Grunnleggende statistikk
| CIK | 43350 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Gas Natural Inc.
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34585 GAS NATURAL INC. (Exact name of registrant as specified in its cha |
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| August 9, 2017 |
EGAS / Gas Natural Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34585 GAS NATURAL INC. (Exa |
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| August 8, 2017 |
EGAS / Gas Natural Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 (Name, Address and Telephone Number of Per |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
As filed with the Securities and Exchange Commission on August 4, 2017 Registration No. |
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| August 4, 2017 |
THIRD AMENDED AND RESTATED CODE OF REGULATIONS GAS NATURAL INC. ARTICLE I Fiscal Year EX-3.2 3 v472417ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 THIRD AMENDED AND RESTATED CODE OF REGULATIONS OF GAS NATURAL INC. ARTICLE I Fiscal Year The fiscal year of Gas Natural Inc., an Ohio corporation (the “Corporation”) shall be the twelve months ending December 31 in each year, or such other period as the Board of Directors may designate by resolution from time to time. ARTICLE II Shareholders Sectio |
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| August 4, 2017 |
EX-99.1 4 v472417ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Announces Closing of Merger with a Fund Managed by BlackRock Real Assets Fund managed by BlackRock Real Assets’ Global Energy & Power Infrastructure group, formerly First Reserve Energy Infrastructure Funds CLEVELAND, OH, New |
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| August 4, 2017 |
8-K 1 v4724178k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2017 GAS NATURAL INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 001-34585 Ohio (State of Incorporation) 27-3003768 |
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| August 4, 2017 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF GAS NATURAL INC. EX-3.1 2 v472417ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF GAS NATURAL INC. The following Amended and Restated Articles of Incorporation (the “Amended and Restated Articles of Incorporation”) supersede and take the place of the previously existing articles of incorporation of Gas Natural, Inc., an Ohio corporation (the “Corporation”) and all previous amendm |
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| August 3, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 v4723128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 2, 2017 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Commis |
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| August 3, 2017 |
Exhibit 99.1 NEWS RELEASE 1375 East 9th St. | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Receives Final Regulatory Approval for Merger with a Fund Managed by BlackRock Real Assets and Announces Special Cash Dividend CLEVELAND, OH, August 2, 2017 ? Gas Natural Inc. (NYSE American: EGAS) (the ?Company?), announced today that it has received the final reg |
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| July 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 29, 2017 (Date of earliest event reported) Gas Natural Inc. |
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| June 12, 2017 |
EGAS / Gas Natural Inc. / BlackRock Inc. - SCHEDULE 13D FOR BLACKROCK INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. ) Under the Securities Exchange Act of 1934 Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) David Maryles Managing Director, Legal & Compliance BlackRock, Inc. 55 East 52nd Street New York, NY 10055 (212) 810-5300 (Name, Address and Telephone Nu |
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| June 6, 2017 |
EGAS / Gas Natural Inc. / MACAULAY WILLIAM E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anne E. Gold First Reserve One Lafayette Place Greenwich, CT 06830 (203) 625-2536 with a copy to: William E. Curbow, Esq. Simpson Thacher & Bar |
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| May 22, 2017 |
EX-3.1 2 v467582ex3-1.htm EXHBIT 3.1 Exhibit 3.1 Gas Natural Inc. (The “Corporation”) Second Amended And Restated Code of Regulations Dated as of May 16, 2017 Article One Office 1.01 Principal Office. The principal office of the Corporation shall be located in Cleveland, Ohio, or such other location as may be designated from time to time by the board of directors (the “Board”). 1.02 Other Offices. |
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| May 22, 2017 |
8-K 1 v4675828k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2017 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Commissi |
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| May 10, 2017 |
Gas Natural 10-Q (Quarterly Report) 10-Q 1 v46603410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 10, 2017 (Date of earliest event reported) Gas Natural Inc. |
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| May 10, 2017 |
Gas Natural Inc. Reports 2017 First Quarter Results EX-99.1 2 v466443ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Reports 2017 First Quarter Results CLEVELAND, OH, May 10, 2017 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local natural gas utilities serving approximately 70,000 customers in four states |
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| April 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 17, 2017 (Date of earliest event reported) Gas Natural Inc. |
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| April 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 31, 2017 (Date of earliest event reported) Gas Natural Inc. |
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| March 16, 2017 |
Gas Natural 10-K (Annual Report) 10-K 1 v46007310k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-3458 |
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| March 16, 2017 |
Gas Natural Inc. Reports 2016 Fourth Quarter and Full Year Results EX-99.1 2 v461811ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Reports 2016 Fourth Quarter and Full Year Results CLEVELAND, OH, March 16, 2017 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local natural gas utilities serving approximately 69,400 custome |
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| March 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4618118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2017 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| March 16, 2017 |
EX-21 2 v460073ex21.htm EXHIBIT 21 Exhibit 21 List of Subsidiaries Bangor Natural Gas Company, a Maine corporation Brainard Gas Corp., an Ohio corporation Cut Bank Gas Company, a Montana corporation Energy West Montana, Inc., a Montana corporation Energy West Propane, Inc., a Montana corporation Energy West Resources, Inc., a Montana corporation Frontier Natural Gas Company, a North Carolina corpo |
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| February 22, 2017 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) EX-99.C Exhibit C JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the Schedule 13D to which this agreement relates is filed on behalf of each of the undersigned and that all subsequent amendments to the Schedule 13D to which this agreement relates shall be filed on behalf of each of the undersigned without the necessity of filing additional joint fili |
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| February 22, 2017 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anne E. Gold First Reserve One Lafayette Place Greenwich, CT 06830 (203) 625-2536 with a copy to: William E. Curbow, Esq. Simpson Thacher & Bar |
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| February 3, 2017 |
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF OHIO Exhibit 99.1 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF OHIO IN RE GAS NATURAL INC. Lead Case No. 1:13-cv-02805 Judge Christopher A. Boyko This Document Relates To: Magistrate Judge Jonathan D. Greenberg ALL ACTIONS NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF SHAREHOLDER DERIVATIVE ACTION TO: ALL OWNERS OF GAS NATURAL INC. (?GAS NATURAL? OR THE ?COMPANY?) COMMON STOCK AS OF JANUARY 13, 20 |
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| February 3, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 v4583258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 31, 2017 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorpora |
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| December 28, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 d280943d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 28, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporatio |
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| December 28, 2016 |
Gas Natural Inc. Shareholders Approve Merger with First Reserve EX-99.1 2 d280943dex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Shareholders Approve Merger with First Reserve CLEVELAND, OH, December 28, 2016 — Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating local natural gas utilities serving approximately 68 |
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| December 23, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 d269807d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 23, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporatio |
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| December 23, 2016 |
EX-99.1 2 d269807dex991.htm EX-99.1 Exhibit 99.1 Support Agreement This Support Agreement (this “Agreement”) is made and entered into as of October 10, 2016, by and between the undersigned stockholder (“Stockholder”) of Gas Natural Inc., an Ohio corporation (the “Company”), and FR Bison Holdings, Inc., a Delaware corporation (“Parent”). WHEREAS, in connection with the execution of this Agreement, |
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| December 23, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 23, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| December 23, 2016 |
EX-99.1 Exhibit 99.1 Support Agreement This Support Agreement (this ?Agreement?) is made and entered into as of October 10, 2016, by and between the undersigned stockholder (?Stockholder?) of Gas Natural Inc., an Ohio corporation (the ?Company?), and FR Bison Holdings, Inc., a Delaware corporation (?Parent?). WHEREAS, in connection with the execution of this Agreement, the Company, Parent and FR B |
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| December 14, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 9, 2016 |
EX-99.B Exhibit B Support Agreement This Support Agreement (this “Agreement”) is made and entered into as of October 10, 2016, by and between the undersigned stockholder (“Stockholder”) of Gas Natural Inc., an Ohio corporation (the “Company”), and FR Bison Holdings, Inc., a Delaware corporation (“Parent”). WHEREAS, in connection with the execution of this Agreement, the Company, Parent and FR Biso |
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| December 9, 2016 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anne E. Gold First Reserve One Lafayette Place Greenwich, CT 06830 (203) 625-2536 with a copy to: William E. Curbow, Esq. Simpson Thacher & Bartlett LLP 425 Lexing |
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| December 9, 2016 |
EX-99.D 4 d209908dex99d.htm EX-99.D Exhibit D POWER OF ATTORNEY (LIMITED) KNOW ALL MEN BY THESE PRESENTS, that I, WILLIAM E. MACAULAY of the Town/City of GREENWICH, County of FAIRFIELD, State of CONNECTICUT, reposing special trust and confidence in ANNE E. GOLD, of the Town of RYE, County of WESTCHESTER, State of NEW YORK and/or, ROBERT J. GALLAGHER, of the Town of RYE, County of WESTCHESTER, Stat |
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| December 9, 2016 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) EX-99.C 3 d209908dex99c.htm EX-99.C Exhibit C JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the Schedule 13D to which this agreement relates is filed on behalf of each of the undersigned and that all subsequent amendments to the Schedule 13D to which this agreement relates shall be filed on behalf of each of the undersigned without the necessity of |
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| December 7, 2016 |
DEFA14A 1 d253772ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| December 7, 2016 |
EGAS / Gas Natural Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Gas Natural Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 (Name, Address and Telephone Number of Per |
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| November 23, 2016 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 9, 2016 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2016 |
Gas Natural FORM 10-Q (Quarterly Report) 10-Q 1 v45167910q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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| November 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4525198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 9, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Comm |
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| November 9, 2016 |
Gas Natural Inc. Reports 2016 Third Quarter Results Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Reports 2016 Third Quarter Results CLEVELAND, OH, November 9, 2016 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural gas utilities serving approximately 68,600 customers in four states, reported financial results for the |
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| October 20, 2016 |
Exhibit 10.1 CREDIT AGREEMENT Dated as of October 19, 2016 among GAS NATURAL INC., an Ohio corporation, as the Borrower, BANK OF AMERICA, N.A., as Administrative Agent and L/C Issuer, and The Other Lenders Party Hereto MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Section Page ARTICLE I. DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Define |
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| October 20, 2016 |
EX-10.3 4 v450781ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Execution Version Gas Natural Inc. $50,000,000 $50,000,000 4.23% Senior Notes due October 19, 2028 Note Purchase Agreement Dated October 19, 2016 Table of Contents Section Heading Page Section 1. Authorization of Notes 1 Section 2. Sale and Purchase of Notes 1 Section 2.1. Sale and Purchase of Notes 1 Section 2.2. Representations and Warranties |
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| October 20, 2016 |
8-K 1 v4507818k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 19, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorpora |
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| October 20, 2016 |
EX-10.2 3 v450781ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 REVOLVING NOTE $42,000,000.00 October 19, 2016 FOR VALUE RECEIVED, the undersigned (the “Borrower”), hereby promises to pay to BANK OF AMERICA, N.A., or registered assigns (the “Lender”), in accordance with the provisions of the Agreement (as hereinafter defined), the principal amount of each Loan from time to time made by the Lender to the Bor |
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| October 11, 2016 |
8-K 1 v4503348k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 8, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Commi |
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| October 11, 2016 |
Gas Natural Inc. Signs Merger Agreement with First Reserve Energy Infrastructure EX-99.1 3 v450334ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Signs Merger Agreement with First Reserve Energy Infrastructure · Gas Natural expected to benefit from enhanced access to capital while continuing to provide safe, reliable and cost-effective natural gas service · Gas Natural |
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| October 11, 2016 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among GAS NATURAL INC., FR BISON HOLDINGS, INC. and FR BISON MERGER SUB, INC. dated as of October 8, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.01 The Merger 1 1.02 The Effective Time 2 1.03 The Closing 2 1.04 Effects of the Merger 2 1.05 Organizational Documents 2 1.06 Surviving Corporation Directors and Officers 2 ARTICLE II EF |
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| October 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 8, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| October 11, 2016 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among GAS NATURAL INC., FR BISON HOLDINGS, INC. and FR BISON MERGER SUB, INC. dated as of October 8, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.01 The Merger 1 1.02 The Effective Time 2 1.03 The Closing 2 1.04 Effects of the Merger 2 1.05 Organizational Documents 2 1.06 Surviving Corporation Directors and Officers 2 ARTICLE II EF |
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| October 11, 2016 |
Gas Natural Inc. Signs Merger Agreement with First Reserve Energy Infrastructure EX-99.1 3 v450334ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Signs Merger Agreement with First Reserve Energy Infrastructure · Gas Natural expected to benefit from enhanced access to capital while continuing to provide safe, reliable and cost-effective natural gas service · Gas Natural |
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| October 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 26, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| August 19, 2016 |
Exhibit 16.1 August 19, 2016 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 RE: Gas Natural Inc. We have read the statements under Item 4.01 of the Current Report on Form 8-K to be filed with the Security and Exchange Commission on August 19, 2016 regarding the change of auditors. We agree with all statements pertaining to us. We have no basis to agree or disag |
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| August 19, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| August 19, 2016 |
Exhibit 16.1 August 19, 2016 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 RE: Gas Natural Inc. We have read the statements under Item 4.01 of the Current Report on Form 8-K to be filed with the Security and Exchange Commission on August 19, 2016 regarding the change of auditors. We agree with all statements pertaining to us. We have no basis to agree or disag |
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| August 19, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| August 9, 2016 |
Gas Natural FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34585 GAS NATURAL INC. (Exa |
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| August 9, 2016 |
Gas Natural Inc. Reports 2016 Second Quarter Results Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 216-202-1509 For Immediate Release Gas Natural Inc. Reports 2016 Second Quarter Results CLEVELAND, OH, August 9, 2016 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural gas utilities serving approximately 68,000 customers in four states, reported financial results for the s |
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| August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 9, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| July 28, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 27, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| July 18, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| July 15, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 v4442948k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 14, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Commiss |
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| July 15, 2016 |
EX-99.1 2 v444294ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St. | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Gas Natural Inc. Announces Settlement with Richard M. Osborne · Dismisses nine different pending proceedings and addresses all open litigation matters between Gas Natural and Richard M. Osborne and related entities · Richard M. Osborne withd |
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| July 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 11, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 5, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| July 5, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| July 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 1, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| July 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 27, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| June 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru |
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| June 20, 2016 |
Exhibit 99.1 news release 1375 East 9th St. | Suite 3100 | Cleveland, Ohio 44114 | 216.202.1509 For Immediate Release Public Utilities Commission of Ohio Rules in Favor of Gas Natural Inc.?s Ohio Utility on Multiple Issues ? Gas Natural?s Ohio utility customers benefit from outcome ? PUCO to investigate all pipeline companies owned or controlled by Richard M. Osborne CLEVELAND, OH, June 20, 2016 ? |
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| June 20, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4425988k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 15, 2016 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-34585 (Commiss |
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| June 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only ( |
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| June 17, 2016 |
Christopher J. Hubbert | Partner 216.736.7215 | [email protected] One Cleveland Center | 1375 East Ninth Street 29th Floor | Cleveland, Ohio 44114-1793 Main: 216.696.8700 | Toll-free: 888.696.8700 | Fax: 216.621.6536 Via EDGAR and Email June 17, 2016 Ms. Mara L. Ransom Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Mail Stop 3561 Washington, D.C. 2 |
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| June 15, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| June 15, 2016 |
DEFN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| June 15, 2016 |
Via EDGAR and E-mail June 15, 2016 Ms. Mara L. Ransom Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Mail Stop 3561 Washington, D.C. 20549 Re: Gas Natural Inc. Registration Statement on Form S-3 Registration No. 333-210511 Dear Ms. Ransom: In accordance with Rule 461 under the Securities Act of 1933, as amended, Gas Natural Inc. |
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| June 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only ( |
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| June 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confid |
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| June 10, 2016 |
Christopher J. Hubbert | Partner 216.736.7215 | [email protected] One Cleveland Center | 1375 East Ninth Street 29th Floor | Cleveland, Ohio 44114-1793 Main: 216.696.8700 | Toll-free: 888.696.8700 | Fax: 216.621.6536 Via EDGAR and Email June 10, 2016 Ms. Mara L. Ransom Assistant Director Division of Corporation Finance Securities and Exchange Commission 450 Fifth Street NW Mail Stop 3561 Washington, D.C |
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| June 6, 2016 |
PRRN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement |
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| June 1, 2016 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, Fo |
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| June 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (a |
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| May 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 25, 2016 |
PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confidential, Fo |
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| May 24, 2016 |
Registration No. 333-210511 As filed with the Securities and Exchange Commission on May 24, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GAS NATURAL INC. (Exact name of registrant as specified in its charter) Ohio 27-3003768 (State or other jurisdiction of incorporation or organization |
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| May 20, 2016 |
EGAS / Gas Natural Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Gas Natural, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 (Name, Address and Telephone Number of Pe |
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| May 9, 2016 |
Gas Natural QUARTERLY REPORT (Quarterly Report) 10-Q 1 v43671910q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil |
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| May 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 9, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| May 9, 2016 |
Gas Natural Inc. Reports 2016 First Quarter Results Exhibit 99.1 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Reports 2016 First Quarter Results CLEVELAND, OH, May 9, 2016 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural gas utilities serving approximately 68,000 customers in four states, reported financial results for the first quarter ende |
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| April 27, 2016 |
Gas Natural FORM 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to GAS NATURAL INC. (Exact name of regist |
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| April 21, 2016 |
1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 Exhibit 99.1 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 April 21, 2016 Dear Fellow Shareholder, Recently, our Board of Directors has adopted a new dividend policy that better aligns our dividend payout with our growth plans. The new annual dividend rate will be $0.30 per share, which will consist of quarterly payments of $0.075 per share. The Company also intends to conti |
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| April 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 21, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| April 15, 2016 |
Loan Agreement NIL FUNDING CORPORATION GAS NATURAL INC. dated as of April 15, 2016 TABLE OF CONTENTS Exhibit 10.01 EXECUTION COPY Loan Agreement between NIL FUNDING CORPORATION and GAS NATURAL INC. dated as of April 15, 2016 TABLE OF CONTENTS Article I Definitions and Interpretation 1 Section 1.01 Definitions. 1 Section 1.02 Interpretation 11 Article II The Loan 12 Section 2.01 Loan Commitment. 12 Section 2.02 Repayment of the Loan. 12 Section 2.03 Repayment of Loans; Evidence of Debt. 13 Section |
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| April 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 15, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| April 15, 2016 |
Exhibit 10.02 Promissory Note April 15, 2016 FOR VALUE RECEIVED, the undersigned, Gas Natural Inc., an Ohio corporation (the “Borrower”), hereby promises to pay to the order of NIL Funding Corporation LLC (the “Lender”) the Four Million Dollar ($4,000,000.00) principal amount of the Loan of the Lender outstanding from time to time in accordance with the provisions of the Loan Agreement, of even da |
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| March 31, 2016 |
Registration No. 333 - As filed with the Securities and Exchange Commission on March 31, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GAS NATURAL INC. (Exact name of registrant as specified in its charter) Ohio 27-3003768 (State or other jurisdiction of incorporation or organization) (IRS Employer Identi |
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| March 15, 2016 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 15, 2016 (Date of earliest event reported) Gas Natural Inc. |
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| March 15, 2016 |
Exhibit 99.1 news release 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Reports 2015 Fourth Quarter and Full Year Results Added 2,000 customers to ongoing utilities in 2015, of which 1,000 were in fourth quarter CLEVELAND, OH, March 15, 2016 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural g |
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| March 15, 2016 |
Gas Natural 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34585 GAS NATURAL INC. (Exact n |
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| March 15, 2016 |
Exhibit 21 List of Subsidiaries 8500 Station Street LLC, an Ohio limited liability company Bangor Gas Company, LLC, a Maine limited liability company Brainard Gas Corp. |
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| March 15, 2016 |
GAS NATURAL INC. CODE OF BUSINESS CONDUCT FOR DIRECTORS, OFFICERS AND EMPLOYEES September 9, 2015 Exhibit 14 GAS NATURAL INC. CODE OF BUSINESS CONDUCT FOR DIRECTORS, OFFICERS AND EMPLOYEES September 9, 2015 Dear Directors, Officers and Employees of Gas Natural Inc.: We place a premium on the integrity of our company, and its directors, officers and employees, and we believe that these values contribute to a good reputation among customers, suppliers, community and other constituencies. Fundame |
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| December 16, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4271408k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 14, 2015 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction (Commission |
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| December 16, 2015 |
Exhibit 10.2 Execution Version Addendum To Pledge Agreement Reference is hereby made to the Pledge Agreement (the ?Pledge Agreement?) dated as of May 3, 2011 by Northeast Ohio Natural Gas Corp., Orwell Natural Gas Company, Brainard Gas Corp., Great Plains Natural Gas Company, Lightning Pipeline Company, Inc., Spelman Pipeline Holdings, LLC, Kidron Pipeline, LLC, Gas Natural Service Company, LLC, G |
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| December 16, 2015 |
Exhibit 10.1 Execution Version Northeast Ohio Natural Gas Corp. Orwell Natural Gas Company Brainard Gas Corp. and each other Obligor party hereto Joinder and Limited Waiver to Note Purchase Agreement Dated as of December 14, 2015 Re: Note Purchase Agreement dated as of November 1, 2010, as heretofore amended Senior Secured Guaranteed Notes due June 1, 2017 Table of Contents (Not a part of this Joi |
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| December 16, 2015 |
Addendum To Security Agreement Exhibit 10.3 Execution Version Addendum To Security Agreement Reference is hereby made to the Security Agreement (the ?Security Agreement?) dated as of May 3, 2011 by Northeast Ohio Natural Gas Corp., Orwell Natural Gas Company, Brainard Gas Corp., Great Plains Natural Gas Company, Lightning Pipeline Company, Inc., Spelman Pipeline Holdings, LLC, Kidron Pipeline, LLC, Gas Natural Service Company, |
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| December 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 2, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| December 3, 2015 |
Exhibit 3.2 Gas Natural Inc. (The ?Corporation?) Amended And Restated Code of Regulations Dated as of December 2, 2015 Article One Office 1.01 Principal Office. The principal office of the Corporation shall be located in Cleveland, Ohio, or such other location as may be designated from time to time by the board of directors (the ?Board?). 1.02 Other Offices. The Corporation may also have an office |
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| October 26, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 23, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| October 26, 2015 |
Exhibit 10.02 Promissory Note October 23, 2015 FOR VALUE RECEIVED, the undersigned, Gas Natural Inc., an Ohio corporation (the "Borrower"), hereby promises to pay to the order of NIL Funding Corporation LLC (the "Lender") the Three Million Dollar ($3,000,000.00) principal amount of the Loan of the Lender outstanding from time to time in accordance with the provisions of the Loan Agreement, of even |
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| October 26, 2015 |
Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 FOR IMMEDIATE RELEASE Gas Natural Inc. Completes Sale of Former Corporate Headquarters and Secures $3 Million Bridge Financing CLEVELAND, OH, October 26, 2015 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural gas utilities serving approximately 69,000 customer |
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| October 26, 2015 |
Exhibit 10.01 EXECUTION COPY Loan Agreement between NIL FUNDING CORPORATION and GAS NATURAL INC. dated as of October 23, 2015 TABLE OF CONTENTS Article IDefinitions and Interpretation 1 Section 1.01 Definitions. 1 Section 1.02 Interpretation 11 Article IIThe Loan 12 Section 2.01 Loan Commitment. 12 Section 2.02 Repayment of the Loan. 12 Section 2.03 Repayment of Loans; Evidence of Debt. 13 Section |
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| August 11, 2015 |
Exhibit 10.01 August 2, 2015 ASSET PURCHASE AGREEMENT by and among KENTUCKY FRONTIER GAS, LLC and PUBLIC GAS COMPANY Dated as of August 5, 2015 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of August 5, 2015 (the ?Effective Date?) by and among KENTUCKY FRONTIER GAS, LLC, a Colorado limited liability company (?Buyer?) and PUBLIC GAS COMPANY, a |
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| August 11, 2015 |
Gas Natural Inc. Announces Agreement to Sell its Kentucky Utility Operations Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Announces Agreement to Sell its Kentucky Utility Operations CLEVELAND, OH, August 11, 2015 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local natural gas utilities serving approximately 68,000 customers in six states, announced to |
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| August 11, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| July 29, 2015 |
Exhibit 10.01 INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is made on July , 2015, by and between Gas Natural Inc., an Ohio corporation (the ?Corporation?), and (the ?Indemnitee?). The effective date of this Agreement shall be July 1, 2015. The provisions of this Agreement shall survive the termination of the Indemnitee?s service as a director or agent of the Corporation, |
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| July 29, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 23, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| July 8, 2015 |
Exhibit 99.1 Gas Natural Inc. and Subsidiaries Condensed Consolidated Statement of Comprehensive Income - Pro Forma Three Months Ended March 31, 2015 (Unaudited) Consolidated Pro Pro Forma Income Forma Footnote Consolidated YTD 3/31/15 Adjustments Reference Income REVENUES Natural gas operations $ 54,462,759 $ (3,183,029 ) (1 ) $ 51,279,730 Marketing and production 2,453,231 - 2,453,231 Total reve |
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| July 8, 2015 |
Exhibit 99.2 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Completes Sale of Utility and Pipeline Assets in Wyoming Divestiture advances Company?s strategy to reallocate capital for growth MENTOR, OH, July 1, 2015 ? Gas Natural Inc. (NYSE MKT: EGAS) (the ?Company?), a holding company operating local natural gas utilities se |
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| July 8, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 1, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| June 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (a |
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| June 12, 2015 |
Gas Natural Inc. Announces Changes to Board of Directors Exhibit 99.1 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Announces Changes to Board of Directors CLEVELAND, OH, June 11, 2015 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local natural gas utilities serving approximately 68,000 customers in six states, today announced the appointments of James P. Ca |
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| June 12, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 8, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| April 13, 2015 |
Loan Agreement NIL FUNDING CORPORATION GAS NATURAL INC. dated as of April 6, 2015 TABLE OF CONTENTS Exhibit 10.01 EXECUTION COPY Loan Agreement between NIL FUNDING CORPORATION and GAS NATURAL INC. dated as of April 6, 2015 TABLE OF CONTENTS Article IDefinitions and Interpretation 1 Section 1.01 Definitions. 1 Section 1.02 Interpretation 11 Article IIThe Loan 12 Section 2.01 Loan Commitment. 12 Section 2.02 Repayment of the Loan. 12 Section 2.03 Repayment of Loans; Evidence of Debt. 12 Section 2. |
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| April 13, 2015 |
Gas Natural FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 6, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| April 13, 2015 |
Exhibit 10.02 PROMISSORY NOTE April 6, 2015 FOR VALUE RECEIVED, the undersigned, Gas Natural Inc., an Ohio corporation (the "Borrower"), hereby promises to pay to the order of NIL Funding Corporation LLC (the "Lender") the Five Million Dollar ($5,000,000.00) principal amount of the Loan of the Lender outstanding from time to time in accordance with the provisions of the Loan Agreement, of even dat |
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| April 13, 2015 |
EX-99.1 4 v407108ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. Secures $5 Million Bridge Financing Company is in process of refinancing its long-term debt to support growth strategy CLEVELAND, OH, April 10, 2015 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company opera |
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| February 9, 2015 |
NEWS RELEASE 1375 East 9th St | Suite 3100 | Cleveland, Ohio 44114 | 440-701-5100 For Immediate Release Gas Natural Inc. |
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| February 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 9, 2015 (Date of earliest event reported) Gas Natural Inc. |
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| February 9, 2015 |
EGAS / Gas Natural Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gas Natural, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 (Name, Address and Telephone Number of Pe |
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| January 15, 2015 |
EGAS / Gas Natural Inc. DFAN14A - - DFAN14A DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| January 2, 2015 |
Exhibit 10.1 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made and entered into effective as of the 29th day of December, 2014 (“Effective Date”), by and between GAS NATURAL INC., an Ohio corporation (the “Company”) and JED HENTHORNE (the “Employee”); WHEREAS, the Company desires to secure the employment of the Employee; WHEREAS, the Employee is willing to commit himself to be employed by the Company |
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| January 2, 2015 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is made effective as of December 29, 2014, by and between Gas Natural Inc., an Ohio corporation (the “Company”), and James E. Sprague, the Company’s Chief Financial Officer (the “Employee”). WHEREAS, the Company and the Employee are parties to that certain Employment Agreement dated as of Decem |
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| January 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 29, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| December 3, 2014 |
FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is dated as of November 26, 2014, and is entered into by and among ENERGY WEST, INCORPORATED, a Montana corporation (the “Borrower”), BANK OF AMERICA, N.A., successor by merger to LaSalle Bank National Association, as agent for the “Lenders” party t |
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| December 3, 2014 |
[Remainder of Page Intentionally Left Blank; Signature Page Follows] Exhibit 10.2 NOTE $10,000,000.00 November 26, 2014 FOR VALUE RECEIVED, the undersigned (the “Borrower”), hereby promises to pay to BANK OF AMERICA, N.A., or registered assigns (the “Lender”), in accordance with the provisions of the Agreement (as hereinafter defined), the principal amount of each Loan from time to time made by the Lender to the Borrower under that certain Amended and Restated Cred |
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| December 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 26, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| December 1, 2014 |
EGAS / Gas Natural Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Gas Natural, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 367204104 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 (Name, Address and Telephone Number of Per |
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| October 17, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 8, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| October 14, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 10, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| October 14, 2014 |
EX-10.2 Exhibit 10.2 Execution Copy ASSET PURCHASE AGREEMENT BETWEEN BLACK HILLS EXPLORATION AND PRODUCTION, INC. AND ENERGY WEST DEVELOPMENT, INC. DATED AS OF OCTOBER 10, 2014 Exhibit 10.2TOC TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 8 Section 2.01 Purchase and Sale 8 Section 2.02 Purchase Price 9 Section 2.03 Transactions to be Effected at Closing 9 Section 2.04 Clos |
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| October 14, 2014 |
EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 Phone: 1-800-570-5688 For Immediate Release Gas Natural Inc. Announces Sale of Utility and Pipeline Assets in Wyoming Divestiture supports strategy to focus resources to further improve returns on capital MENTOR, OH, October 14, 2014 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), announced today that its sub |
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| October 14, 2014 |
EX-10.1 Exhibit 10.1. Execution Copy STOCK PURCHASE AGREEMENT AMONG CHEYENNE LIGHT, FUEL AND POWER COMPANY ENERGY WEST, INCORPORATED AND ENERGY WEST WYOMING, INC. DATED AS OF OCTOBER 10, 2014 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 9 Section 2.01 Purchase and Sale 9 Section 2.02 Purchase Price 9 Section 2.03 Transactions to be Effected at Closing 12 Section 2.04 Clos |
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| October 2, 2014 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 2, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| October 2, 2014 |
EX-99.1 Exhibit 99.1 October 2, 2014 Dear Shareholder: As you may know, earlier this year, Gas Natural removed Richard M. Osborne as its Chief Executive Officer and the Chairman of its Board of Directors. He is no longer employed by the Company, and he is no longer a member of its Board of Directors. He is very unhappy with his removal from the Company. He has filed lawsuits against the Company, i |
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| September 26, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2014 Gas Natural Inc. |
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| September 26, 2014 |
EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 Phone: 1-800-570-5688 For Immediate Release Gas Natural Inc. Appoints Michael R. Winter as New Independent Director Adds wealth of utility regulatory and SEC reporting experience to Board MENTOR, OH, September 24, 2014, Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating |
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| August 7, 2014 |
8-K 1 d771378d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 4, 2014 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporat |
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| August 7, 2014 |
Gas Natural Inc. Amendment No. 1 to the Code of Regulations Dated August 4, 2014 EX-3.2 Exhibit 3.2 Gas Natural Inc. Amendment No. 1 to the Code of Regulations Dated August 4, 2014 Section 2.03 of Article II of the Code of Regulations of Gas Natural Inc. is amended and restated in its entirety to read as follows: 2.03 Persons Entitled to Call Special Meetings. Special meetings of the shareholders may be called at any time by any of the following: (a) the Chairman of the Board; |
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| July 31, 2014 |
8-K 1 d769701d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 30, 2014 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| July 30, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 d767102d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2014 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| July 30, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 d766729d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 30, 2014 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| July 30, 2014 |
EX-99.1 Exhibit 99.1 Richard M. Osborne 8500 Station Street, Suite 113 Mentor, OH 44060 Ph. 440-951-1111 July 9, 2014 Dear Shareholder, My name is Richard M. Osborne, former Chairman and CEO of Gas Natural Inc. After saving the company from near bankruptcy, I was tossed out because the attorney of our Derivative Lawsuit told our board members it would be the easiest way to settle. Mark Kratz, Gas |
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| July 29, 2014 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made and entered into effective as of the 27th day of July, 2014 (“Effective Date”), by and between GAS NATURAL, INC., an Ohio corporation (the “Company”) and KEVIN J. DEGENSTEIN (the “Executive”); WHEREAS, the Company desire to secure the employment of the Executive; WHEREAS, the Executive is willing to commit himself to be employed b |
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| July 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 27, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| July 29, 2014 |
EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 Phone: 1-800-570-5688 For Immediate Release Gas Natural Inc. Announces Kevin J. Degenstein Returns to Company as Chief Operating Officer and Chief Compliance Officer MENTOR, OH, July 27, 2014 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating local natural gas utility |
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| July 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 21, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| July 24, 2014 |
EX-10.1 Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (“Agreement”) made and entered into effective as of the 21st day of July, 2014 and effective as of the 14th day of May, 2014 (“Effective Date”), by and between GAS NATURAL INC., an Ohio corporation (the “Company”), and GREGORY J. OSBORNE (the “Employee”); WHEREAS, the Company desires to secure the employment of the Em |
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| July 24, 2014 |
EX-10.2 Exhibit 10.2 RESTRICTED STOCK AWARD AGREEMENT UNDER THE GAS NATURAL INC. 2012 INCENTIVE AND EQUITY AWARD PLAN Participant Name: Gregory J. Osborne Address: 8500 Station Street, Suite 100 Mentor, OH 44060 Number of Award Shares to be Issued: 5,000 This Stock Award Agreement (“Award Agreement”) is made this 21st day of July, 2014, by and between Gas Natural Inc. (the “Company”), an Ohio corp |
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| July 21, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 21, 2014 (Date of earliest event reported) Gas Natural Inc. |
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| July 21, 2014 |
EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 Phone: 1-800-570-5688 For Immediate Release Gas Natural Rejects Inadequate, Unsolicited Offers By Algonquin Power & Utilities Board believes Gas Natural is making solid progress executing its strategy MENTOR, OH, July 21, 2014 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), today confirmed th |
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| July 3, 2014 |
8-K 1 d753642d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 26, 2014 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| June 17, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| June 12, 2014 |
PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
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| May 15, 2014 |
Gas Natural Inc. Appoints Gregory J. Osborne as Chief Executive Officer EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Appoints Gregory J. Osborne as Chief Executive Officer MENTOR, OH, May 15, 2014 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating local natural gas utility companies serving approximately 73,000 customers in seven states, today |
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| May 15, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2014 Gas Natural Inc. |
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| May 5, 2014 |
Richard M. Osborne Retires as Chairman and CEO EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street Suite 100 Mentor, Ohio 44060 For Immediate Release Richard M. Osborne Retires as Chairman and CEO MENTOR, OH, May 1, 2014 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local distribution companies serving approximately 73,000 natural gas customers in seven states, announced that Richard M. Osborne, the Company |
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| May 5, 2014 |
8-K 1 d721146d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporation |
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| April 30, 2014 |
EGAS / Gas Natural Inc. / JCP Investment Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Gas Natural Inc. (Name of Issuer) Common Stock, $0.15 par value per share (Title of Class of Securities) 367204104 (CUSIP Number) JAMES C. PAPPAS JCP I |
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| April 29, 2014 |
EX-10.2 Exhibit 10.2 Varilease Finance, Inc. 6340 South 3000 East, Suite 400 Salt Lake City, UT 84121 www.varilease.com tel 801.733.8100 fax 801.733.8900 SCHEDULE NO. 01 SCHEDULE NO. 01 dated April 17, 2013 (the “Schedule”) between VARILEASE FINANCE, INC. (the “Lessor”) and GAS NATURAL INC. (the “Lessee”) incorporates by reference the terms and conditions of Master Lease Agreement dated April 17, |
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| April 29, 2014 |
AMENDMENT NO. 1 SCHEDULE NO. 01 EX-10.3 Exhibit 10.3 Varilease Finance, Inc. 6340 South 3000 East, Suite 400 Salt Lake City, UT 84121 www.varilease.com tel 801.733.8100 fax 801.733.8900 AMENDMENT NO. 1 TO SCHEDULE NO. 01 Reference is made to Schedule No. 01 dated April 17, 2013 (the “Schedule”) incorporating by reference Master Lease Agreement dated April 17, 2013 between VARILEASE FINANCE, INC. (the “Lessor”) and GAS NATURAL IN |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 Gas Natural Inc. |
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| April 29, 2014 |
EX-10.1 Exhibit 10.1 Varilease Finance, Inc. 6340 South 3000 East, Suite 400 Salt Lake City, UT 84121 www.varilease.com tel 801.733.8100 fax 801.733.8900 MASTER LEASE AGREEMENT MASTER LEASE AGREEMENT (“Master Agreement”) made as of April 17, 2013, between VARILEASE FINANCE, INC., a Michigan corporation, having its chief executive offices at 6340 South 3000 East, Suite 400, Salt Lake City, UT 84121 |
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| March 31, 2014 |
Gas Natural FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, $0.15 par value per share, of Gas Natural Inc. This Joint Filing Agreement shall be fi |
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| March 28, 2014 |
EGAS / Gas Natural Inc. / JCP Investment Management, LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Gas Natural Inc. (Name of Issuer) Common Stock, $0.15 par value per share (Title of Class of Securities) 367204104 (CUSIP Number) STEVE WOLOSKY, ESQ. OL |
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| January 17, 2014 |
1 First Avenue South, P.O. Box 2229 Great Falls, Montana 59403-2229 Via Email and Edgar January 17, 2014 James Allegretto Senior Assistant Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Gas Natural Inc. Form 10-Q for the Quarterly Period Ended September 30, 2013 Filed November 19, 2013 File No. 001-34585 Dear Mr. Allegretto: On behalf of Gas Natural |
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| December 30, 2013 |
Gas Natural Inc. Appoints MaloneBailey LLP as Independent Auditing Firm EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street Suite 100 Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Appoints MaloneBailey LLP as Independent Auditing Firm MENTOR, OH, December 30, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a holding company operating local distribution companies serving approximately 72,000 natural gas customers in seven states, announced today |
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| December 30, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events 8-K 1 d651268d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2013 Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporatio |
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| December 24, 2013 |
EX-99.1 3 d648799dex991.htm EX-99.1 Exhibit 99.1 Gas Natural, Incorporated Corporate Update Conference Call December 19, 2013 Operator: Greetings and welcome to the Gas Natural, Incorporated Corporate Update. At this time, all participants are in a listen-only mode. A brief question and answer session will follow the formal presentation. If anyone should require Operator assistance during the conf |
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| December 24, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 d648799d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 18, 2013 (Date of earliest event reported) Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorpo |
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| December 24, 2013 |
Submitted this 18 day of December, 2013, by Cobra Pipeline Co., LLC EX-10.1 Exhibit 10.1 Lease Agreement December 18, 2013 Landlord: Cobra Pipeline Co. LLC 3511 Lost Nation Rd. #213 Willoughby, OH 44094 Phone: 440-255-1945 Fax: 440-255-1985 Tenant: Orwell Natural Gas 8500 Station St. #100 Mentor, OH 44060 Phone: 440-974-3770 Fax: Space: Warehouse style building, 2400 Square Feet in size Location: 2412 Newton Falls Rd. Newton Falls, OH 44444 Rent: Two thousand ($20 |
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| December 20, 2013 |
Gas Natural Inc. Appoints James E. Sprague, CPA, as Chief Financial Officer EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Appoints James E. Sprague, CPA, as Chief Financial Officer • Thomas J. Smith to continue in role until May 1, 2014 transition • Teleconference scheduled for Thursday 9:00am ET MENTOR, OH, December 18, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 16, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| December 20, 2013 |
EX-16.1 Exhibit 16.1 December 20, 2013 Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Ladies and Gentleman: We have read Item 4.01 of Form 8-K, dated on or about December 20, 2013, of Gas Natural Inc. and agree with the statements concerning our Firm therein. We have no basis to agree or disagree with other statements of the registrant contained therein. Very truly yours |
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| December 20, 2013 |
EX-10.1 2 d647015dex101.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made and entered into effective as of the 18th day of December, 2013 (“Effective Date”), by and between GAS NATURAL, INC., an Ohio corporation (the “Company”) and JAMES E. SPRAGUE (the “Employee”); WHEREAS, the Company desire to secure the employment of the Employee; WHEREAS, the Employee is willing to commi |
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| December 6, 2013 |
CORRESP 1 First Avenue South, P.O. Box 2229 Great Falls, Montana 59403-2229 Via Email and Edgar December 6, 2013 James Allegretto Senior Assistant Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Gas Natural Inc. Form 10-K for Fiscal Year Ended December 31, 2012 Filed April 1, 2013 Form 10-Q for the Quarterly Period Ended June 30, 2013 Filed August 14 |
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| November 21, 2013 |
Gas Natural Inc. Appoints Gregory J. Osborne as President and Chief Operating Officer EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Appoints Gregory J. Osborne as President and Chief Operating Officer MENTOR, OH, November 21, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating local natural gas utility companies serving approximately 70,000 customers in s |
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| November 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| November 15, 2013 |
Form NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| November 7, 2013 |
UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT EX-7.1 Exhibit 7.1 UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT Philadelphia, Pennsylvania October 31, 2013 JANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule II hereto c/o Janney Montgomery Scott LLC 1717 Arch Street Philadelphia, PA 19103 Ladies and Gentlemen: Richard M. Osborne, as Trustee of the Richard M. |
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| November 7, 2013 |
EGAS / Gas Natural Inc. / OSBORNE RICHARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 19) Gas Natural Inc. (Name of Issuer) Common Stock, par value $0.15 per share (Title of Class of Securities) 367204 104 (CUSIP Number) Marc C. Krantz, Kohrman Jackson & Kr |
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| November 1, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 31, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| November 1, 2013 |
424B7 Table of Contents Filed Pursuant to Rule 424(b)(1) and (b)(7) Registration Statement No. |
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| November 1, 2013 |
Gas Natural Inc. Announces Pricing of Offering of Common Shares EX-99.1 Exhibit 99.1 8500 Station Street Suite 100 Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Announces Pricing of Offering of Common Shares MENTOR, OH, October 31, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a natural gas utility company serving approximately 73,000 customers in seven states, announced today the pricing of an underwritten public offering of 1,134,155 |
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| November 1, 2013 |
UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT Philadelphia, Pennsylvania October 31, 2013 JANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule II hereto c/o Janney Montgomery Scott LLC 1717 Arch Street Philadelphia, PA 19103 Ladies and Gentlemen: Richard M. Osborne, as Trustee of the Richard M. |
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| October 30, 2013 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2013 424B7 Table of Contents Filed Pursuant to Rule 424(b)(1) and (b)(7) Registration Statement No. |
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| October 9, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2013 Gas Natural Inc. |
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| October 9, 2013 |
EX-10.2 Exhibit 10.2 LEASE AGREEMENT THIS LEASE made this 7TH day of OCTOBER, 2013, Mentor, Ohio by and between 8500 Station Street LLC Ohio Corporation, , (hereinafter called “Landlord”) and OsAir, Inc. (hereinafter called “Tenant”). WITNESSETH, that Landlord hereby leases to Tenant and Tenant hereby hires and takes from Landlord certain premises, being Suite No.113 containing approximately 6,472 |
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| October 9, 2013 |
Exhibit 10.1 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: August 6, 2013 The parties to this Base Contract are the following: PARTY A Cobra Pipeline Company, Ltd. PARTY NAME PARTY B Gas Natural Resources, LLC 3511 Lost Nation Road 8500 Station Street Suite 213 ADDRESS Suite 300 Willoughby, Ohio 44094 Mentor, Ohio 44060 www. BUSINES |
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| September 24, 2013 |
Form S-3 Table of Contents Registration No. 333- As filed with the Securities and Exchange Commission September 24, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GAS NATURAL INC. (Exact name of registrant as specified in its charter) Ohio 27-3003768 (State or other jurisdiction of incorporation or organiz |
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| September 20, 2013 |
RW [Gas Natural letterhead] Via EDGAR September 20, 2013 Mara L. Ransom Assistant Director Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Gas Natural Inc. Post-Effective Amendment No. 1 to Registration Statement on Form S-3 Filed August 21, 2013 SEC File No. 333-185634 Dear Ms. Ransom, Pursuant to Rule 477 of the Securities Act of 193 |
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| September 13, 2013 |
Form S-8 As filed with the Securities and Exchange Commission September 13, 2013 Registration No. |
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| August 21, 2013 |
POS AM Table of Contents As filed with the Securities and Exchange Commission August 21, 2013 Registration No. |
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| August 6, 2013 |
8-K 1 d580738d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2013 Gas Natural Inc. (Exact name of registrant as specified in its charter) Ohio 001-34585 27-3003768 (State or other jurisdiction of incorporati |
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| July 23, 2013 |
EX-99.1 Exhibit 99.1 news release 8500 Station Street Suite 100 Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Announces Exercise and Closing of Over-Allotment Option for Recent Common Stock Offering MENTOR, OH, July 23, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a natural gas utility company serving approximately 73,000 customers in seven states, announced that the under |
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| July 23, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 23, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| July 19, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 15, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| July 11, 2013 |
424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. |
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| July 11, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 11, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| July 11, 2013 |
Gas Natural Inc. Announces Pricing of Shelf Offering of Common Shares EX-99.1 Exhibit 99.1 news release 8500 Station Street Suite 100 Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Announces Pricing of Shelf Offering of Common Shares MENTOR, OH, July 11, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (the “Company”), a natural gas utility company serving approximately 73,000 customers in seven states, announced today the pricing of an underwritten public offeri |
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| July 11, 2013 |
UNDERWRITING AGREEMENT 1,500,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 UNDERWRITING AGREEMENT 1,500,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENT Philadelphia, Pennsylvania July 11, 2013 JANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule I hereto c/o Janney Montgomery Scott LLC 1801 Market Street Philadelphia, PA 19103 Ladies and Gentlemen: Gas Natural Inc., an Ohio corporation (the “Compan |
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| July 10, 2013 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED JULY 10, 2013 424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. |
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| June 28, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 26, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| June 10, 2013 |
EGAS / Gas Natural Inc. / OSBORNE RICHARD M - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 18) Gas Natural Inc. (Name of Issuer) Common Stock, par value $0.15 per share (Title of Class of Securities) 367204 104 (CUSIP Number) Marc C. Krantz, Kohrman Jac |
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| June 6, 2013 |
EX-10.2 Exhibit 10.2 TRANSPORTATION SERVICE AGREEMENT H0003 SYSTEM: Churchtown Holmesville x North Trumbull ***SELECT ONLY ONE*** THIS AGREEMENT, made and entered into as of the 30th day of January, 2008, by and between COBRA PIPELINE CO., LTD. (“Company”) and John D. Oil & Gas Marketing Company, LLC. (“Customer”) WITNESSETH: That in consideration of the mutual covenants herein contained, the part |
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| June 6, 2013 |
EX-10.3 Exhibit 10.3 TRANSPORTATION SERVICE AGREEMENT No. N0006 SYSTEM: Churchtown Holmesville North Trumbull x ***SELECT ONLY ONE*** THIS AGREEMENT, made and entered into as of the 30th day of January, 2008, by and between COBRA PIPELINE CO., LTD. (“Company”) and John D. Oil and Gas Marketing Company, LLC, an Ohio Limited Liability Company, with a mailing address of 3511 Lost Nation Rd., Suite 20 |
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| June 6, 2013 |
EX-10.8 Exhibit 10.8 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1, 2011 The parties to this Base Contract are the following: PARTY A PARTY B John D Resources, LLC PARTY NAME John D. Oil & Gas Marketing, LLC 8500 Station Street Suite 113 Mentor, Ohio 44060 ADDRESS 8511 Lost Nation Road Suite 100 Willoughby, Ohio 44094 www. B |
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| June 6, 2013 |
EX-10.7 Exhibit 10.7 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1, 2011 The parties to this Base Contract are the following: PARTY A PARTY B OsAir Inc. PARTY NAME John D. Oil & Gas Marketing, LLC 8500 Station Street Suite 113 Mentor, Ohio 44060 ADDRESS 8511 Lost Nation Road Suite 100 Willoughby, Ohio 44094 www. BUSINESS WEB |
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| June 6, 2013 |
EX-10.6 Exhibit 10.6 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1st, 2010 The parties to this Base Contract are the following: PARTY A PARTY B JOHN D. OIL & GAS MARKETING, LLC PARTY NAME Cobra Pipeline Company, LTD 3511 Lost Nation Road Suite 201 Willoughby, Ohio 44094 ADDRESS 3511 Lost Nation Road Suite 213 Willoughby, Ohi |
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| June 6, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 1, 2013 (Date of earliest event reported) Gas Natural Inc. |
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| June 6, 2013 |
Acquisition expands natural gas marketing efforts into Northern Ohio EX-99.1 Exhibit 99.1 NEWS RELEASE 8500 Station Street, Suite 100, Mentor, Ohio 44060 For Immediate Release Gas Natural Inc. Completes Acquisition of John D. Oil and Gas Marketing Company Acquisition expands natural gas marketing efforts into Northern Ohio MENTOR, OH, June 3, 2013 – Gas Natural Inc. (NYSE MKT: EGAS) (“Gas Natural” or the “Company”), a holding company operating local distributing co |
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| June 6, 2013 |
EX-10.4 Exhibit 10.4 TRANSPORTATION SERVICE AGREEMENT No. 101 Orwell-Trumbull Pipeline CO., LLC THIS AGREEMENT, made and entered into as of the 15 day of January, 2009, by and between ORWELL-TRUMBULL PIPELINE CO., LLC. (“Company”) and JOHN D. OIL & GAS MARKETING, LLC (“Customer”). WITNESSETH: That in consideration of the mutual covenants herein contained, the parties hereto agree as follows: Secti |
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| June 6, 2013 |
EX-10.9 Exhibit 10.9 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1, 2011 The parties to this Base Contract are the following: PARTY A PARTY B Mentor Energy And Resources Company PARTY NAME John D. Oil & Gas Marketing, LLC 8500 Station Street Suite 345 Mentor, Ohio 44060 ADDRESS 8511 Lost Nation Road Suite 100 Willoughby, Ohi |
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| June 6, 2013 |
EX-10.10 Exhibit 10.10 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1, 2011 The parties to this Base Contract are the following: PARTY A PARTY B John D Oil & Gas Company PARTY NAME John D. Oil & Gas Marketing, LLC 8500 Station Street Suite 345 Mentor, Ohio 44060 ADDRESS 8511 Lost Nation Road Suite 100 Willoughby, Ohio 44094 w |
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| June 6, 2013 |
EX-10.1 Exhibit 10.1 TRANSPORTATION SERVICE AGREEMENT No. C0003 SYSTEM: Churchtown x Holmesville North Trumbull ***SELECT ONLY ONE*** THIS AGREEMENT, made and entered into as of the 30th day of January, 2008, by and between COBRA PIPELINE CO., LTD. (“Company”) and John D. Oil & Gas Marketing Company, LLC. (“Customer”) WITNESSETH: That in consideration of the mutual covenants herein contained, the |
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| June 6, 2013 |
EX-10.5 Exhibit 10.5 Base Contract for Sale and Purchase of Natural Gas This Base Contract is entered into as of the following date: April 1, 2011 The parties to this Base Contract are the following: PARTY A Great Plains Exploration Ltd. PARTY NAME PARTY B John D. Oil & Gas Marketing, LLC 8500 Station Street Suite 345 Mentor, Ohio 44060 ADDRESS 3511 Lost Nation Road Suite 201 Willoughby, Ohio 4409 |
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| May 10, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
