PCBC / Pacific Commerce Bancorp - SEC-arkiveringer, Årsrapport, Fullmaktsdokument

Pacific Commerce Bancorp
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pacific Commerce Bancorp
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
December 19, 2012 15-12B

- FORM 15

FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35026 PACIFIC CAPITAL BANCORP (Exact name of registrant as spec

December 5, 2012 SC 13D/A

PCBC / Pacific Commerce Bancorp / SB Acqusition Co LLC Activist Investment

schedule13da-pcbc.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PACIFIC CAPITAL BANCORP (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 69404P20 (CUSIP Number) SB Acquisition Company LLC 200 Crescent Court, Suit

December 3, 2012 S-8 POS

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

December 3, 2012 S-8 POS

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

December 3, 2012 8-K

Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 d448009d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): November 30, 2012 PACIFIC CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00

December 3, 2012 EX-3.1

CERTIFICATE OF INCORPORATION PACIFIC CAPITAL BANCORP

EX-3.1 2 d448009dex31.htm AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PACIFIC CAPITAL BANCORP. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF PACIFIC CAPITAL BANCORP 1. Name. The name of the corporation is Pacific Capital Bancorp (the “Corporation”). 2. Address; Registered Office and Agent. The address of the corporation’s registered office in the State of Delaware is Corporation Service Com

December 3, 2012 EX-3.2

BY-LAWS PACIFIC CAPITAL BANCORP (A Delaware Corporation) TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Article 2 STOCKHOLDERS 2 Article 3 DIRECTORS 7 Article 4 COMMITTEES OF THE BOARD 9 Article 5 OFFICERS 9 Article 6 INDEMNIFICATION 11 Article 7 GEN

EX-3.2 3 d448009dex32.htm AMENDED AND RESTATED BYLAWS OF PACIFIC CAPITAL BANCORP. Exhibit 3.2 BY-LAWS of PACIFIC CAPITAL BANCORP (A Delaware Corporation) TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Article 2 STOCKHOLDERS 2 Article 3 DIRECTORS 7 Article 4 COMMITTEES OF THE BOARD 9 Article 5 OFFICERS 9 Article 6 INDEMNIFICATION 11 Article 7 GENERAL PROVISIONS 13 i ARTICLE 1 DEFINITIONS As used in

December 3, 2012 S-8 POS

- POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post-Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

December 3, 2012 S-8 POS

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

December 3, 2012 POS AM

- POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-3

Post-Effective Amendment No.1 to Form S-3 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-174592 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PACIFIC CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charte

December 3, 2012 S-8 POS

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

December 3, 2012 S-8 POS

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

Post Effective Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on December 3, 2012 REGISTRATION STATEMENT NO. 333-171460 REGISTRATION STATEMENT NO. 333-150510 REGISTRATION STATEMENT NO. 333-88634 REGISTRATION STATEMENT NO. 333-74831 REGISTRATION STATEMENT NO. 333-05119 REGISTRATION STATEMENT NO. 033-48724 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,

November 9, 2012 10-Q

Quarterly Report - FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 24, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - PACIFIC CAPITAL BANCORP 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation or organiza

October 24, 2012 EX-99.1

Pacific Capital Bancorp Reports Third Quarter 2012 Results

EX-99.1 2 a50453469ex991.htm EXHIBIT 99.1 Exhibit 99.1 Pacific Capital Bancorp Reports Third Quarter 2012 Results SANTA BARBARA, Calif.-(BUSINESS WIRE)-October 24, 2012-Pacific Capital Bancorp (Nasdaq: PCBC), a community bank holding company and parent of Santa Barbara Bank & Trust, N.A., reported net income of $33.2 million, or $1.01 per diluted share, for the three months ended September 30, 201

August 9, 2012 10-Q

Quarterly Report - FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 31, 2012 CORRESP

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July 31, 2012 Via Facsimile & EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

July 25, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a50354170.htm PACIFIC CAPITAL BANCORP 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or ot

July 25, 2012 EX-99.1

Pacific Capital Bancorp Reports Second Quarter 2012 Results

EX-99.1 2 a50354170ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Pacific Capital Bancorp Reports Second Quarter 2012 Results SANTA BARBARA, Calif.-(BUSINESS WIRE)-July 25, 2012-Pacific Capital Bancorp (Nasdaq: PCBC), a community bank holding company and parent of Santa Barbara Bank & Trust, N.A., reported net income of $24.1 million, or $0.73 per diluted share, for the three months ended June 30, 2012, com

June 26, 2012 11-K

- FORM 11-K

Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 4, 2012 8-K

Termination of a Material Definitive Agreement - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation or org

May 30, 2012 DEFM14C

- DEFM14C

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 14, 2012 8-K

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation or org

May 10, 2012 10-Q

Quarterly Report - FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 26, 2012 EX-99.1

Pacific Capital Bancorp Reports First Quarter 2012 Results

Exhibit 99.1 Pacific Capital Bancorp Reports First Quarter 2012 Results SANTA BARBARA, Calif.-(BUSINESS WIRE)-April 25, 2012-Pacific Capital Bancorp (Nasdaq: PCBC), a community bank holding company and parent of Santa Barbara Bank & Trust, reported net income of $16.6 million, or $0.50 per diluted share, for the three months ended March 31, 2012, compared with $16.8 million, or $0.51 per diluted s

April 26, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - PACIFIC CAPITAL BANCORP 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation or organizati

April 11, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use

April 6, 2012 PREM14C

- PREM14C

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ý Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement PACIFIC

March 19, 2012 EX-10.1

2012 ANNUAL INCENTIVE PLAN

Pacific Capital Bancorp 2012 Annual Incentive Plan, as amended Exhibit 10.1 2012 ANNUAL INCENTIVE PLAN Effective Date: February 7, 2012, as amended on March 13, 2012 2012 ANNUAL INCENTIVE PLAN 1. PURPOSE The purpose of the 2012 Annual Incentive Plan (the “Plan”) is to promote the success of Pacific Capital Bancorp and its subsidiaries (collectively, the “Company”) by rewarding certain key employee

March 19, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation or o

March 15, 2012 EX-2.2

AGREEMENT AND PLAN OF MERGER by and among UNIONBANCAL CORPORATION, PEBBLE MERGER SUB INC. PACIFIC CAPITAL BANCORP Dated as of March 9, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effe

Agreement and Plan of Merger Exhibit 2.2 Execution Version AGREEMENT AND PLAN OF MERGER by and among UNIONBANCAL CORPORATION, PEBBLE MERGER SUB INC. and PACIFIC CAPITAL BANCORP Dated as of March 9, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Certificate of Incorporation 2 Section 1.05 Bylaws 2 Section

March 15, 2012 10-K

Annual Report - FORM 10-K

Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 COMMISSION FILE NUMBER 001-35026 (Exact Name of Registrant as Specified in its Charter) Delaware 95-3673456 (State or other jurisdiction of incorporation or organization) (I.R.S.

March 15, 2012 EX-10.20.2

UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: ) AA-EC-11-104 ) Santa Barbara Bank & Trust, N.A. ) terminates AA-EC-10-41 Santa Barbara, California ) and AA-EC-10-86 TERMINATION OF CONSENT ORDERS

EX-10.20.2 3 d284631dex10202.htm TERMINATION OF CONSENT ORDERS Exhibit #10.20.2 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: ) AA-EC-11-104 ) Santa Barbara Bank & Trust, N.A. ) terminates AA-EC-10-41 Santa Barbara, California ) and AA-EC-10-86 TERMINATION OF CONSENT ORDERS WHEREAS, the Comptroller of the Currency of the United States of America

March 15, 2012 EX-21

Subsidiaries of the Registrant As of December 31, 2011 Jurisdiction of Organization Pacific Capital Bancorp Delaware Santa Barbara Bank & Trust, N.A. United States Morton Capital Management California R.E. Wacker Associates, Inc. California PCB Servi

List of Susidiaries Exhibit 21 Subsidiaries of the Registrant As of December 31, 2011 Jurisdiction of Organization Pacific Capital Bancorp Delaware Santa Barbara Bank & Trust, N.A. United States Morton Capital Management California R.E. Wacker Associates, Inc. California PCB Service Corporation California

March 14, 2012 SC 13D/A

PCBC / Pacific Commerce Bancorp / SB Acqusition Co LLC - AMENDMENT Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PACIFIC CAPITAL BANCORP (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 69404P20 (CUSIP Number) SB Acquisition Company LLC 200 Crescent Court, Suite 1350 Dallas, Texas 75201 Attn: Member (214) 871-5131 (Name, Addr

March 12, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

pcbcannouncement8-k.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-

February 9, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d297835d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdictio

February 9, 2012 EX-10.1

2012 ANNUAL INCENTIVE PLAN

EX-10.1 2 d297835dex101.htm PACIFIC CAPITAL BANCORP 2012 ANNUAL INCENTIVE PLAN 10.1 2012 ANNUAL INCENTIVE PLAN Effective Date: February 7, 2012 2012 ANNUAL INCENTIVE PLAN 1. PURPOSE The purpose of the 2012 Annual Incentive Plan (the “Plan”) is to promote the success of Pacific Capital Bancorp and its subsidiaries (collectively, the “Company”) by rewarding certain key employees for providing outsta

January 31, 2012 EX-99.1

Pacific Capital Bancorp Reports Strong Fourth Quarter 2011 Results

EX-99.1 2 a50149982ex991.htm EXHIBIT 99.1 Exhibit 99.1 Pacific Capital Bancorp Reports Strong Fourth Quarter 2011 Results SANTA BARBARA, Calif.-(BUSINESS WIRE)-January 30, 2012-Pacific Capital Bancorp (Nasdaq:PCBC), a community bank holding company and parent of Santa Barbara Bank & Trust, reported net income of $12.3 million, or $0.37 per diluted share, for the three months ended December 31, 201

January 31, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a50149982.htm PACIFIC CAPITAL BANCORP 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2012 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or

January 4, 2012 8-K

Termination of a Material Definitive Agreement - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2011 PACIFIC CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 001-35026 95-3673456 (State or other jurisdiction of incorporation o

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