request by Vertical Capital Investors Trust (File Nos. 333-171279 and 811-22507) to |
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| April 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Vertical Capital Investors Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive of |
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| April 27, 2015 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, A. |
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| April 27, 2015 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, A. |
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| April 27, 2015 |
Leeward Investment Trust - VERTICAL CAPITAL INVESTORS TRUST - VERTICAL CAPITAL DEFINED RISK FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Vertical Capital Investors Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive of |
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| May 14, 2014 |
CORRESP 1 filename1.htm 920 MASSACHUSETTS AVENUE, NW SUITE 900 WASHINGTON, DC 20001 PHONE: 202.508.3400 FAX: 202.508.3402 www.bakerdonelson.com Terrence O. Davis, Shareholder Direct Dial: 202.654.4514 Direct Fax: 202.508.3402 E-Mail Address: [email protected] May [ ], 2014 VIA EDGAR ========== Mr. Derek Newman Division of Investment Management Securities and Exchange Commission Filing Desk |
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| May 14, 2014 |
920 MASSACHUSETTS AVENUE, NW SUITE 900 WASHINGTON, DC 20001 PHONE: 202.508.3400 FAX: 202.508.3402 www.bakerdonelson.com Terrence O. Davis, Shareholder Direct Dial: 202.654.4514 Direct Fax: 202.508.3402 E-Mail Address: [email protected] May 14, 2014 VIA EDGAR ========== Mr. Derek Newman Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washi |
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| May 14, 2014 |
920 MASSACHUSETTS AVENUE, NW SUITE 900 WASHINGTON, DC 20001 PHONE: 202.508.3400 FAX: 202.508.3402 www.bakerdonelson.com Terrence O. Davis, Shareholder Direct Dial: 202.654.4514 Direct Fax: 202.508.3402 E-Mail Address: [email protected] May 14, 2014 VIA EDGAR ========== Securities & Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: Vertical Capital Investo |
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| May 14, 2014 |
begin 644 filename2.pdf M)5!$1BTQ+C8-)>+CS],-"C(T-2`P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O M9&4O1FER7!E+T]B:E-T;3X^9F\G!;+)N*A81Q+6G+BQMJ15`3J5R0Y+-@=!Q++EWC*);K7IM#6=6>DG MNU[J;J'UXE[-^CN*5[9JI`2?"+5^02K6M7*9BCA/[*VYH&,5,+DD<3>4ER M#'VL'%-"`J.541LXBU/,H=SJ6<0YKN6;X50HP!*&UQ&.&>GG%UZF M'&!6ZQ4]3Q7>,*284>YV?P(,``*O3'\-"F5N9'-TY-T@N M:9(+E"Z.+J6XB4/!(BXJ5@??WC3Z20H+OV')O]W.99`EE@B153$ ME\SDLU#;FM7Y?KJ13V |
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| February 10, 2014 |
920 MASSACHUSETTS AVENUE, NW SUITE 900 WASHINGTON, DC 20001 PHONE: 202.508.3400 FAX: 202.508.3402 www.bakerdonelson.com Terrence O. Davis, Shareholder Direct Dial: 202.654.4514 Direct Fax: 202.508.3402 E-Mail Address: [email protected] February 10, 2014 VIA EDGAR U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Post-Effective Amendment No. 5 t |
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| January 29, 2014 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Mark Hanna, certify that: 1. |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - HANNA INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Hanna Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) (Zi |
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| October 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 consent.htm CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Shareholders of the Paladin Long Short Fund and the Board of Trustees of Hanna Investment Trust In planning and performing our audit of the financial statements of the Paladin Long Short Fund (the "Fund"), a series of shares of beneficial interest of Hanna Inve |
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| July 30, 2013 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Mark Hanna, certify that: 1. |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - HANNA INVESTMENT TRUST N-Q 1 nq0513.htm HANNA INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Hanna Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Add |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - HANNA INVESTMENT TRUST N-Q 1 nq1112.htm HANNA INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Hanna Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Add |
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| January 29, 2013 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Mark Hanna, certify that: 1. |
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| October 30, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of Hanna Investment Trust and the Shareholders of the Paladin Long Short Fund In planning and performing our audit of the financial statements of the Paladin Long Short Fund (the "Fund"), a series of shares of beneficial interest of Hanna Investment Trust, as of and for the period ended August 31, 2012, in accordance |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - HANNA INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-22507 Hanna Investment Trust (Exact name of registrant as specified in charter) 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802 (Address of principal executive offices) (Zi |
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| July 30, 2012 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT A CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Mark Hanna, certify that: 1. |
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| November 23, 2011 |
November 17, 2011 Hanna Investment Trust 116 South Franklin Street Post Office Box 4365 Rocky Mount, North Carolina 27803-0365 Gentlemen: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. |
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| November 23, 2011 |
Fund Accounting And Administration Agreement Dated: June 6, 2011 EX-99.H OTH MAT CONT 3 adminagmt.htm AMENDED FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Fund Accounting And Administration Agreement Dated: June 6, 2011 This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Hanna Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation |
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| November 23, 2011 |
As filed with the Securities and Exchange Commission on November 22, 2011 File Nos. |
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| November 23, 2011 |
EX-99.L INT CAP AGRE 8 subagmt.htm INITIAL SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORS PALADIN LONG SHORT FUND A Series Of Hanna Investment Trust LETTER OF INVESTMENT INTENT August 1, 2011 To the Board of Trustees of Hanna Investment Trust: Sanford Michael Salzinger (the “Purchaser”) hereby subscribes to purchase a beneficial interest (“Interest”) of the Palad |
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| November 23, 2011 |
CUSTODY AGREEMENT Dated September 9, 2011 Between UMB BANK, N.A. and HANNA INVESTMENT TRUST On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its Role As Payor Per Section 11 Page 1 of 26 CUSTODY AGREEMENT This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas Cit |
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| November 23, 2011 |
EX-99.K OMT FIN STAT 7 balance.htm BALANCE SHEET HANNA INVESTMENT TRUST PALADIN LONG SHORT FUND FINANCIAL STATEMENT November 17, 2011 FINANCIAL STATEMENT HANNA INVESTMENT TRUST Paladin Long Short Fund Statement of Assets and Liabilities November 17, 2011 Assets: Cash $ 100,000 Total Assets 100,000 Liabilities: $ - Net Assets $ 100,000 Net Assets consist of: Paid in Capital $ 100,000 Total Net Asse |
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| November 23, 2011 |
Paladin Long Short Fund Operating Plan EX-99.H OTH MAT CONT 4 opplan.htm AMENDED OPERATING PLAN Paladin Long Short Fund Operating Plan This Operating Plan, effective commencing June 6, 2011 is entered into by and between Hanna Capital, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Paladin Long Short Fund (“Fund”), a series of the Hanna Investment Trust (“Trust”), a Delaware statutory trust. WHEREAS, t |
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| November 23, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Pre-Effective Amendment to the Registration Statement on Form N-1A of the Paladin Long Short Fund (“the Fund”), a series of shares of the Hanna Investment Trust, and to the use of our report dated November 22, 2011 on the statement of assets and liabilities as of November 17, 2011. |
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| November 23, 2011 |
HANNA INVESTMENT TRUST 116 South Franklin Street Rocky Mount, North Carolina 27804 252-972-9922 November 22, 2011 VIA EDGAR U. |
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| October 21, 2011 |
HANNA INVESTMENT TRUST 116 South Franklin Street Rocky Mount, North Carolina 27804 252-972-9922 October 21, 2011 VIA EDGAR ========== Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| September 20, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-18F-1 Notification of Election Pursuant to Rule 18f-1 Under the Investment Company Act of 1940 HANNA INVESTMENT TRUST Name of Registrant NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a shareholder of record as provided by Rule 18f-1 under the Investment Company Act of 1940. |
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| September 2, 2011 |
September 2, 2011 VIA EDGAR (Correspondence Filing) Ms. Kimberly A. Browning U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Hanna Investment Trust (the “Registrant”) Initial Registration Statement on Form N-1A File Nos. 333-171279; 811-22507 Dear Ms. Browning: On behalf of the Registrant, this letter responds to the second round of comments you provided to Marc |
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| June 9, 2011 |
Trust Code of Ethics The Trust is a registered investment company under the Investment Company Act of 1940 that is authorized to issue shares of beneficial interest in separate series representing interests in separate funds of securities and other assets (each a “Fund”). |
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| June 9, 2011 |
EX-99.P CODE ETH 9 coeadv.htm ADVISOR'S CODE OF ETHICS I. CODE OF ETHICS, PERSONAL TRADING AND INSIDER TRADING I. CODE OF ETHICS AND PROFESSIONAL STANDARDS As professionals serving the public in the area of asset management, all officers, directors and employees of HC (“HC Personnel”) must be guided in their actions by the highest ethical and professional standards and subscribe to this Code of Et |
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| June 9, 2011 |
Fund Accounting And Administration Agreement Dated: June 6, 2011 EX-99.H OTH MAT CONT 4 adminagmt.htm ADMINISTRATION AGREEMENT Fund Accounting And Administration Agreement Dated: June 6, 2011 This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Hanna Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”). WHEREAS, |
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| June 9, 2011 |
EX-99.D CONTRACTS 2 invagmt.htm INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (“Agreement”) is made and entered into effective as of May 24, 2011 by and between Hanna Capital, LLC, a Michigan limited liability company (the “Advisor”), and the Hanna Investment Trust (the “Trust”), a Delaware statutory trust, on behalf of the Paladin Long Short Fund ( |
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| June 9, 2011 |
PALADIN LONG SHORT FUND PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1 PALADIN LONG SHORT FUND PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1 WHEREAS, Hanna Investment Trust, a statutory trust organized and existing under the laws of the state of Delaware (the “Trust”), engages in business as an open-end management investment company and is registered as such under the Investment Company Act of 1940 (the “1940 Act”); WHEREAS, the Trust is authorized to issue an unlimite |
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| June 9, 2011 |
EX-99.Q 10 poa.htm POWERS OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS that the undersigned officer and/or trustee of the Hanna Investment Trust (the “Trust”), a Delaware statutory trust, hereby revokes all previous appointments and appoints A. Vason Hamrick and/or T. Lee Hale, Jr., with full power of substitution, true and lawful attorney of the undersigned to execute in name, pla |
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| June 9, 2011 |
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT EX-99.H OTH MAT CONT 5 taagmt.htm TRANSFER AGENT AGREEMENT DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT This Dividend Disbursing and Transfer Agent Agreement (“Agreement”) is made and entered into as of May 24, 2011 by and between HANNA INVESTMENT TRUST, a Delaware statutory trust (“Trust”), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company (“Transfer Agent”) |
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| June 9, 2011 |
June 9, 2011 VIA EDGAR (Correspondence Filing) Ms. Kimberly A. Browning U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Hanna Investment Trust (the “Registrant”) Initial Registration Statement on Form N-1A File Nos. 333-171279; 811-22507 Dear Ms. Browning: On behalf of the Registrant, this letter responds to the comments you provided to Marc Collins with respect t |
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| June 9, 2011 |
EX-99.E UNDR CONTR 3 distagmt.htm DISTRIBUTION AGREEMENT DISTRIBUTION AGREEMENT This Agreement, dated May 24, 2011 between Hanna Investment Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”) and Capital Investment Group, Inc., a North Carolina corporation (the “Distributor”). WITNESSETH: WHEREAS, the Trust is engaged in business as an open-end management inves |
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| June 9, 2011 |
N-1A/A 1 n1aa0511.htm HANNA INVESTMENT TRUST As filed with the Securities and Exchange Commission on June 9, 2011 File Nos. 333-171279 and 811-22507 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] and/or REGISTRATION STATEMENT UNDER THE INVE |
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| June 9, 2011 |
Paladin Long Short Fund Operating Plan Paladin Long Short Fund Operating Plan This Operating Plan, effective commencing June 6, 2011 is entered into by and between Hanna Capital, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Paladin Long Short Fund (“Fund”), a series of the Hanna Investment Trust (“Trust”), a Delaware statutory trust. |
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| March 22, 2011 |
HANNA INVESTMENT TRUST 116 South Franklin Street Rocky Mount, North Carolina 27804 252-977-9922 March 22, 2011 VIA EDGAR ========== Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Hanna Investment Trust - 811-22507 - 333-171279 Ladies and Gentlemen: Please be advised that the above-referenced registered investment company, which is administered by The Nottingham Company, is now legally represented by Marc L. |
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| December 20, 2010 |
BY-LAWS HANNA INVESTMENT TRUST July 30, 2010 EX-99.B BYLAWS 3 bylaws.htm BY-LAWS BY-LAWS OF HANNA INVESTMENT TRUST July 30, 2010 ARTICLE I. Fiscal Year and Offices 1 Section 1. Fiscal Year 1 Section 2. Delaware Office 1 Section 3. Other Offices 1 ARTICLE II. Meetings of Shareholders 1 Section 1. Place of Meeting 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice 2 Section 5. Record Date for Meetings 2 Section 6. Q |
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| December 20, 2010 |
DECLARATION OF TRUST of HANNA INVESTMENT TRUST Dated July 30, 2010 ARTICLE I. Name and Definitions 1 Section 1. Name 1 Section 2. Definitions 1 (a) Trust 1 (b) Trust Property 1 (c) Trustees 1 (d) Shares 2 (e) Shareholder 2 (f) Person 2 (g) 1940 Act 2 (h) Commission and Principal Underwriter 2 (i) Declaration of Trust 2 (j) By-Laws 2 (k) Interested Person 2 (l) Investment Advisor or Advisor 2 (m)Se |
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| December 20, 2010 |
As filed with the Securities and Exchange Commission on December 20, 2010 File Nos. |
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| December 20, 2010 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| December 20, 2010 |
HANNA INVESTMENT TRUST 116 South Franklin Street Rocky Mount, NC 27804 252-972-9922 December 20, 2010 VIA EDGAR U. |
