Grunnleggende statistikk
| LEI | 549300MWKDPUU7NJX050 |
| CIK | 1296484 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Top Ships Inc.
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| September 12, 2025 |
Calculation of Filing Fee Tables F-3 TOP SHIPS INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effe |
|
| September 12, 2025 |
As filed with the Securities and Exchange Commission on September 12, 2025 As filed with the Securities and Exchange Commission on September 12, 2025 Registration No. |
|
| September 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executi |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive |
|
| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 IOULIOU KAISARA STR 19002, PAIANIA ATHENS, GREECE (Address of principal executive |
|
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
|
| July 31, 2025 |
TOP Ships Announces Distribution Date of August 1, 2025 for Spin-Off of Rubico Inc. EXHIBIT 99.1 TOP Ships Announces Distribution Date of August 1, 2025 for Spin-Off of Rubico Inc. ATHENS, Greece, July 31, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the expected distribution date for the common shares of Rubico Inc. (“Rubico”) is |
|
| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
|
| June 26, 2025 |
TOP Ships Announces Approval of Listing on the Nasdaq Capital Market for Spin-Off of Rubico Inc. EXHIBIT 99.1 TOP Ships Announces Approval of Listing on the Nasdaq Capital Market for Spin-Off of Rubico Inc. ATHENS, Greece, June 26, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American: TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the application of Rubico Inc. (“Rubico”), to list its common share |
|
| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
|
| June 5, 2025 |
EXHIBIT 99.1 TOP Ships Inc. Announces Ex-Distribution Date for Planned Spin-Off of Rubico, a New Nasdaq-Listed Suezmax Tanker Company ATHENS, Greece, June 05, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the NYSE American (the “NYSE”) has establish |
|
| June 4, 2025 |
TOP Ships Inc. Announces Intention to Spin Off a New Nasdaq-Listed Suezmax Tanker Company EXHIBIT 99.1 TOP Ships Inc. Announces Intention to Spin Off a New Nasdaq-Listed Suezmax Tanker Company ATHENS, Greece, June 04, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American: TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that it intends to effect a spin-off of two of its Suezmax tanker vessels. Rubi |
|
| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
|
| April 15, 2025 |
TOP Ships Inc. Announces Filing of 2024 Annual Report on Form 20-F EXHIBIT 99.1 TOP Ships Inc. Announces Filing of 2024 Annual Report on Form 20-F ATHENS, Greece, April 15, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2024 (the “Annual Report”) has been filed with the U.S. S |
|
| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive o |
|
| April 14, 2025 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
|
| April 14, 2025 |
Yacht Building Contract M/Y Sanlorenzo “1150Exp” Hull No. 158 SANLORENZO S.P.A Roman Explorer Inc. Exhibit 4.39 Yacht Building Contract M/Y Sanlorenzo “1150Exp” Hull No. 158 between SANLORENZO S.P.A (Builder) and Roman Explorer Inc. (Buyer) Contents 1 Definitions and Interpretation 1 2 Subject of Contract 2 3 Contract Price and Payment 5 4 Property 8 5 Buyer’s Decisions and Buyer’s Supplies 8 6 Buyer’s Right of Inspection 10 7 Modifications 13 8 Acceptance Sea Trials 15 9 Delivery of the Yacht |
|
| April 14, 2025 |
Exhibit 4.38 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is entered into as of April 11, 2025, by and between Evangelos J. Pistiolis, (the “Seller”), and Top Mega Yachts Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer are sometimes referred to in this Agreement as a “Party” and collectively as the “Parties.” RECITALS WHEREAS, the Seller ow |
|
| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
|
| April 14, 2025 |
Exhibit 2.8 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, TOP Ships Inc. (the "Company", "we", "us" and "our") had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securities Exchange Act of 1934, as amended |
|
| April 14, 2025 |
Exhibit 4.36 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 179 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Eco Marina Del Rey dated 11 January 2024 Clause Index Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subo |
|
| April 14, 2025 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
|
| April 14, 2025 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, President, Chief Executive Officer and Director of t |
|
| April 14, 2025 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
|
| April 14, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated April 14, 2025, relating to the consolidated financial statements of Top Ships Inc. app |
|
| April 14, 2025 |
CONSENT OF WATSON FARLEY & WILLIAMS LLP Exhibit 15.2 CONSENT OF WATSON FARLEY & WILLIAMS LLP Reference is made to the annual report on Form 20-F of Top Ships Inc. (the “Company”) for the year ended December 31, 2024 (the “Annual Report”) and the Registration Statements on Form F-3 (File Nos. 333-267170 and 333-268475) and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of the Comp |
|
| April 14, 2025 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.35 1. Shipbroker N/A 2. Place and date 11 January 2024 3. Owners/Place of business (Cl. 1) SEA 179 LEASING CO. LIMITED, a company incorporated under the laws of Hong Kong with company number 2878380 whose registered office is at 46/F, Champion Tower, 3 Garden Road, Central, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) PCH DREAMING INC. a corporation incorporated under the l |
|
| April 14, 2025 |
Exhibit 4.37 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this "Agreement") is entered into as of July 12, 2024, by and between Evangelos J. Pistiolis, (the "Seller"), and Top Mega Yachts Inc., a Marshall Islands corporation (the "Buyer"). The Seller and the Buyer are sometimes referred to in this Agreement as a "Party" and collectively as the "Parties." RECITALS WHEREAS, the Seller own |
|
| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 IOULIOU KAISARA STR 19002, PAIANIA ATHENS, GREECE (Address of principal executi |
|
| November 7, 2024 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 November 7, 2024 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2024 Annual Meeting of Shareholders (the “Meeting”) of TOP Ships Inc. (the “Company”), which will be held at the offices of Central Mare Inc., 20 Iouliou Kaisara Str 19002, Paiania, Athens, Greece, on December 6, 2024 at 10:00 a.m. local time, and related materials. At this Meeting, shareholders of the |
|
| November 7, 2024 |
Exhibit 99.2 TOP SHIPS INC. 20 IOULIOU KAISARA STR. 19002, PAIANIA ATHENS-GREECE SCAN TO VIEW MATERIALS & VOTE VOTE BY INTERNET - www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 P.M. Eastern Time on December 5, 2024. Have your proxy card in hand when you access the website and follow the |
|
| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens – Greece (Address of principal execut |
|
| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
|
| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
|
| July 25, 2024 |
Top Ships Inc. Announces Time Charter Extensions at Very Strong Rates and Revenue of $100 Million EXHIBIT 99.1 Top Ships Inc. Announces Time Charter Extensions at Very Strong Rates and Revenue of $100 Million ATHENS, Greece, July 25, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its 50% subsidiaries which own M/T Eco Yosemite Park and M/T Eco Joshua Park entered into |
|
| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
|
| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of prin |
|
| May 24, 2024 |
Up to $5,800,000 of Common Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267170 PROSPECTUS SUPPLEMENT (To Prospectus dated September 13, 2022) Up to $5,800,000 of Common Shares We have entered into an equity distribution agreement (the “Distribution Agreement”) with Maxim Group LLC (“Maxim” or the “Sales Agent”) as our sales agent, relating to our common shares, par value $0.01 per share, offered |
|
| May 24, 2024 |
TOP SHIPS INC. Up to US$5,800,000 of Common Shares EQUITY DISTRIBUTION AGREEMENT Exhibit 1.1 TOP SHIPS INC. Up to US$5,800,000 of Common Shares EQUITY DISTRIBUTION AGREEMENT May 24, 2024 Maxim Group LLC 300 Park Avenue, 16th Floor New York, New York 10022 Ladies and Gentlemen: Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, common sh |
|
| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of prin |
|
| May 2, 2024 |
EXHIBIT 99.1 TOP Ships Inc. Announces Commencement of Time Charter at Very Strong Rate an Increase of 36% Over Previous Time Charter ATHENS, Greece, May 02, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has commenced its previously announced time charter employment con |
|
| April 23, 2024 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response 1. |
|
| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOP SHIPS INC. (Exact name of registrant as specified in its charter) Republic of the Marshall Islands N/A (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifica |
|
| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 11, 2024 |
TOP Ships Inc. Announces Transfer of Listing to the NYSE American LLC EXHIBIT 99.1 TOP Ships Inc. Announces Transfer of Listing to the NYSE American LLC ATHENS, Greece, April 11, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ: TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it will transfer the listing of its common shares from the Nasdaq Capital Market (“Nasdaq”) to the N |
|
| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 1, 2024 |
Top Ships Inc. Announces Filing of 2023 Annual Report on Form 20-F EXHIBIT 99.1 Top Ships Inc. Announces Filing of 2023 Annual Report on Form 20-F ATHENS, Greece, April 01, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2023 (the “Annual Report”) has been filed with the U.S. Securities and |
|
| March 29, 2024 |
ADDITIONAL CLAUSES TO BARECON 2001 DATED 11 January 2024 Exhibit 4.24 1. Shipbroker 2. Place and date N/A 11 January 2024 3. Owners/Place of business (Cl. 1) 4. Bareboat Charterers/Place of business (Cl. 1) SEA 269 LEASING CO. LIMITED, a company incorporated LEGIO X INC., a corporation incorporated under the laws under the laws of Hong Kong with company number 3053427 of the Republic of the Marshall Islands, having its whose registered office is at 27/F |
|
| March 29, 2024 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
|
| March 29, 2024 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
|
| March 29, 2024 |
Exhibit 4.21 EXECUTION VERSION Dated 8 December 2023 TOP SHIPS INC. as Guarantor and GIANT 9 HOLDING LIMITED as Owner GUARANTEE relating to a bareboat charter of the vessel m.v. ECO MALIBU dated 8 December 2023 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 |
|
| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.22 1. Shipbroker N/A 2. Place and date 3. Owners/Place of business (Cl. 1) SEA 268 LEASING CO. LIMITED, a company incorporated under the laws of Hong Kong with company number 3053427 whose registered office is at 27/F, Three Exchange Square, 8 Connaught Place, Central, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) JULIUS CAESAR INC., a corporation incorporated under the laws |
|
| March 29, 2024 |
Exhibit 4.25 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 269 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Legio X Equestris dated 11 January 2024 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subor |
|
| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
|
| March 29, 2024 |
Exhibit 4.27 IT IS THIS DAY AGREED between South California Inc. of Marshall Islands (hereinafter referred to as "Owners"), being owners of the good motor/steam* vessel called Eco Bel Air (ex. Hull S874) - IMO No. 9794056 (hereinafter referred to as "the vessel") described as per Clause 1 hereof and Trafigura Maritime Logistics Pte. Ltd. of Singapore (hereinafter referred to as "Charterers") Descr |
|
| March 29, 2024 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
|
| March 29, 2024 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Evangelos J. Pistiolis, President, Chief Executive Officer and Director of t |
|
| March 29, 2024 |
Exhibit 4.26 EXECUTION VERSION Facility Agreement between HSBC Private Bank (Suisse) SA Quai des Bergues 9-17 1201 Geneva Switzerland (the “Lender”) and Top Ships Inc. Trust Company Complex Ajeltake Road Ajeltake Island, Majuro Marshall Islands, MH 96960 (the “Borrower”) and Julius Caesar Inc. Trust Company Complex Ajeltake Road Ajeltake Island, Majuro Marshall Islands, MH 96960 (the “Ship Co 1”) |
|
| March 29, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated March 29, 2024, relating to the consolidated financial statements of Top Ships Inc. app |
|
| March 29, 2024 |
Exhibit 2.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, TOP Ships Inc. (the “Company”, “we”, “us” and “our”) had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securities Exchange Act of 1934, as amended |
|
| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.20 1. Shipbroker N/A 2. Place and date 3. Owners/Place of business (Cl. 1) GIANT 9 HOLDING LIMITED, a company incorporated under the laws of Hong Kong with company number 3304181 whose registered office is at 6/F, Manulife Place, 348 Kwun Tong Road, Kowloon, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) ATHENEAN EMPIRE INC. a corporation incorporated under the laws of the Re |
|
| March 29, 2024 |
Exhibit 4.19 EXECUTION VERSION Dated 8 December 2023 TOP SHIPS INC. as Guarantor and GREAT EQUINOX LIMITED as Owner GUARANTEE AND INDEMNITY relating to a bareboat charter dated 8 December 2023 of the vessel m.v. “ECO WEST COAST” TABLE OF CONTENTS Clause Page 1. DEFINITIONS AND INTERPRETATION 1 2. GUARANTEE AND INDEMNITY 2 3. CONTINUING SECURITY 3 4. RESTRICTIONS ON GUARANTOR 4 5. PAYMENTS 5 6. NO |
|
| March 29, 2024 |
RIDER CLAUSES TO TIME CHARTER PARTY M.T. “Eco Beverly Hills” DATED 14th February 2022 Exhibit 4.28 Code word for this Charter Party "SHELLTIME 4" Issued December 1984 amended December 2003 Time Charter Party LONDON – 14th February 2022 IT IS THIS DAY AGREED between Malibu Warrior Inc. of Marshall Islands (hereinafter referred to as "Owners"), being owners of the good motor/stream* vessel called Eco Beverly Hills (ex. Hull S875) – IMO No. 9794068 (hereinafter referred to as "the Ves |
|
| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.18 1. Shipbroker N/A 2. Place and date 8 December 2023 3. Owners/Place of business (Cl. 1) Great Equinox Limited, a corporation incorporated and existing under the laws of the Republic of the Marshall Islands with entity number 102028 and its registered address at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96960 4. Bareboat Charterers/Place of busin |
|
| March 29, 2024 |
Exhibit 97.1 TOP SHIPS INC. Policy for the Recovery of Erroneously Awarded Incentive Compensation Adopted Date: November 28, 2023 1. Introduction The Board of Directors (the “Board”) of Top Ships Inc. (the “Company”) has adopted this policy (the “Policy”), which provides for recoupment, otherwise referred to as “clawback,” of certain Erroneously Awarded Incentive Compensation from Covered Executiv |
|
| March 29, 2024 |
Exhibit 4.23 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 268 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Julius Caesar dated 11 January 2024 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordina |
|
| March 29, 2024 |
Exhibit 11.1 TOP SHIPS INC. CORPORATE CODE OF BUSINESS ETHICS AND CONDUCT 1, VASILISSIS SOFIAS STR. & MEGALOU ALEXANDROU STR., GR 15124 ATHENS, GREECE TEL: +30-210-8128320 FAX: +30-210-8020-364 TABLE OF CONTENTS TITLE PAGE 1. Compliance with Laws, Rules and Regulations 3 2. Honest and Fair Dealing 3 3. Conflict of Interest and Corporate Opportunity 3 4. Confidentiality and Privacy 3 5. Proper Use |
|
| February 14, 2024 |
DE:UER0 / Top Ships Inc. / ARMISTICE CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 14, 2024 |
DE:UER0 / Top Ships Inc. / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| February 7, 2024 |
EXHIBIT 99.1 TOP Ships Inc. Announces Vessel Refinancings and Full Redemption of Series F Perpetual Preferred Shares Held by Related Party ATHENS, Greece, Feb. 07, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has entered into five sale and leaseback fi |
|
| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| December 14, 2023 |
TOP Ships Announces Share Repurchase Program EXHIBIT 99.1 TOP Ships Announces Share Repurchase Program ATHENS, Greece, Dec. 14, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today a share repurchase program. The Company’s Board of Directors (the “Board”) today authorized a share repurchase program under which t |
|
| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| December 12, 2023 |
EXHIBIT 99.1 Top Ships Announces Increase From Previously Announced Management Estimate of Net Asset Value to $344 Million and Contracted Revenue Backlog of $400 Million ATHENS, Greece, Dec. 12, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that after taking in |
|
| December 7, 2023 |
EXHIBIT 99.1 TOP Ships Announces Increase in Shareholding by Pistiolis Family to 73% Via Full Conversion of Preferred Shares and Open-Market Purchases Demonstrating the CEO’S Commitment to the Company ATHENS, Greece, Dec. 07, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, annou |
|
| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| December 6, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| December 4, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 30, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 28, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 22, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment SC 13D/A 1 sc13da112223.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 34)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y230 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0 |
|
| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| November 22, 2023 |
TOP Ships Inc. Announces Extension of Time Charter Employment for Two VLCC Tankers EXHIBIT 99.1 TOP Ships Inc. Announces Extension of Time Charter Employment for Two VLCC Tankers ATHENS, Greece, Nov. 22, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has agreed to extend the time charter employment contracts of its two VLCC vessels, M/T Julius Caesa |
|
| November 14, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 8, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment SC 13D/A 1 sc13da110823.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 32)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y230 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0 |
|
| October 31, 2023 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 October 31, 2023 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2023 Annual Meeting of Shareholders (the “Meeting”) of TOP Ships Inc. (the “Company”), which will be held at the offices of Central Mare Inc., 1 Vas. Sofias & Meg. Alexandrou Str., Maroussi-Athens 151 24, Greece, on November 22, 2023 at 10:00 a.m. local time, and related materials. At this Meeting, shar |
|
| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| October 31, 2023 |
Exhibit 99.2 SCAN TO VIEW MATERIALS & VOTEwTOP SHIPS INC. VOTE BY INTERNET - www.proxyvote.comor scan the QR Barcode above 1 VAS. SOFIAS & MEG. ALEXANDROU STR. Use the Internet to transmit your voting instructions and for electronic delivery MAROUSSI ATHENS of information. Vote by 11:59 P.M. Eastern Time on November 18, 2023. Have 15124, GREECEyour proxy card in hand when you access the website an |
|
| October 17, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| October 16, 2023 |
Top Ships Inc. Announces Compliance with NASDAQ Minimum Bid Price Requirement EXHIBIT 99.1 Top Ships Inc. Announces Compliance with NASDAQ Minimum Bid Price Requirement ATHENS, Greece, Oct. 16, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that NASDAQ notified the Company that it has regained compliance with the minimum bid price requirement for the Nasdaq Capital M |
|
| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| October 4, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address o |
|
| September 28, 2023 |
TOP Ships Announces Reverse Stock Split EXHIBIT 99.1 TOP Ships Announces Reverse Stock Split ATHENS, Greece, Sept. 28, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), announced today that it has determined to effect a 1-for-12 reverse stock split of the Company’s issued common shares. The Company’s shareholders approved the reverse stock split and granted the Board the authority to determine the exact split ratio |
|
| August 9, 2023 |
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of principal executiv |
|
| August 4, 2023 |
EXHIBIT 99.1 TOP Ships Announces Management Estimate of Net Asset Value of $285 Million, Net Asset Value per Share of $14.02 and Diluted Net Asset Value per Share of $4.97 ATHENS, Greece, Aug. 04, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that following the |
|
| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
|
| August 3, 2023 |
EXHIBIT 99.1 Top Ships Announces Profit of $5.8 Million and an EPS of $0.13 for the 1st Half of 2023 Marking its Fifth Consecutive Profitable Six-Month Period ATHENS, Greece, Aug. 03, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today its unaudited financial results for the six months ended Jun |
|
| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
|
| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
|
| July 20, 2023 |
EXHIBIT 99.1 TOP Ships Inc. Announces Time Charters at Very Strong Rates and Revenue Backlog of $352 Million, 26% Higher Than Previously Reported ATHENS, Greece, July 20, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has agreed to extend for up to 36 months the time |
|
| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
|
| June 21, 2023 |
Top Ships Inc. Announces Proposed Spin-Off Creating a New Suezmax Tanker Company EXHIBIT 99.1 Top Ships Inc. Announces Proposed Spin-Off Creating a New Suezmax Tanker Company ATHENS, Greece, June 21, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel -efficient “ECO” tanker vessels, announced today the filing of a registration statement on Form 20-F with the U.S. Securities and Exchange Commi |
|
| May 8, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 25, 2023 |
TOP Ships Inc. Announces Receipt of Nasdaq Notice EXHIBIT 99.1 TOP Ships Inc. Announces Receipt of Nasdaq Notice ATHENS, Greece, April 25, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has received written notification from The Nasdaq Stock Market (“Nasdaq”) dated April 21, 2023, indicating that because the closing bid price of th |
|
| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 13, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A (AMENDMENT NO. 28) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 3, 2023 |
Consent of Independent Registered Accounting Firm * Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated March 31, 2023, relating to the consolidated financial statements of Top Ships Inc. app |
|
| April 3, 2023 |
TOP Ships Inc. Announces Filing of 2022 Annual Report on Form 20-F EXHIBIT 99.1 TOP Ships Inc. Announces Filing of 2022 Annual Report on Form 20-F ATHENS, Greece, April 03, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2022 (the “Annual Report”) has been filed with the U.S. Securities and |
|
| April 3, 2023 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Financial Officer * Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
|
| April 3, 2023 |
Exhibit 1.12 ARTICLES OF AMENDMENT TO THE THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TOP SHIPS INC. PURSUANT TO SECTION 90 OF THE MARSHALL ISLANDS BUSINESS CORPORATIONS ACT I, Evangelos J. Pistiolis, as the Chief Executive Officer of TOP Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands as OCEAN HOLDINGS INC. on January 10, 2000 (the “Corpor |
|
| April 3, 2023 |
Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
|
| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
|
| April 3, 2023 |
Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, President, Chief Executive Officer, and Director of |
|
| April 3, 2023 |
Exhibit 2.9 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the annual report on Form 20-F of which this exhibit is a part, TOP Ships Inc. (the "Company") had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securitie |
|
| April 3, 2023 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Executive Officer * Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
|
| March 8, 2023 |
Top Ships Announces Management Estimate of Diluted Net Asset Value Per Share of $5.27 EXHIBIT 99.1 Top Ships Announces Management Estimate of Diluted Net Asset Value Per Share of $5.27 ATHENS, Greece, March 08, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that the Company’s management estimates the company’s Net Asset Value (“NAV”), based on ch |
|
| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| March 3, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment SC 13D/A 1 sc13da030223.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 27)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y198 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0030 ( |
|
| March 1, 2023 |
EXHIBIT 99.1 TOP Ships Announces Record Net Income of $18.9 Million for the Year Ended December 31, 2022, 120% Increase From 2021, and Adoption of Shareholder-Friendly Measures Including Moratorium on New Equity Offerings ATHENS, Greece, March 01, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced to |
|
| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| February 23, 2023 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
|
| February 23, 2023 |
TOPS / Top Ships Inc / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TOP Ships Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) MHY8897Y1986 (CUSIP Number) February 14, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| February 17, 2023 |
MHY8897Y1986 / TOP Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 16, 2023 |
Exhibit 4.1 PLACEMENT AGENCY AGREEMENT February 14, 2023 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), Top Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby agrees to sell up to an aggregate of $13,560,999.75 of register |
|
| February 16, 2023 |
424B5 1 f424b5021523.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-267170 Prospectus Supplement (To Prospectus dated September 13, 2022) 10,045,185 Units consisting of Common Shares or Pre-Funded Warrants to Purchase Common Shares and Warrants to Purchase Common Shares We are offering 10,045,185 units (“Units”), each consisting of one common share and a warrant to purchase one co |
|
| February 16, 2023 |
Exhibit 4.3 FORM OF COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: February 16, 2023 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “In |
|
| February 16, 2023 |
Exhibit 4.2 FORM OF SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 14, 2023, between Top Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the |
|
| February 16, 2023 |
Exhibit 4.4 FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: February 16, 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after th |
|
| February 16, 2023 |
TOP SHIPS INC. ANNOUNCES PRICING OF $13.6 MILLION REGISTERED DIRECT OFFERING Exhibit 99.1 TOP SHIPS INC. ANNOUNCES PRICING OF $13.6 MILLION REGISTERED DIRECT OFFERING ATHENS, Greece, February 14, 2023 - TOP Ships Inc. (the “Company” or “TOP Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has entered into a securities purchase agreement with several institutional investors to purchase approxi |
|
| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| February 14, 2023 |
MHY8897Y1986 / TOP Ships Inc / ARMISTICE CAPITAL, LLC Passive Investment SC 13G 1 armistice-tops123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y198 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
|
| February 13, 2023 |
our Report on Form 6-K furnished to the Commission on February 13, 2023. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| February 13, 2023 |
EXHIBIT 99.1 Top Ships Inc. Announces New Time Charter Employment at Very Strong Rate and Updated Revenue Backlog of $280 Million ATHENS, Greece, Feb. 13, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has entered into a time charter employment contract with a high-qu |
|
| January 13, 2023 |
our Report on Form 6-K furnished to the Commission on January 13, 2023; and UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| January 6, 2023 |
MHY8897Y1986 / TOP Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| December 30, 2022 |
our Report on Form 6-K furnished to the Commission on December 30, 2022; 6-K 1 f6k123022.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUS |
|
| December 23, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| December 22, 2022 |
As filed with the Securities and Exchange Commission on December 22, 2022 As filed with the Securities and Exchange Commission on December 22, 2022 Registration No. |
|
| December 14, 2022 |
TOP Ships Announces Pricing of $13.5 Million Public Offering Exhibit 99.1 TOP Ships Announces Pricing of $13.5 Million Public Offering ATHENS, Greece, December 4, 2022 (GLOBE NEWSWIRE) - – TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today the pricing of a public offering of 6,750,000 units at a price of $2.00 per unit. Each unit consists of one common share and |
|
| December 14, 2022 |
Exhibit 4.3 TOP Ships Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of December 6, 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of December 6, 2022 (“Agreement”), between TOP Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and American Stock Transfer & Trust C |
|
| December 14, 2022 |
our Report on Form 6-K furnished to the Commission on December 14, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| December 14, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi CORRESP 1 filename1.htm Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece December 14, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-3 Originally filed on November 18, 2022 File No. 333-268475 Ladies and Gentlemen: The undersigned r |
|
| December 14, 2022 |
Exhibit 4.2 form of SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 4, 2022, between Top Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the |
|
| December 14, 2022 |
TOP Ships Announces Closing of $13.5 Million Public Offering Exhibit 99.2 TOP Ships Announces Closing of $13.5 Million Public Offering ATHENS, Greece, December 6, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today the closing of its previously announced public offering of 6,750,000 units at a price of $2.00 per unit. Each unit consisted of |
|
| December 14, 2022 |
Exhibit 4.4 FORM OF CLASS C COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: December 6, 2022 CUSIP: Y8897Y222 ISIN: MHY8897Y2224 THIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set fort |
|
| December 14, 2022 |
Exhibit 4.1 PLACEMENT AGENCY AGREEMENT December 4, 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), Top Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby agrees to sell up to an aggregate of $15,000,000 of registered s |
|
| December 12, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| December 6, 2022 |
Filed Pursuant to Rule 424(b)(1) Registration No. 333-267545 PROSPECTUS Up to 6,750,000 Units consisting of Common Shares or Pre-Funded Warrants to Purchase Common Shares and Class C Warrants to Purchase Common Shares TOP Ships Inc. We are offering on a best-efforts basis up to 6,750,000 Units, each consisting of one common share and one Class C Warrant to purchase one common share, at a public of |
|
| December 2, 2022 |
CORRESP 1 filename1.htm December 2, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exc |
|
| December 2, 2022 |
TOP Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi TOP Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece December 2, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: The undersigned registrant he |
|
| December 1, 2022 |
As filed with the Securities and Exchange Commission on December 1, 2022 As filed with the Securities and Exchange Commission on December 1, 2022 Registration No. |
|
| November 30, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece November 30, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: On November 28, 2022, the un |
|
| November 30, 2022 |
November 30, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: On November 28, 2022, Maxim Group LLC, as placement agent, along with the above referenced registrant, requeste |
|
| November 28, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi CORRESP 1 filename1.htm Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece November 28, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: The |
|
| November 28, 2022 |
November 28, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under |
|
| November 25, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 18, 2022 |
Exhibit 107 Calculation of Filing Fee Tables F-3 (Form Type) TOP Ships Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Newly |
|
| November 18, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 18, 2022 |
As filed with the Securities and Exchange Commission on November 18, 2022 As filed with the Securities and Exchange Commission on November 18, 2022 Registration No. |
|
| November 18, 2022 |
As filed with the Securities and Exchange Commission on November 18, 2022 As filed with the Securities and Exchange Commission on November 18, 2022 Registration No. |
|
| November 17, 2022 |
November 17, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: As the placement agent of the proposed offering of Top Ships Inc. (the “Company”), we hereby withdraw our prior |
|
| November 17, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece November 17, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: On November 16, 2022, the un |
|
| November 16, 2022 |
CORRESP 1 filename1.htm November 16, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Ex |
|
| November 16, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece November 16, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1, as amended Originally filed on September 22, 2022 File No. 333-267545 Ladies and Gentlemen: The undersigned registrant h |
|
| November 3, 2022 |
VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation Washington, D. |
|
| November 2, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| October 20, 2022 |
Exhibit 4.3 FORM OF CLASS C COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: , 2022 THIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (th |
|
| October 20, 2022 |
Exhibit 4.4 FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: , 2022 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date here |
|
| October 20, 2022 |
Powers of Attorney (included in the signature pages hereto)* As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
|
| October 20, 2022 |
Form of Securities Purchase Agreement* Exhibit 10.40 FORM OF SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2022, between Top Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchas |
|
| October 20, 2022 |
Exhibit 4.2 TOP Ships Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2022 (“Agreement”), between TOP Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and American Stock Transfer & Trust Company, LLC, a New Y |
|
| October 20, 2022 |
Form of Placement Agency Agreement* Exhibit 1.1 FORM OF PLACEMENT AGENCY AGREEMENT , 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), Top Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby agrees to sell up to an aggregate of $ of registered securities (t |
|
| October 20, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form F-1 (Form Type) TOP Ships Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common shares, par v |
|
| October 19, 2022 |
VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation Washington, D. |
|
| October 14, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. Activist Investment Proof - sc13da101422.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 19)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y198 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0030 (Name, Addres |
|
| October 11, 2022 |
our Report on Form 6-K furnished to the Commission on October 11, 2022. 6-K 1 f6k101022.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSS |
|
| October 11, 2022 |
our Report on Form 6-K furnished to the Commission on October 11, 2022; and UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| October 11, 2022 |
Form of Common Stock Purchase Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
|
| October 11, 2022 |
Inducement Letter dated October 10, 2022 (52) Exhibit 10.1 October 10, 2022 [Name and address of warrant holder] Re: Reprice and Reload Offer of Common Stock Purchase Warrants To Whom It May Concern: TOP Ships Inc., a Marshall Islands corporation (the ?Company?), is pleased to offer to you the opportunity to receive new Common Stock purchase warrants of the Company in consideration for the exercise of the Common Stock purchase warrants with i |
|
| October 11, 2022 |
TOP SHIPS INC. ENTERS INTO WARRANT EXERCISE TRANSACTION FOR $4.8 MILLION IN GROSS PROCEEDS Exhibit 99.1 TOP SHIPS INC. ENTERS INTO WARRANT EXERCISE TRANSACTION FOR $4.8 MILLION IN GROSS PROCEEDS Athens, Greece, October 10, 2022 ? TOP Ships Inc. (Nasdaq: TOPS) (the ?Company?) announced today that it has entered into an agreement with an accredited investor that is an existing holder of warrants to purchase an aggregate of 715,150 of the Company?s common shares for cash (the ?Existing War |
|
| October 11, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 6 (TO PROSPECTUS DATED JULY 14, 2022) 715,150 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders TOP Ships Inc. This is a supplement (“Prospectus Supplement”) to the prospectus, dated July 14, 2022 (“Prospectus”) of TOP Ships Inc. (the “Company”), which forms a part of the Com |
|
| October 11, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 7 (TO PROSPECTUS DATED JULY 14, 2022) 715,150 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders TOP Ships Inc. This is a supplement (“Prospectus Supplement”) to the prospectus, dated July 14, 2022 (“Prospectus”) of TOP Ships Inc. (the “Company”), which forms a part of the Compa |
|
| October 11, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| October 11, 2022 |
Top Ships Inc. Announces Compliance With NASDAQ Minimum Bid Price Requirement EXHIBIT 99.1 Top Ships Inc. Announces Compliance With NASDAQ Minimum Bid Price Requirement ATHENS, Greece, Oct. 10, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that NASDAQ notified the Company that it has regained compliance with the minimum bid price requirement for the Nasdaq Capital M |
|
| October 7, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 5 (TO PROSPECTUS DATED JULY 14, 2022) 14,303,000 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders ? Top Ships Inc. This is a supplement (?Prospectus Supplement?) to the prospectus, dated July 14, 2022 (?Prospectus?) of TOP Ships Inc. (the ?Company?), which forms a part of the |
|
| October 6, 2022 |
our Report on Form 6-K furnished to the Commission on October 6, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
|
| October 6, 2022 |
Top Ships Announces Termination of ATM Program of $19.7 Million EXHIBIT 99.1 Top Ships Announces Termination of ATM Program of $19.7 Million ATHENS, Greece, Oct. 06, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced that it has given notice to terminate the equity distribution agreement for the sale of the Company?s common shares up to an aggregate amount of $19 |
|
| September 28, 2022 |
our Report on Form 6-K furnished to the Commission on September 28, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address o |
|
| September 28, 2022 |
TOP Ships Announces a 412% Increase in Net Income for the Six Months Ended June 30 EXHIBIT 99.1 TOP Ships Announces a 412% Increase in Net Income for the Six Months Ended June 30 ATHENS, Greece, Sept. 28, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today its unaudited financial results for six months ended June 30, 2022. For the six months ended June 30, 2022, the Company re |
|
| September 28, 2022 |
424B3 1 f424b3092822.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 4 (TO PROSPECTUS DATED JULY 14, 2022) 14,303,000 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders Top Ships Inc. This is a supplement (“Prospectus Supplement”) to the prospectus, dated July 14, 2022 (“Prospectus”) of TOP Ships Inc. (the “Compan |
|
| September 27, 2022 |
our Report on Form 6-K furnished to the Commission on September 27, 2022; FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of principal execu |
|
| September 27, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 3 (TO PROSPECTUS DATED JULY 14, 2022) 14,303,000 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders Top Ships Inc. This is a supplement (“Prospectus Supplement”) to the prospectus, dated July 14, 2022 (“Prospectus”) of TOP Ships Inc. (the “Company”), which forms a part of the Co |
|
| September 22, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form F-1 (Form Type) TOP Ships Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common shares, par value $0.01 per s |
|
| September 22, 2022 |
As filed with the Securities and Exchange Commission on September 21, 2022 As filed with the Securities and Exchange Commission on September 21, 2022 Registration No. |
|
| September 22, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 2 (TO PROSPECTUS DATED JULY 14, 2022) 14,303,000 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders ? Top Ships Inc. This is a supplement (?Prospectus Supplement?) to the prospectus, dated July 14, 2022 (?Prospectus?) of TOP Ships Inc. (the ?Company?), which forms a part of the |
|
| September 21, 2022 |
our Report on Form 6-K furnished to the Commission on September 21, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address o |
|
| September 21, 2022 |
TOP Ships Announces Reverse Stock Split EXHIBIT 99.1 TOP Ships Announces Reverse Stock Split ATHENS, Greece, Sept. 21, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the ?Company?), announced today that it has determined to effect a 1-for-20 reverse stock split of the Company?s issued common shares. The Company?s shareholders approved the reverse stock split and granted the Board the authority to determine the exact split ratio |
|
| September 9, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece September 9, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-3 Originally filed on August 31, 2022 File No. 333-267170 Ladies and Gentlemen: The undersigned registrant hereby requests |
|
| September 8, 2022 |
TOPS / Top Ships Inc / TOP SHIPS INC. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| September 7, 2022 |
424B3 1 f424b3090722.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-266002 PROSPECTUS SUPPLEMENT NO. 1 (TO PROSPECTUS DATED JULY 14, 2022) 14,303,000 Common Shares Issuable upon Exercise of Warrants Offered by the Selling Stockholders Top Ships Inc. This is a supplement (“Prospectus Supplement”) to the prospectus, dated July 14, 2022 (“Prospectus”) of TOP Ships Inc. (the “C |
|
| September 7, 2022 |
our Report on Form 6-K furnished to the Commission on September 7, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant?s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address o |
|
| August 31, 2022 |
As filed with the Securities and Exchange Commission on August 30, 2022 As filed with the Securities and Exchange Commission on August 30, 2022 Registration No. |
|
| August 31, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) TOP Ships Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration F |
|
| August 9, 2022 |
our Report on Form 6-K furnished to the Commission on August 9, 2022; 6-K 1 f6k080922.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI |
|
| August 9, 2022 |
Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. D90140 - Z83368 The Board of Directors recommends you vote FOR proposals 2 and 3: Nominee: 01) Alexandrios Tsirikos Please sign exact |
|
| August 9, 2022 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 August 9, 2022 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2022 Annual Meeting of Shareholders (the ?Meeting?) of TOP Ships Inc. (the ?Company?), which will be held at the offices of Central Mare Inc., 1 Vas. Sofias & Meg. Alexandrou Str., Maroussi-Athens 151 24, Greece, on September 5, 2022 at 10:00 a.m. local time, and related materials. At this Meeting, shareh |
|
| July 29, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| July 12, 2022 |
Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi CORRESP 1 filename1.htm Top Ships Inc. 1 Vas. Sofias and Meg. Alexandrou Str. 15124 Maroussi Greece July 12, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Top Ships Inc. Registration Statement on Form F-1 Originally filed on July 1, 2022 File No. 333-266002 Ladies and Gentlemen: The undersigned registrant |
|
| July 11, 2022 |
our Report on Form 6-K furnished to the Commission on July 11, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant?s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
|
| July 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables F-1 (Form Type) TOP Ships Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registe |
|
| July 1, 2022 |
As filed with the Securities and Exchange Commission on July 1, 2022 As filed with the Securities and Exchange Commission on July 1, 2022 Registration No. |
|
| June 10, 2022 |
our Report on Form 6-K furnished to the Commission on June 10, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of princi |
|
| June 10, 2022 |
Exhibit 4.1 PLACEMENT AGENCY AGREEMENT June 3, 2022 Mr. Evangelos J. Pistiolis Chief Executive Officer Top Ships Inc. 1 Vas. Sofias & Meg. Alexandrou Street 151 24, Maroussi Athens, Greece Dear Mr. Pistiolis: This agreement (the ?Agreement?) constitutes the agreement between Maxim Group LLC (the ?Placement Agent?) and Top Ships Inc., a company incorporated under the laws of the Republic of the Mar |
|
| June 10, 2022 |
Common Share Purchase Warrant dated June 7, 2022 (51) Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
|
| June 10, 2022 |
Exhibit 4.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of June 3, 2022, between Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). |
|
| June 10, 2022 |
Exhibit 4.4 PRE-FUNDED COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: [] Initial Exercise Date: June 7, 2022 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date her |
|
| June 9, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| June 7, 2022 |
4,700,000 Common Shares Pre-Funded Warrants to Purchase up to 9,603,000 Common Shares 424B5 1 f424b5060622.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-234281 Prospectus Supplement (To Prospectus dated November 4, 2019) 4,700,000 Common Shares Pre-Funded Warrants to Purchase up to 9,603,000 Common Shares We are offering an aggregate of 14,303,000 of our common shares (or pre-funded warrants), par value $0.01 per share, directly to a single institutional investor |
|
| June 3, 2022 |
EXHIBIT 99.1 TOP Ships Inc. Announces Pricing of $7.2 Million Registered Direct Offering and Concurrent Private Placement ATHENS, Greece, June 03, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has entered into a securities purchase agreement with a single institutiona |
|
| June 3, 2022 |
our Report on Form 6-K furnished to the Commission on June 3, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
|
| May 20, 2022 |
TOP Ships Inc. Announces Receipt of Nasdaq Notice EXHIBIT 99.1 TOP Ships Inc. Announces Receipt of Nasdaq Notice ATHENS, Greece, May 20, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has received written notification from The Nasdaq Stock Market (?Nasdaq?) dated May 18, 2022, indicating that because the closing bid price of the Co |
|
| May 20, 2022 |
our Report on Form 6-K furnished to the Commission on May 20, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of prin |
|
| May 6, 2022 |
Amendment No. 1 to our Annual Report, filed with the Commission on 6 May 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 20-F/A (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
|
| May 6, 2022 |
Consent of Independent Registered Accounting Firm* Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement No. 333-234281 on Form F-3 of our reports dated April 15, 2022, relating to the consolidated financial statements of Top Ships Inc. and the effectiveness of Top Ships Inc.’s internal control over financial reporting, appearing in this Annual Report on Form 20 |
|
| May 6, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Executive Officer* Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of Top Ships Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| May 6, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Financial Officer* Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of Top Ships Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| May 6, 2022 |
Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Top Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
|
| May 6, 2022 |
Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Top Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, Chief Executive Officer of the Company, certify, pur |
|
| April 29, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| April 19, 2022 |
our Report on Form 6-K furnished to the Commission on April 19, 2022; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant?s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
|
| April 19, 2022 |
Exhibit 1.1 TOP SHIPS INC. Up to US$19,700,000 of Common Shares EQUITY DISTRIBUTION AGREEMENT April 15, 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, New York 10022 Ladies and Gentlemen: Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Company?), proposes to issue and sell through Maxim Group LLC (the ?Agent?), as sales agent, common |
|
| April 18, 2022 |
6-K 1 f6k041822.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI |
|
| April 18, 2022 |
TOP Ships Inc. Announces Filing of 2021 Annual Report on Form 20-F EXHIBIT 99.1 TOP Ships Inc. Announces Filing of 2021 Annual Report on Form 20-F ATHENS, Greece, April 18, 2022 (GLOBE NEWSWIRE) - TOP Ships Inc. (the ?Company?), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2021 (the ?Annual Report?) has been filed with the U.S. Securities and |
|
| April 15, 2022 |
Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Top Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
|
| April 15, 2022 |
Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Top Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, Chief Executive Officer of the Company, certify, pur |
|
| April 15, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Financial Officer Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of Top Ships Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| April 15, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Executive Officer Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of Top Ships Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| April 15, 2022 |
Bareboat Charter in respect of M/T Julius Caesar dated as of November 23, 2021 (40) Exhibit 4.27 ADDITIONAL CLAUSES TO BARECON 2001 DATED 23 November 2021 32 CHARTER PERIOD 32.1 The period of this Charter (the "Charter Period") shall, subject to the terms of this Charter, continue for a period of ninety six (96) months starting from the Commencement Date. 32.2 Notwithstanding the fact that the Charter Period shall commence on the Commencement Date, this Charter shall be: (a) in f |
|
| April 15, 2022 |
Addendum No. 1 dated as of December 29, 2021 to MOA in respect of M/T Eco Los Angeles (43) Exhibit 4.30 Addendum to memorandum of agreement regarding the ECO LOS ANGELES This addendum (the ?Addendum?) is entered into on 29 December 2021 between: (1) SANTA CATALINA INC. of Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH 96960 (the "Sellers"); and (2) Norden Asset Management A/S of Strandvejen 52, 2900 Hellerup, Denmark (the ?Buyers?). (together referre |
|
| April 15, 2022 |
Bareboat Charter in respect of M/T Eco Oceano CA, dated as of March 2, 2022 (49) Exhibit 4.36 1. Shipbroker N/A 2. Place and date 2 March 2022 3. Owners/Place of business (Cl. 1) Great Oceano Limited, a corporation incorporated and existing under the laws of the Republic of the Marshall Islands with entity number 112907 and its registered address at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96960 4. Bareboat Charterers/Place of business |
|
| April 15, 2022 |
Exhibit 4.23 Private & confidential Dated: 6th May, 2021 ALPHA BANK S.A. (as Lender) - and - ATHENEAN EMPIRE INC. (as Borrower) LOAN AGREEMENT for a secured floating interest rate loan facility of up to US$38,000,000 THEO V. SIOUFAS & CO. LAW OFFICES Piraeus TABLE OF CONTENTS CLAUSE HEADINGS PAGE 1. PURPOSE, DEFINITIONS AND INTERPRETATION 1 2. THE LOAN 24 3. INTEREST 30 4. REPAYMENT - PREPAYMENT 3 |
|
| April 15, 2022 |
Consent of Independent Registered Accounting Firm Exhibit 15.1 Deloitte Certified Public Accountants S.A. 3a Fragkokklisias & Granikou str. Marousi Athens GR 151-25 Greece Tel: +30 210 6781 100 www.deloitte.gr Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement No. 333-234281 on Form F-3 of our reports dated April 15, 2022, relating to the consolidated financial statement |
|
| April 15, 2022 |
Time Charter Party dated as of February 14, 2022 in respect of M/T Eco Bel Air (47) Exhibit 4.34 Classified as PRIVATE AND CONFIDENTIAL Code word for this Charter Party "SHELLTIME 4" Issued December 1984 amended December 2003 ORIGINAL Time Charter Party LONDON ? 14th February 2022 IT IS THIS DAY AGREED between Malibu Warrior Inc. of Marshall Islands (hereinafter referred to as "Owners"), being owners of the good motor/stream* vessel called Eco Beverly Hills (ex. Hull S875) ? IMO |
|
| April 15, 2022 |
Bareboat Charter in respect of M/T Legio X Equestris dated as of November 23, 2021 (42) Exhibit 4.29 ADDITIONAL CLAUSES TO BARECON 2001 DATED 23 November 2021 32 CHARTER PERIOD 32.1 The period of this Charter (the "Charter Period") shall, subject to the terms of this Charter, continue for a period of ninety six (96) months starting from the Commencement Date. 32.2 Notwithstanding the fact that the Charter Period shall commence on the Commencement Date, this Charter shall be: (a) in f |
|
| April 15, 2022 |
Bridge Loan between TOP Ships Inc. and Central Mare Inc. dated January 5, 2022 (45) Exhibit 4.32 Date: January 5, 2022 Parties I. "The Borrower": Top Ships Inc., of the Marshall Islands, Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96960, duly represented by Mr. Alexandros Tsirikos, CFO/Director. II. "The Lender": Central Mare Inc., of the Marshall Islands, Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96960 |
