PLRM / Pilgrim Bancshares, Inc. - SEC-arkiveringer, Årsrapport, Fullmaktsdokument

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

PLRM / Pilgrim Bancshares, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

PLRM / Pilgrim Bancshares, Inc. / UBS Group AG - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pilgrim Bancshares Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

PLRM / Pilgrim Bancshares, Inc. / Context BH Capital Management, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

PLRM / Pilgrim Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Pilgrim Bancshares, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 72143J105 (CUSIP number) December 31, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate t

PLRM / Pilgrim Bancshares, Inc. / SEIDMAN LAWRENCE B - PILGRIM BANCSHARES, INC. SCHEDULE 13D AMENDMENT NO. 1 Activist Investment

SC 13D/A 1 plrmschedule13damend1.htm PILGRIM BANCSHARES, INC. SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title

PLRM / Pilgrim Bancshares, Inc. 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-55290 Pilgrim Bancshares, Inc. (Exact name of registrant as specified i

PLRM / Pilgrim Bancshares, Inc. S-8 POS

Registration No. 333-211826 As filed with the Securities and Exchange Commission on January 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pilgrim Bancshares, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 46-5110553 (State or Other Jurisdiction

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K 1 tv5119318k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdicti

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2019 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commissi

Submission of Matters to a Vote of Security Holders

8-K 1 tv5089728k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdict

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commissi

PLRM / Pilgrim Bancshares, Inc. FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commissi

PLRM / Pilgrim Bancshares, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 tv50572410q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Comm

PLRM / Pilgrim Bancshares, Inc. DEFINITIVE PROXY STATEMENT

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi

PLRM / Pilgrim Bancshares, Inc. PRELIMINARY PROXY STATEMENT

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi

PLRM / Pilgrim Bancshares, Inc. / Context BH Capital Management, LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Pilgrim Bancshares, Inc.

PLRM / Pilgrim Bancshares, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRIM

Hometown Financial Group to Acquire Pilgrim Bancshares

EX-99.1 5 tv499200ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 36 Main Street, Easthampton, MA 01027 40 S Main St., Cohasset, MA 02025 bankhfg.com bankPilgrim.com PRESS RELEASE – FOR IMMEDIATE RELEASE July 25, 2018 Hometown Financial Group to Acquire Pilgrim Bancshares Easthampton, Massachusetts and Cohasset, Massachusetts - Hometown Financial Group, Inc. the holding company for bankESB (Easthampton, MA)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission

Settlement, Consulting and Non-Competition Agreement with Francis E. Campbell, dated July 25, 2018

EX-10.2 4 tv499200ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION COPY settlement, Consulting and non-competition AGREEMENT THIS SETTLEMENT, CONSULTING AND NON-COMPETITION AGREEMENT, dated as of July 25, 2018 (this “Agreement”), is made and entered into by and among Pilgrim Bank (the “Bank”), a Massachusetts-chartered co-operative bank, Pilgrim Bancshares, Inc., a Maryland corporation and stock hol

Form of Voting Agreement dated as of July 25, 2018

Exhibit 10.1 EXHIBIT A July 25, 2018 Boards of Directors Hometown Financial Group, MHC Hometown Financial Group, Inc. 36 Main Street P.O. Box 351 Easthampton, Massachusetts 01027 To the Boards of Directors: The undersigned (“Shareholder”) is an executive officer or director of Pilgrim Bancshares, Inc. (“Pilgrim”) and the beneficial holder of shares of common stock of Pilgrim Bancshares, Inc. (the

Agreement and Plan of Merger by and among Hometown Financial Group, MHC, Hometown Financial Group, Inc. and Pilgrim Bancshares, Inc. Dated as of July 25, 2018 *

EX-2.1 2 tv499200ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 25, 2018 BY AND AMONG HOMETOWN FINANCIAL GROUP, MHC, HOMETOWN FINANCIAL GROUP, INC., AND PILGRIM BANCSHARES, INC. TABLE OF CONTENTS Page Nos. Introductory Statement 1 ARTICLE I - Definitions 1 ARTICLE II - The Merger 2.1 The Merger 7 2.2 Closing 7 2.3 Effective Time 7 2.4 Effects of the

Settlement, Consulting and Non-Competition Agreement with Francis E. Campbell, dated July 25, 2018

EX-10.2 4 tv499200ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION COPY settlement, Consulting and non-competition AGREEMENT THIS SETTLEMENT, CONSULTING AND NON-COMPETITION AGREEMENT, dated as of July 25, 2018 (this “Agreement”), is made and entered into by and among Pilgrim Bank (the “Bank”), a Massachusetts-chartered co-operative bank, Pilgrim Bancshares, Inc., a Maryland corporation and stock hol

Joint Press Release of Hometown Financial Group, Inc. and Pilgrim Bancshares, Inc., dated July 25, 2018

Exhibit 99.1 36 Main Street, Easthampton, MA 01027 40 S Main St., Cohasset, MA 02025 bankhfg.com bankPilgrim.com PRESS RELEASE – FOR IMMEDIATE RELEASE July 25, 2018 Hometown Financial Group to Acquire Pilgrim Bancshares Easthampton, Massachusetts and Cohasset, Massachusetts - Hometown Financial Group, Inc. the holding company for bankESB (Easthampton, MA) and bankHometown (Oxford, MA), and Pilgrim

Form of Voting Agreement dated as of July 25, 2018

EX-10.1 3 tv499200ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXHIBIT A July 25, 2018 Boards of Directors Hometown Financial Group, MHC Hometown Financial Group, Inc. 36 Main Street P.O. Box 351 Easthampton, Massachusetts 01027 To the Boards of Directors: The undersigned (“Shareholder”) is an executive officer or director of Pilgrim Bancshares, Inc. (“Pilgrim”) and the beneficial holder of shares of comm

PLRM / Pilgrim Bancshares, Inc. FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission

Agreement and Plan of Merger by and among Hometown Financial Group, MHC, Hometown Financial Group, Inc. and Pilgrim Bancshares, Inc. Dated as of July 25, 2018*

Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 25, 2018 BY AND AMONG HOMETOWN FINANCIAL GROUP, MHC, HOMETOWN FINANCIAL GROUP, INC., AND PILGRIM BANCSHARES, INC. TABLE OF CONTENTS Page Nos. Introductory Statement 1 ARTICLE I - Definitions 1 ARTICLE II - The Merger 2.1 The Merger 7 2.2 Closing 7 2.3 Effective Time 7 2.4 Effects of the Merger 7 2.5 Effect on Outstanding Shar

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission F

PLRM / Pilgrim Bancshares, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018. Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRI

PLRM / Pilgrim Bancshares, Inc. DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.

PLRM / Pilgrim Bancshares, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRIM BAN

Retention Bonus Agreement between Pilgrim Bank and Christopher G. McCourt

Exhibit 10.8 PILGRIM BANK RETENTION BONUS AGREEMENT This Retention Bonus Agreement (the “Agreement”) is entered into on this 15th day of June, 2017 by and between Pilgrim Bank (the "Bank") and Christopher G. McCourt (the "Executive"). To incentivize and retain the Executive, the Bank is willing to provide a cash retention bonus payable at the end of a specified period as defined herein, provided t

PLRM / Pilgrim Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pilgrim Bancshares, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 72143J105 (CUSIP number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate t

PLRM / Pilgrim Bancshares, Inc. / Pilgrim Bancshares, Inc. - SCHEDULE 13G (AMENDMENT 3) PILGRIM BANCSHARES, INC. DECEMBER 31, 2017 Passive Investment

SC 13G/A 1 sch13g-a2017.htm SCHEDULE 13G (AMENDMENT 3) PILGRIM BANCSHARES, INC. DECEMBER 31, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 3)* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 72143J 105 (CUSIP Number) December 31, 2017 (Da

PILGRIM BANCSHARES, INC. ANNOUNCES SPECIAL CASH DIVIDEND

Exhibit 99 Press Release FOR IMMEDIATE RELEASE Contact: Francis E. Campbell Telephone: (781) 383-0541 PILGRIM BANCSHARES, INC. ANNOUNCES SPECIAL CASH DIVIDEND January 31, 2018, Pilgrim Bancshares (OTC Pink: PLRM) (the ?Company?) today announced that its board of directors declared a special cash dividend of $0.30 per common share. The dividend will be paid on or about March 1, 2018, to stockholder

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2018 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commissi

PLRM / Pilgrim Bancshares, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017. Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PI

PLRM / Pilgrim Bancshares, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017. Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRIM

PLRM / Pilgrim Bancshares, Inc. / SEIDMAN LAWRENCE B - PILGRIM BANCSHARES, INC. SCHEDULE 13D Activist Investment

SC 13D 1 plrmschedule13d.htm PILGRIM BANCSHARES, INC. SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 7

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2017 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission F

Pilgrim Bancshares 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017. Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRI

Pilgrim Bancshares DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.

Pilgrim Bancshares FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRIM BAN

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

PLRM / Pilgrim Bancshares, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

PLRM / Pilgrim Bancshares, Inc. / Pilgrim Bancshares, Inc. - SCHEDULE 13G (AMENDMENT 2) PILGRIM BANCSHARES, INC. 2016 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 2)* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 72143J 105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru

PLRM / Pilgrim Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pilgrim Bancshares, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 72143J105 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate t

Pilgrim Bancshares FORM 10-Q (Quarterly Report)

10-Q 1 v44440210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016. Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commissio

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission

Restricted Stock Award Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN This restricted stock agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisio

ex104-s8060316.htm EXHIBIT 10.4 Restricted Stock Award Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN This restricted stock agreement (?Restricted Stock Award? or ?Agreement?) is and will be subject in every respect to the provisions of the 2015 Equity Incentive Plan (the ?Plan?) of Pilgrim Bancshares, Inc. (the ?Company?) which are incorporated h

NON-QUALIFIED STOCK OPTION AWARD AGREEMENT Stock Option Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN

EX-10.3 4 ex103-s8060316.htm FORM OF NON-STATUTORY STOCK OPTION AWARD AGREEMENT EXHIBIT 10.3 NON-QUALIFIED STOCK OPTION AWARD AGREEMENT Stock Option Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2015 Equity Incentive Plan (the “P

INCENTIVE STOCK OPTION AWARD AGREEMENT Stock Option Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN

ex102-s8060316.htm EXHIBIT 10.2 INCENTIVE STOCK OPTION AWARD AGREEMENT Stock Option Granted by PILGRIM BANCSHARES, INC. under the PILGRIM BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN This stock option agreement (?Option? or ?Agreement?) is and will be subject in every respect to the provisions of the 2015 Equity Incentive Plan (the ?Plan?) of Pilgrim Bancshares, Inc. (the ?Company?) which are incor

Pilgrim Bancshares PILGRIM BANCSHARES, INC. FORM S-8 06-03-2016

forms8060316.htm Registration No. 333- As filed with the Securities and Exchange Commission on June 3, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pilgrim Bancshares, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 46-5110553 (State or Other Jurisdiction of Incorporation or Organi

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 24, 2016 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 40 S

Pilgrim Bancshares 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016. Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRI

Pilgrim Bancshares DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.

Pilgrim Bancshares FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015. or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-55290 PILGRIM BAN

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2016 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commiss

PLRM / Pilgrim Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pilgram Bancshares, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 72143J105 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate t

PLRM / Pilgrim Bancshares, Inc. / Pilgrim Bancshares, Inc. - SCHEDULE 13G/A FOR FEB 2016 FILING Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 1)* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 72143J 105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru

Pilgrim Bancshares FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2015 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation) (Commiss

Pilgrim Bancshares DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ?240.

2015 Equity Incentive Plan (3)

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.

Pilgrim Bancshares FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2015 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or other jurisdiction of (Commission File No.) (I.

August 17, 2015

EX-16.1 2 v417903ex16-1.htm EXHIBIT 16.1 August 17, 2015 Securities and Exchange Commission 100 F Street, N. E. Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for Pilgrim Bancshares, Inc. (the “Company”). We have read the Company’s disclosure set forth in Item 4.01 “Changes in Registrant’s Certifying Accountant” of the Company’s Curr

PILGRIM BANK EXECUTIVE AND DIRECTOR DEFERRED COMPENSATION PLAN ARTICLE I

EX-10.1 2 exh10-18k060515.htm EXECUTIVE AND DIRECTOR DEFERRED COMPENSATION PLAN PILGRIM BANK EXECUTIVE AND DIRECTOR DEFERRED COMPENSATION PLAN ARTICLE I PURPOSE The purpose of this Executive and Director Deferred Compensation Plan (the “Plan”) is for Pilgrim Bank (the “Bank”) to provide current tax planning opportunities as well as supplemental funds for retirement for directors and certain key me

Pilgrim Bancshares FORM 8-K PILGRIM BANCSHARES, INC. 06-01-15 (Current Report/Significant Event)

form8k060515.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2015 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporati

PLRM / Pilgrim Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pilgrim Bancshares, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 72143J105 (CUSIP number) December 31, 2014 (Date of event which requires filing of this statement) Check the appropriate box to designate the

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

PLRM / Pilgrim Bancshares, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

PLRM / Pilgrim Bancshares, Inc. / Pilgrim Bancshares, Inc. - PILGRIM BANCSHARES, INC. SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 72143J 105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rul

PLRM / Pilgrim Bancshares, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - DISCLOSURE DOCUMENT Passive Investment

SC 13G 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pilgrim Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72143J105 (CUSIP Number) October 14, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2014 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 000-55290 46-5110553 (State or Other Jurisdiction of Incorporation)

PILGRIM BANCSHARES, INC. COMPLETES STOCK OFFERING

Exhibit 99.1 PILGRIM BANCSHARES, INC. COMPLETES STOCK OFFERING Cohasset, Massachusetts, October 10, 2014 – Pilgrim Bancshares, Inc. (the “Company”), a Maryland corporation and the holding company for Pilgrim Bank (the “Bank”), announced today the completion of the Company’s stock offering and the mutual-to-stock conversion of Conahasset Bancshares, MHC (the “MHC”). Shares of Pilgrim Bancshares, In

PLRM / Pilgrim Bancshares, Inc. 8-A12G - - 8-A12G

8-A12G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Pilgrim Bancshares, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 46-5110553 (State of incorporation or organization) (I.R.S. Employer Identification No.) 40 South Main Street Cohas

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2014 PILGRIM BANCSHARES, INC. (Exact name of registrant as specified in its charter) Maryland 333-194485 46-5110553 (State or Other Jurisdiction of Incorporation) (C

(Proposed Holding Company for Pilgrim Bank) Up to 1,897,500 Shares of Common Stock (Subject to increase to up to 2,182,125 Shares)

424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-194485 PROSPECTUS (Proposed Holding Company for Pilgrim Bank) Up to 1,897,500 Shares of Common Stock (Subject to increase to up to 2,182,125 Shares) Pilgrim Bancshares, Inc., a Maryland corporation, is offering shares of common stock for sale in connection with the conversion of Conahasset Bancshares, MHC from the mutual

PLRM / Pilgrim Bancshares, Inc. CORRESP - -

CORRESP [LETTERHEAD OF KEEFE, BRUYETTE & WOODS, INC.] August 7, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Pilgrim Bancshares, Inc. Registration Statement on Form S-1 (Registration Number 333-194485) Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of Regulation C promulgated under the Securities Act of

PLRM / Pilgrim Bancshares, Inc. CORRESP - -

CORRESP [LETTERHEAD OF KEEFE, BRUYETTE & WOODS, INC.] August 7, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Pilgrim Bancshares, Inc. Registration Statement on Form S-1 (Registration Number 333-194485) Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of Regulation C promulgated under the Securities Act of

CONAHASSET BANCSHARES, MHC PLAN OF CONVERSION Adopted by the Board of Trustees on February 25, 2014 TABLE OF CONTENTS ARTICLE 1. INTRODUCTION—BUSINESS PURPOSE 1 ARTICLE 2. DEFINITIONS 3 ARTICLE 3. GENERAL PROCEDURE FOR CONVERSION 10 3.1. Precondition

Exhibit 2 CONAHASSET BANCSHARES, MHC PLAN OF CONVERSION Adopted by the Board of Trustees on February 25, 2014 TABLE OF CONTENTS ARTICLE 1.

STOCK ORDER ACKNOWLEDGEMENT

EXHIBIT 99.4 Exhibit 99.4 Dear Current and Former Depositors: We are pleased to announce that Pilgrim Bancshares, Inc., a newly formed Maryland corporation, is offering shares of common stock for sale in connection with the conversion of Conahasset Bancshares, MHC from the mutual to the stock form of organization. Upon completion of the conversion and stock offering, Conahasset Bancshares, MHC wil

PLRM / Pilgrim Bancshares, Inc. CORRESP - -

CORRESPONDENCE LUSE GORMAN POMERENK & SCHICK A PROFESSIONAL CORPORATION ATTORNEYS AT LAW 5335 WISCONSIN AVENUE, N.

SEND OVERNIGHT PACKAGES TO: Pilgrim Bancshares, Inc. Stock Information Center c/o Keefe, Bruyette & Woods 18 Columbia Turnpike Florham Park, NJ 07932 Call us toll-free,

Exhibit 99.5 STOCK ORDER FORM For Internal Use Only BATCH # ORDER # CATEGORY # REC’D O C SEND OVERNIGHT PACKAGES TO: Pilgrim Bancshares, Inc. Stock Information Center c/o Keefe, Bruyette & Woods 18 Columbia Turnpike Florham Park, NJ 07932 Call us toll-free, at ORDER DEADLINE & DELIVERY: The Subscription Offering will expire at 2:00 p.m., Eastern Time, on . Your original Stock Order Form, properly

PLRM / Pilgrim Bancshares, Inc. S-1/A - - PRE-EFFECTIVE AMEND. NO. 2 TO FORM S-1

Pre-Effective Amend. No. 2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on July 23, 2014 Registration No. 333-194485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 TO THE FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pilgrim Bancshares, Inc. (Exact Name of Registrant as Specified in Its

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of , 2014 (the “Effective Date”), by and between Pilgrim Bank (the “Bank”) and Francis E. Campbell (“Executive”). Any reference to the “Company” shall mean Pilgrim Bancshares, Inc. the stock holding company of the Bank. WHEREAS, the Bank wishes to assure itself of the continued services of Ex

Pilgrim Bancshares, Inc. up to 1,897,500 Shares (subject to increase up to 2,182,125 shares) Common Stock ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT [ ], 2014

EX-1.2 Exhibit 1.2 Pilgrim Bancshares, Inc. up to 1,897,500 Shares (subject to increase up to 2,182,125 shares) Common Stock ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT [ ], 2014 Keefe, Bruyette & Woods, Inc. 10 South Wacker Drive Investment Banking Suite 3400 Chicago, Illinois 60606 Ladies and Gentlemen: Pilgrim Bancshares, Inc. (the “Holding Company”), a newly formed M

- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1

Pre-Effective Amendment No. 1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on June 9, 2014 Registration No. 333-194485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO THE FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pilgrim Bancshares, Inc. (Exact Name of Registrant as Specified in It

-

LUSE GORMAN POMERENK & SCHICK A PROFESSIONAL CORPORATION ATTORNEYS AT LAW 5335 WISCONSIN AVENUE, N.

Table 1 Pilgrim Bancshares, Inc. Recent Financial Data At Dec. 31, 2013 At March 31, 2014 Amount Assets Amount Assets ($000) (%) ($000) (%) Balance Sheet Data Total assets $ 171,556 100.00 % $ 169,371 100.00 % Cash, cash equivalents 8,991 5.24 8,602

EX-99.3.1 Exhibit 99.3.1 May 23, 2014 Board of Trustees Conahasset Bancshares, Inc. Boards of Directors Conahasset Bancshares, Inc. Pilgrim Bancshares, Inc. Pilgrim Bank 40 South Main Street Cohasset, Massachusetts 02025 Members of the Boards of Trustees and Directors: We have completed and hereby provide an updated appraisal of the estimated pro forma market value of the common stock which is to

Form of Common Stock Certificate of Pilgrim Bancshares, Inc. (1)

EX-4 Exhibit 4 INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND No. PILGRIM BANCSHARES, INC. Shares FULLY PAID AND NON-ASSESSABLE PAR VALUE $0.01 PER SHARE CUSIP: THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS, SEE REVERSE SIDE THIS CERTIFIES that is the owner of SHARES OF COMMON STOCK of Pilgrim Bancshares, Inc. a Maryland corporation The shares evidenced by this certi

March 11, 2014

EX-99.2 Exhibit 99.2 RP® FINANCIAL, LC. Advisory | Planning | Valuation March 11, 2014 Board of Trustees Conahasset Bancshares, MHC Boards of Directors Conahasset Bancshares, Inc. Pilgrim Bancshares, Inc. Pilgrim Bank 40 South Main Street Cohasset, Massachusetts 02025 Re: Plan of Conversion Conahasset Bancshares, MHC Members of the Board of Trustees and the Boards of Directors: All capitalized ter

PILGRIM BANK EMPLOYEE STOCK OWNERSHIP PLAN (adopted effective January 1, 2014) PILGRIM BANK EMPLOYEE STOCK OWNERSHIP PLAN

EX-10.6 15 d687131dex106.htm EX-10.6 Exhibit 10.6 PILGRIM BANK EMPLOYEE STOCK OWNERSHIP PLAN (adopted effective January 1, 2014) PILGRIM BANK EMPLOYEE STOCK OWNERSHIP PLAN This Employee Stock Ownership Plan (the “Plan”) has been executed, effective as of the 1st day of January, 2014, by Pilgrim Bank. WITNESSETH THAT WHEREAS, the board of directors of the Bank has resolved to adopt an employee stoc

March 11, 2014

EX-99.6 Exhibit 99.6 March 11, 2014 Board of Trustees Conahasset Bancshares, MHC Boards of Directors Conahasset Bancshares, Inc. Pilgrim Bancshares, Inc. Pilgrim Bank 40 South Main Street Cohasset, Massachusetts 02025 Re: Plan of Conversion Conahasset Bancshares, MHC. Members of the Boards: All capitalized terms not otherwise defined in this letter have the meanings given such terms in the Plan of

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of , 2014 (the “Effective Date”), by and between Pilgrim Bank (the “Bank”) and Francis E. Campbell (“Executive”). Any reference to the “Company” shall mean Pilgrim Bancshares, Inc. the stock holding company of the Bank. WHEREAS, the Bank wishes to assure itself of the continued services of Ex

January 10, 2014

EX-99.1 Exhibit 99.1 RP® FINANCIAL, LC. Advisory | Planning | Valuation January 10, 2014 Mr. Francis E. Campbell Chairman, President and Chief Executive Officer Pilgrim Bank A Subsidiary of Conahasset Bancshares, Inc. 40 South Main Street Cohasset, MA 02136 Dear Mr. Campbell: This letter sets forth the agreement between Pilgrim Bank, Cohasset, Massachusetts (the “Bank”), the wholly-owned subsidiar

PRO FORMA VALUATION REPORT STANDARD CONVERSION

EX-99.3 Exhibit 99.3 PRO FORMA VALUATION REPORT STANDARD CONVERSION Pilgrim Bancshares, Inc. | Cohasset, Massachusetts PROPOSED HOLDING COMPANY FOR: Pilgrim Bank | Cohasset, Massachusetts Dated as of February 14, 2014 1100 North Glebe Road Suite 600 Arlington, Virginia 22201 703.528.1700 rpfinancial.com February 14, 2014 Board of Trustees Conahasset Bancshares, MHC Boards of Directors Conahasset B

SEND OVERNIGHT PACKAGES TO: Pilgrim Bancshares, Inc. Stock Information Center c/o Keefe, Bruyette & Woods 10 S Wacker Dr, Suite 3400 Chicago, IL 60606 Call us toll-free,

STOCK ORDER FORM For Internal Use Only BATCH # ORDER # CATEGORY # REC’D O C SEND OVERNIGHT PACKAGES TO: Pilgrim Bancshares, Inc.

PILGRIM BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ARTICLE I

Exhibit 10.4 PILGRIM BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ARTICLE I PURPOSE The purpose of this Supplemental Executive Retirement Plan (the “Plan”) is for Pilgrim Bank (the “Bank”) to provide current tax planning opportunities as well as supplemental funds for retirement for certain key members of its management with deferred compensation. The Plan shall be effective January 1, 2014. The Pl

Bylaws of Pilgrim Bancshares, Inc.*

EX-3.2 5 d687131dex32.htm EX-3.2 Exhibit 3.2 PILGRIM BANCSHARES, INC. BYLAWS ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. Pilgrim Bancshares, Inc. (the “Corporation”) shall hold an annual meeting of its stockholders to elect directors and to transact any other business within its powers, at such place, on such date and at such time as the Board of Directors shall fix. Failure to hold an annua

PILGRIM BANK EXECUTIVE ANNUAL INCENTIVE PLAN ARTICLE I Establishment, Purpose and Duration

EX-10.5 Exhibit 10.5 PILGRIM BANK EXECUTIVE ANNUAL INCENTIVE PLAN ARTICLE I Establishment, Purpose and Duration 1.1 Establishment. This Executive Annual Incentive Plan (the “Plan”) is adopted by Pilgrim Bank (the “Bank”), effective as of , 2014. 1.2 Purpose. The objectives of the Plan are to optimize the profitability and growth of the Bank (including its affiliates) through incentives consistent

CONAHASSET BANCSHARES, MHC PLAN OF CONVERSION Adopted by the Board of Trustees on February 25, 2014 TABLE OF CONTENTS ARTICLE 1. INTRODUCTION—BUSINESS PURPOSE 1 ARTICLE 2. DEFINITIONS 3 ARTICLE 3. GENERAL PROCEDURE FOR CONVERSION 10 3.1. Precondition

EX-2 Exhibit 2 CONAHASSET BANCSHARES, MHC PLAN OF CONVERSION Adopted by the Board of Trustees on February 25, 2014 TABLE OF CONTENTS ARTICLE 1.

Articles of Incorporation of Pilgrim Bancshares, Inc.*

Exhibit 3.1 ARTICLES OF INCORPORATION PILGRIM BANCSHARES, INC. The undersigned, Adam P. Wheeler, whose address is 5335 Wisconsin Avenue, N.W., Suite 780, Washington, DC 20015, being at least eighteen years of age, acting as incorporator, does hereby form a corporation under the general laws of the State of Maryland, having the following Articles of Incorporation (the “Articles”): ARTICLE 1. Name.

Pilgrim Bancshares Logo Proposed Holding Company for Pilgrim Bank Q&A GRAPHIC QUESTIONS AND ANSWERS ABOUT OUR CONVERSION AND STOCK OFFERING The shares of common stock being offered are not deposits or savings accounts and are not insured by the Feder

EX-99.4 Exhibit 99.4 PILGRIM BANK LOGO Dear Depositor: We are pleased to announce that the mutual holding company of Pilgrim Bank, Conhasset Bancshares, MHC, is converting from the mutual to stock form of organization, subject to approval by the depositors of Pilgrim Bank at a Special Meeting of Depositors. Pilgrim Bank will be the wholly-owned subsidiary of a newly formed stock holding company na

CHANGE IN CONTROL AGREEMENT

EX-10.3 Exhibit 10.3 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this “Agreement”) is made effective as of , 2014 (the “Effective Date”), by and between Pilgrim Bank (the “Bank”) and Joan A. MacIntyre (“Executive”). Any reference to the “Company” shall mean Pilgrim Bancshares, Inc., the stock holding company of the Bank. WHEREAS, the Bank wishes to assure itself of the continued

Registration Statement - FORM S-1

Form S-1 Table of Contents As filed with the Securities and Exchange Commission on March 11, 2014 Registration No.

January 8, 2014

Exhibit 99.7 January 8, 2014 Conahasset Bancshares, MHC Conahasset Bancshares, Inc. Pilgrim Bank 40 South Main Street Cohasset, MA 02025 Attention: Francis E. Campbell Chairman, President & CEO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruyette & Woods, Inc. (“KBW”) to act as conversion agent to Conahasset Bancshares, MHC (the “MHC”), Conahasset Bancshares, Inc. (the “Ban

January 8, 2014

EX-1.1 Exhibit 1.1 January 8, 2014 Conahasset Bancshares, MHC Conahasset Bancshares, Inc. Pilgrim Bank 40 South Main Street Cohasset, MA 02025 Attention: Francis E. Campbell Chairman, President & CEO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruyette & Woods, Inc. (“KBW”) to act as the exclusive financial advisor to Conahasset Bancshares, MHC (the “MHC”), Conahasset Bancs

CHANGE IN CONTROL AGREEMENT

Exhibit 10.2 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this “Agreement”) is made effective as of , 2014 (the “Effective Date”), by and between Pilgrim Bank (the “Bank”) and Christopher G. McCourt (“Executive”). Any reference to the “Company” shall mean Pilgrim Bancshares, Inc., the stock holding company of the Bank. WHEREAS, the Bank wishes to assure itself of the continued ser

Subsidiaries of the Registrant Name Percent Ownership State of Incorporation Pilgrim Bank 100 % Massachusetts 48 South Main Street Corporation* 100 % Massachusetts 40 South Main Street Realty Trust* 100 % Massachusetts 800 CJC Realty Corporation* 100

Exhibit 21 Subsidiaries of the Registrant Name Percent Ownership State of Incorporation Pilgrim Bank 100 % Massachusetts 48 South Main Street Corporation* 100 % Massachusetts 40 South Main Street Realty Trust* 100 % Massachusetts 800 CJC Realty Corporation* 100 % Massachusetts * Subsidiary of Pilgrim Bank