Grunnleggende statistikk
CIK | 1761696 |
SEC Filings
SEC Filings (Chronological Order)
August 26, 2025 |
Crown Appoints Chris Robichaud to Board of Directors Exhibit 99.1 Crown Appoints Chris Robichaud to Board of Directors LOS ANGELES, August 26, 2025 – Crown Electrokinetics Corp. (OTC: CRKN) (“Crown” or the “Company”), today announced the appointment of Chris Robichaud to its Board of Directors. Mr. Robichaud will also serve as Chairman of the Board’s Audit Committee. His appointment is part of Crown’s effort to reconstitute its Board with experience |
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August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on For |
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August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss |
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August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39924 Crown Electrokinetics Corp. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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August 4, 2025 |
Exhibit 16.1 1631 Alhambra Blvd, Suite 130, Sacramento, CA 95816-7051 Phone (916) 641-6990 | Fax (916) 641-6994 | [email protected] August 4, 2025 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K, dated August 4, 2025, of Crown Electrokinetics Corp. and agree with the statements referencing our Firm in such Form 8-K. Sincerely, /s |
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August 4, 2025 |
Exhibit 99.1 Nasdaq previously suspended the trading of Crown Electrokinetics Corp.’s common stock, par value $0.001 per share, on March 5, 2025 due to noncompliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2). |
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July 18, 2025 |
Exhibit 2.1 TERMINATION AGREEMENT Reference is made to Section 10.01(a) of the Agreement and Plan of Merger (the “Merger Agreement”), dated as of June 6, 2025, as amended, among Crown Electrokinetics Corp., a Delaware corporation (the “Company”), Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), and Crown EK Merger Sub Corp., a Delaware corporation and a wholly-owned subsi |
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July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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July 7, 2025 |
Exhibit 10.1 PROMISSORY NOTE $500,000 Los Angeles, California July 2, 2025 FOR VALUE RECEIVED, each of Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), Crown EK Merger Sub Corp., a Delaware Corporation and wholly owned subsidiary of Parent (“Merger Sub”), and Douglas Croxall, an individual and the ultimate beneficial owner of Parent and Merger Sub (“Croxall”, and collecti |
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July 7, 2025 |
AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 (this “Amendment”) dated as of July 2 , 2025, amends that certain AGREEMENT AND PLAN OF MERGER (the “Merger Agreement”), dated as of June 6, 2025, by and among Crown Electrokinetics Corp., a Delaware corporation (the “Company”), Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), and Crown EK Merge |
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June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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June 9, 2025 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of June 6, 2025 among CROWN ELECTROKINETICS CORP., CROWN EK ACQUISITION LLC and CROWN EK MERGER SUB CORP. TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 2 Section 1.02. Other Definitional and Interpretative Provisions 10 ARTICLE 2 The Offer Section 2.01. The Offer 11 Section 2.02. Top-Up Option 13 Section 2.03. Company Actio |
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June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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June 9, 2025 |
Crown Announces Entry into Merger Agreement Exhibit 99.1 Crown Announces Entry into Merger Agreement Los Angeles, CA – June 9, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leader in optical and fiber infrastructure solutions, today announced that it has entered into a definitive Agreement and Plan of Merger (the “Merger Agreement”) with Crown EK Acquisition LLC (“Parent”) and Crown EK Merger Sub Corp. (“Pu |
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May 20, 2025 |
CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES G PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. |
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May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor |
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April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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March 31, 2025 |
Code of Business Conduct and Ethics Policy Exhibit 14.1 CODE OF BUSINESS CONDUCT AND ETHICS This Code of Business Conduct and Ethics (the “Code”) sets forth legal and ethical standards of conduct for directors, officers, and employees of Crown Electrokinetics Corp, (“Crown” or the “Company”) and its subsidiaries. Crown subsidiaries include Crown Fiber Optics, Crown Electrokinetics Film, Element 82, PE Pipelines, and Paramount Network Const |
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March 31, 2025 |
List of Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF CROWN ELECTROKINETICS CORP. Subsidiaries Place of Incorporation CMG Pipelines XXL Inc. Delaware Crown Construction Holdings Corp. Delaware Crown Fiber Optics Corp. Delaware Crown Water Solutions Holdings Corp. Delaware Element 82 Inc. Delaware Paramount Network Construction Inc. Delaware PE Pipelines Inc. Delaware |
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March 31, 2025 |
Exhibit 4.15 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Crown Electrokinetics Corp. (“Corp,” “we,” “our,” “us,” and the “Company”) had six classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): 1.Common stock, par value $0.001 per sha |
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March 31, 2025 |
Exhibit 19.1 STATEMENT OF COMPANY POLICY REGARDING CONFIDENTIALITY AND SECURITIES TRADES BY COMPANY PERSONNEL 1.CONFIDENTIALITY OF INSIDE INFORMATION 1.1Directors, officers, employees and consultants (“Company Personnel”) of Crown Electrokinetics Corp, and it subsidiaries and affiliates (the “Company”), who come into possession of material non-public information concerning the Company must safegua |
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March 31, 2025 |
Exhibit - 10.42 3D NANOCOLOR CORP. 2016 EQUITY INCENTIVE PLAN 1.Purpose of the Plan. This 2016 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to 3D Nanocolor Corp., a Delaware corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the United S |
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March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electro |
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March 31, 2025 |
Amendment to 2020 Long-Term Incentive Plan Exhibit 10.44 CROWN ELECTROKINETICS CORP. AMENDMENT TO CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN WHEREAS, the Board of Directors of Crown Electrokinetics Corp. (the “Company”) approved and adopted the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (as amended, the “Plan”) of the Company on December 16, 2020; WHEREAS, pursuant to section 14.1 of the Plan, the Board of Direc |
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March 31, 2025 |
Exhibit - 10.43 CROWN ELECTROKINETICS CORP. 2020 LONG-TERM INCENTIVE PLAN * * * * * 1.Purpose. The purpose of the Crown Electrokinetics Corp. 2020 Long-Term Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its stockholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, d |
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March 26, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss |
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March 26, 2025 |
Crown Announces Leadership Change Exhibit 99.1 Crown Announces Leadership Change - LOS ANGELES, Mar. 26, 2025 – Crown Electrokinetics Corp. (OTC: CRKN) ("Crown" or the "Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced that Andrew “Andy” Mayer, President of Construction, has submitted his resignation, effective Tuesday, March 25, 2025. “We |
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March 4, 2025 |
Crown Receives Nasdaq Delisting Determination and Plans to Request Reconsideration Exhibit 99.1 Crown Receives Nasdaq Delisting Determination and Plans to Request Reconsideration LOS ANGELES, Mar. 4, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced that it has received a delisting determination from The Nasdaq Stock Marke |
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March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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January 28, 2025 |
Crown Announces Effective Date of Reverse Stock Split Exhibit 99.1 Crown Announces Effective Date of Reverse Stock Split - LOS ANGELES, Jan. 28, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced its plan to implement a reverse split of its common stock at a ratio of 1-for-150 shares. The revers |
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January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi |
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January 28, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP. Crown Electrokinetics Corp. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: FIRST. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended b |
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January 14, 2025 |
Crown Announces Results of Special Meeting of Stockholders Exhibit 99.1 Crown Announces Results of Special Meeting of Stockholders - LOS ANGELES, Jan. 14, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced the voting results from its Special Meeting of Stockholders held on January 14, 2025. Crown’s s |
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January 14, 2025 |
EX-FILING FEES 4 ea022725401ex-feecrown.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Crown Electrokinetics Corp. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit( |
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January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi |
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January 14, 2025 |
As filed with the Securities and Exchange Commission on January 14, 2025 As filed with the Securities and Exchange Commission on January 14, 2025 Registration No. |
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December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm |
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December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics |
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October 21, 2024 |
20,000,000 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-282665 Filed pursuant to Rule 424(b)(4) 20,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Liqueous, LP (“Liqueous” or the “Selling Stockholder”) of up to 20,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). All share numbers herein are adjusted for the one-for-one hundred and fi |
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October 18, 2024 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 October 18, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed October 15, 2024 File No. 333-282665 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations und |
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October 15, 2024 |
List of Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. Subsidiaries Place of Incorporation Crown Fiber Optics Corp. Delaware Element 82 Inc. Delaware Paramount Network Construction Inc. Delaware PE Pipelines Inc. Delaware |
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October 15, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp. |
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October 15, 2024 |
Registration Rights Agreement by and between the Company and Liqueous, LP, dated August 31, 2024. REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 31, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Crown Electrokinetics Corp. |
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October 15, 2024 |
CROWN ELECTROKINETICS CORP. Up to $63,032,014 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $63,032,014 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplemen |
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October 15, 2024 |
REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 31, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Crown Electrokinetics Corp. |
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October 15, 2024 |
As filed with the U.S. Securities and Exchange Commission on October 15, 2024 As filed with the U.S. Securities and Exchange Commission on October 15, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or orga |
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October 15, 2024 |
Common Stock Purchase Agreement by and between the Company and Liqueous, LP, dated August 31, 2024. Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as August 31, 2024 (the “Execution Date”), by and between Crown Electrokinetics Corp. |
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October 15, 2024 |
Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as August 31, 2024 (the “Execution Date”), by and between Crown Electrokinetics Corp. |
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October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Com |
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September 13, 2024 |
CROWN ELECTROKINETICS CORP. Up to $13,032,014 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $13,032,014 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplemen |
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September 6, 2024 |
Calculation of Filing Fee Tables S-8 (Form Type) Crown Electrokinetics Corp. (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Agg |
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September 6, 2024 |
As filed with the Securities and Exchange Commission on September 5, 2024 As filed with the Securities and Exchange Commission on September 5, 2024 Registration No. |
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September 6, 2024 |
Form of Inducement Equity Award Agreement CROWN ELECTROKINETICS CORP. INDUCEMENT EQUITY AWARD AGREEMENT This Inducement Equity Award Agreement (this “Agreement”) is made and entered into as of September 2, 2024 (the “Grant Date”) by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and Erich Spangenberg (the “Grantee”). WHEREAS, the Company has selected the Grantee to be awarded the equity awards described he |
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August 21, 2024 |
Letter from Marcum dated August 19, 2024 August 19, 2024 Doug Croxall Crown Electrokinetics Corp. 1110 NE Circle Blvd Corvallis, Oregon 97330 Re: Crown Electrokinetics Corp. Dear Mr. Croxall; This is to confirm that the client-auditor relationship between Crown Electrokinetics Corp. (Commission File Number 1-39924) and Marcum LLP has ceased effective August 19, 2024. We agree with the statements contained in the 8k filed August 19, 2024. |
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August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of In |
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August 19, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Corp |
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August 13, 2024 |
CRKN / Crown Electrokinetics Corp. / Long Grove Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339305 (formerly 228339206) (CUSI |
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July 26, 2024 |
July 26, 2024 Crown Electrokinetics Regains Compliance With Nasdaq's Minimum Bid Price Requirement LOS ANGELES, July 26, 2024 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. |
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July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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July 2, 2024 |
Crown Electrokinetics Film Division Announces Leadership Changes Crown Electrokinetics Film Division Announces Leadership Changes LOS ANGELES, CA / ACCESSWIRE / July 2, 2024 / Crown Electrokinetics Corp. |
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July 2, 2024 |
DocuSign Envelope ID: C6F9EDA1-00CB-4CB6-A32D-D87BC472EC68 CROWN ELECTROKINETICS CORP. |
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June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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June 21, 2024 |
CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP. |
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June 21, 2024 |
Crown Electrokinetics Announces 1-for-150 Reverse Stock Split Crown Electrokinetics Announces 1-for-150 Reverse Stock Split LOS ANGELES, CA / ACCESSWIRE / June 21, 2024 / Crown Electrokinetics Corp. |
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June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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June 20, 2024 |
As filed with the Securities and Exchange Commission on June 18, 2024 As filed with the Securities and Exchange Commission on June 18, 2024 Registration No. |
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June 20, 2024 |
Crown Electrokinetics Corp. 2024 Employee Incentive Plan* CROWN ELECTROKINETICS CORP. 2024 EMPLOYEE INCENTIVE PLAN * * * * * 1. Purpose. The purpose of the Crown Electrokinetics Corp. 2024 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its shareholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and cons |
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June 20, 2024 |
Calculation of Filing Fee Tables ……S-8….. (Form Type) ……………………Crown Electrokinetics Corp.………………………..… (Exact Name of Registrant as Specified in its Charter) …………………Not Applicable………………… (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum |
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June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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June 14, 2024 |
300,000,000 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-279944 Filed pursuant to Rule 424(b)(4) 300,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 300,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). The shares of Common Stock to which |
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June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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June 11, 2024 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 June 11, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed June 5, 2024 File No. 333-279944 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the |
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June 10, 2024 |
3D Nanocolor Corp. 2016 Equity Incentive Plan* 3D NANOCOLOR CORP. 2016 EQUITY INCENTIVE PLAN 1.Purpose of the Plan. This 2016 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to 3D Nanocolor Corp., a Delaware corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the United States Internal R |
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June 10, 2024 |
Crown Electrokinetics Corp. 2022 Employee Incentive Plan* CROWN ELECTROKINETICS CORP. 2022 EMPLOYEE INCENTIVE PLAN * * * * * 1. Purpose. The purpose of the Crown Electrokinetics Corp. 2022 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its shareholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and cons |
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June 10, 2024 |
Amendment to the Crown Electrokinetics Corp. 2020 Employee Incentive Plan* CROWN ELECTROKINETICS CORP. AMENDMENT TO CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN WHEREAS, the Board of Directors of Crown Electrokinetics Corp. (the “Company”) approved and adopted the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (as amended, the “Plan”) of the Company on December 16, 2020; WHEREAS, pursuant to section 14.1 of the Plan, the Board of Directors of the Co |
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June 10, 2024 |
Crown Electrokinetics Corp. 2020 Employee Incentive Plan* CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN * * * * * 1.Purpose. The purpose of the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its stockholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and consu |
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June 10, 2024 |
As filed with the Securities and Exchange Commission on June 10, 2024 As filed with the Securities and Exchange Commission on June 10, 2024 Registration No. |
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June 10, 2024 |
Calculation of Filing Fee Tables ……S-8….. (Form Type) ……………………Crown Electrokinetics Corp.………………………..… (Exact Name of Registrant as Specified in its Charter) …………………Not Applicable………………… (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum |
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June 5, 2024 |
As filed with the U.S. Securities and Exchange Commission on June 4, 2024 As filed with the U.S. Securities and Exchange Commission on June 4, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or organiza |
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June 5, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp. |
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May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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May 28, 2024 |
AMENDMENT NO. 1 TO THE BYLAWS OF CROWN ELECTROKINETICS CORP. (F/K/A 3D NANOCOLOR CORP.) (a Delaware corporation) This Amendment No. 1 to the Bylaws (the “Bylaws”) of Crown Electrokinetics Corp., a Delaware corporation (the “Corporation”), is effective as of May 27, 2024. WHEREAS, the Board of Directors of the Corporation has approved by unanimous written consent the Amendment No. 1 to the Bylaws a |
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May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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May 22, 2024 |
SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES B PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. |
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May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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May 22, 2024 |
AMEND AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES C PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. |
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May 22, 2024 |
SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. |
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May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor |
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May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 29, 2024 |
Employment Agreement, effective April 24, 2024, by and between the Company and Sheldon Davis. CROWN ELECTROKINETICS CORP. EMPLOYMENT AGREEMENT This AGREEMENT (the “Agreement”) is made as of the latest date signed (the “Effective Date”), by and between Crown Electrokinetics Corp., a Delaware corporation (the “Employer”) and Sheldon Davis residing at 5884 Bellwether Dr., Saline, MI, 48176 (the “Executive”). In consideration of the mutual covenants contained in this Agreement, the Employer an |
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April 29, 2024 |
April 29, 2024 Crown Electrokinetics Names Sheldon Davis President of Electrokinetic Film Division LOS ANGELES, CA / ACCESSWIRE / April 29, 2024 / Crown Electrokinetics Corp. |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss |
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April 1, 2024 |
Crown Electrokinetic Corp. Clawback Policy* Exhibit 97.1 CROWN ELECTROKINETICS CORP. CLAWBACK POLICY A. OVERVIEW The Board of Directors (the “Board”) of Crown Electrokinetics Corp. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability. Accordingly, in accordance with the applicable rules of The Nasdaq Stock Market (the “Nasd |
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April 1, 2024 |
Exhibit 4.15 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Crown Electrokinetics Corp. (“Corp,” “we,” “our,” “us,” and the “Company”) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): 1. Common stock, par value $0.001 per s |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electrokinetics Corp. (Ex |
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April 1, 2024 |
List of Subsidiaries of the Registrant.* Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. List of subsidiaries Place of Incorporation Crown Fiber Optics Corp. Delaware |
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March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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February 9, 2024 |
200,000,000 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-276875 Filed pursuant to Rule 424(b)(4) 200,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 200,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). All share numbers herein are adjust |
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February 7, 2024 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 February 7, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed February 5, 2024 File No. 333-276875 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations und |
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February 5, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp. |
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February 5, 2024 |
As filed with the U.S. Securities and Exchange Commission on February 5, 2024 As filed with the U.S. Securities and Exchange Commission on February 5, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or orga |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics |
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October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi |
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September 26, 2023 |
CROWN ELECTROKINETICS CORP. Up to $9,795,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $9,795,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement |
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September 5, 2023 |
Crown Electrokinetics Regains Compliance with Nasdaq Listing Requirements Exhibit 99.1 Crown Electrokinetics Regains Compliance with Nasdaq Listing Requirements LOS ANGELES, September 05, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced that on Septem |
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September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm |
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August 30, 2023 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 August 29, 2023 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 File No. 333-273987 Ladies and Gentlemen: In accordance with Rule 477 under the Securities Act of 1933, as amended, Crown Electrokinetics Corp., a Delaware corpo |
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August 30, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Corp |
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August 23, 2023 |
Crown Electrokinetics Appoints Scott Hobbs to Board of Directors Exhibit 99.1 Crown Electrokinetics Appoints Scott Hobbs to Board of Directors August 23, 2023 9:30am EDT LOS ANGELES, CA / ACCESSWIRE / August 23, 2023 / Crown Electrokinetics Corp. (NASDAQ:CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced |
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August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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August 14, 2023 |
As filed with the U.S. Securities and Exchange Commission on August 14, 2023 As filed with the U.S. Securities and Exchange Commission on August 14, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or organ |
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August 14, 2023 |
Crown Electrokinetics Announces 1-for-60 Reverse Stock Split Exhibit 99.1 Crown Electrokinetics Announces 1-for-60 Reverse Stock Split LOS ANGELES, CA / ACCESSWIRE / August 14, 2023 / Crown Electrokinetics Corp. (NASDAQ:CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, announces that it expects to implement a 1-for |
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August 14, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp. |
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August 14, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP. Crown Electrokinetics Corp. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: FIRST. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended b |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on For |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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August 7, 2023 |
Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of August 2, 2023, is entered into by and between CROWN ELECTROKINETICS CORP., a Delaware corporation (the “Company”) and Pinz Capital Special Opportunity Fund LP (the “Holder”). As used herein, the term “Parties” shall be used to refer to the Company and Holder jointly. WHEREAS: A. The Company warrants and represe |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss |
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August 7, 2023 |
75,000,000 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-273550 Filed pursuant to Rule 424(b)(4) 75,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 75,000,000 shares of our common stock, par value $0.0001 per share (“common stock”). The shares of common stock to which t |
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August 3, 2023 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 August 3, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 Filed August 1, 2023 File No. 333-273550 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under t |
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August 1, 2023 |
As filed with the Securities and Exchange Commission on July 31, 2023 As filed with the Securities and Exchange Commission on July 31, 2023 Registration No. |
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August 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp. |
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July 26, 2023 |
CROWN ELECTROKINETICS CORP. Up to $5,100,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $5,100,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement |
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July 24, 2023 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 20, 2023, is by and between Keystone Capital Partners, LLC, a Delaware limited liability company (the “Investor”), and Crown Electrokinetics Corp., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common |
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July 24, 2023 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of July 20, 2023 by and between CROWN ELECTROKINETICS CORP. and KEYSTONE CAPITAL PARTNERS, LLC Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1. Purchase and Sale of Stock 2 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announcements and Required Filings 2 Arti |
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July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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July 14, 2023 |
Exhibit 10.1 FORBEARANCE AGREEMENT THIS FORBEARANCE AGREEMENT (“Agreement”) is made as of July 10, 2023 (the “Effective Date”), by and between Crown Electrokinetics Corp., a Delaware corporation (“Borrower”) and Cedarview Opportunity Master Fund LP, as lender (“Lender”), with reference to the following facts: RECITALS A. Lender and Borrower entered into an Original Issue Discount Senior Secured No |
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July 14, 2023 |
Exhibit 10.2 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment, dated as of July 14, 2023 (this “Amendment”), to the Forbearance Agreement), dated as of July 10, 2023 (as may be further amended from time to time, the “Agreement”), by and between Crown Electrokinetics Corp., a Delaware corporation (“Borrower”) and Cedarview Opportunity Master Fund LP, as lender (“Lender”), is made by an |
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July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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July 10, 2023 |
180,881,232 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-273095 Filed pursuant to Rule 424(b)(4) 180,881,232 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the “Selling Stockholders”) of (i) an aggregate of 21,000,000 shares of our common stock issuable upon the conversion of shares of our Series E Convertible Preferred Stock (the “Ser |
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July 5, 2023 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 July 5, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 Filed June 30, 2023 File No. 333-273095 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the |
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June 30, 2023 |
As filed with the Securities and Exchange Commission on June 30, 2023 As filed with the Securities and Exchange Commission on June 30, 2023 Registration No. |
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June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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June 30, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp. |
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June 15, 2023 |
Exhibit 3.1 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “CROWN ELECTROKINETICS CORP.”, FILED IN THIS OFFICE ON THE NINTH DAY OF JUNE, A.D. 2023, AT 5:39 O’ CLOCK P.M. /s/ Jeffrey W. Bullock Jeffrey W. Bullock, Secretary of state 5731691 8100 SR# 20232 |
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June 15, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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June 15, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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June 15, 2023 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 14, 2023, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collect |
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June 15, 2023 |
Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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June 15, 2023 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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June 15, 2023 |
Exhibit 3.3 CERTIFICATE OF DESIGNATIONS OF SERIES F-2 CONVERTIBLE PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. I, Doug Croxall, hereby certify that I am the Chief Executive Officer of Crown Electrokinetics Corp. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly con |
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June 15, 2023 |
Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 13, 2023, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “ |
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June 6, 2023 |
Exhibit 10.1 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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June 6, 2023 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. I, Doug Croxall, hereby certify that I am the Chief Executive Officer of Crown Electrokinetics Corp. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly confe |
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June 6, 2023 |
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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June 6, 2023 |
Exhibit 10.1 EXECUTION COPY EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the 4th day of June, 2023, by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to |
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June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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June 6, 2023 |
Crown Electrokinetics Completes Restructuring of Balance Sheet Exhibit 99.1 Crown Electrokinetics Completes Restructuring of Balance Sheet Los Angeles, California, June X, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company"), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced that it has entered |
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June 6, 2023 |
Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware (State or other Jurisdiction of Incorporation) 001-39924 (Commission File No.) |
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May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor |
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May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio |
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May 18, 2023 |
Exhibit 10.3 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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May 18, 2023 |
Exhibit 10.1 Crown Electrokinetics Corp. 11601 Wilshire Blvd., Suite 2240 Los Angeles, CA 90025 May , 2023 Holder of Senior Secured Convertible Note Re: Reduction of Conversion Price Dear Holder: Reference is hereby made to that certain Securities Purchase Agreement, dated October 19, 2022, by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd |
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May 18, 2023 |
Exhibit 10.2 THIRD AMENDMENT TO SECURED NOTE This Third Amendment to the Convertible Promissory Note (the “Amendment”) is entered into as of May 15, 2023 (the “Effective Date”) by and between Eleven Advisors LLC, maintaining an address at 463 Adams St, Denver, CO. 80206 (“Holder”), and Crown Electrokinetics Corp., a Delaware corporation maintaining an address at 11601 Wilshire Blvd., Suite 2240, L |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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May 5, 2023 |
64,719,258 Shares Crown Electrokinetics Corp. PROSPECTUS Registration No. 333-271436 Filed pursuant to Rule 424(b)(4) 64,719,258 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the “Selling Stockholders”) of (i) an aggregate of 5,000,000 shares of our common stock, par value $0.0001 per share (“common stock”), issuable upon the conversion of shares of our S |
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May 3, 2023 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 May 3, 2023 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 May 3, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 File No. 333-271436 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 193 |
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April 26, 2023 |
As filed with the Securities and Exchange Commission on April 25, 2023 As filed with the Securities and Exchange Commission on April 25, 2023 Registration No. |
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April 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp. |
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April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi |
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March 31, 2023 |
List of Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. Name Place of Incorporation Crown Fiber Optics Corp. Delaware |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electrokinetics Corp. (Ex |
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March 27, 2023 |
Crown’s Fiber Optics Division Adds Third Customer Expanding US Presence Exhibit 99.1 Crown’s Fiber Optics Division Adds Third Customer Expanding US Presence Total Project Value Estimated at up to $30 Million with Leading Infrastructure Solutions Provider Expanding Crown’s Customer Base and Geographic Coverage to the Southwest Complementing Multi-State Operations Already in the Great Lakes and Northwest. Los Angeles, California, March 27, 2023 (GLOBE NEWSWIRE) - Crown |
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March 27, 2023 |
Exhibit 10.1 WAIVER AGREEMENT AND AMENDMENT This waiver agreement and amendment (the “Agreement”) is entered into as of the day of March, 2023, by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and the investor signatory hereto (the “Investor”), with reference to the following facts: A. Prior to the date hereof, pursuant to a Securities Purchase Agreement, dated as |
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March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss |
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March 15, 2023 |
CRKN / Crown ElectroKinetics Corp / Long Grove Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Number) Joel Krutz, |
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March 6, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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March 6, 2023 |
Exhibit 10.1 OCTOBER NOTE WAIVER #2 AGREEMENT This waiver agreement (the “Agreement”) is entered into as of the 28th day of February 2023, by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and the investor signatory hereto (the “Investor”), with reference to the following facts: A. Prior to the date hereof, pursuant to a Securities Purchase Agreement, dated as of O |
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March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm |
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February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) * Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Nu |
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February 3, 2023 |
Exhibit 10.1 LINE OF CREDIT AGREEMENT This LINE OF CREDIT AGREEMENT (this “Agreement”), entered into as of January 30, 2023, between Crown Electrokinetics Corp., Delaware corporation with an address at 11601 Wilshire Blvd Suite 2240 Los Angeles, CA 90025, Attention: Chief Executive Officer, email: [email protected] (“Borrower”), and the Lender identified on the signature page hereto (together with |
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February 3, 2023 |
Crown Electrokinetics Announces Closing of Line of Credit for up to $100 Million Exhibit 99.1 Crown Electrokinetics Announces Closing of Line of Credit for up to $100 Million Los Angeles, California, Feb. 1, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company"), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced t |
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February 3, 2023 |
Exhibit 3.1 AMENDMENT NO. 1 TO CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES D PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. This Amendment No. 1 to the Certificate of Designations, Preferences and Rights of the Series D Preferred Stock of Crown Electrokinetics Corp. (this “Amendment No. 1”), dated as of February 1, 2023 (the “Effective Date”), is entered into by Crown Electrokine |
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February 3, 2023 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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February 3, 2023 |
Exhibit 3.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES E PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. The undersigned, being the Chief Executive Officer and Chairman of Crown Electrokinetics Corp., a Delaware corporation (the “Corporation”), in accordance with the provisions of the Delaware General Corporation Law, does hereby certify that, pursuant to the authority conferred |
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February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Comm |
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February 3, 2023 |
Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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January 4, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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January 4, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commi |
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January 4, 2023 |
Exhibit 99.1 Crown Electrokinetics Acquires Amerigen 7 Acquisition Adds Immediate Revenue and $67 million Purchase Order LOS ANGELES, January 4, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading smart glass technology company, today announced it has entered into an asset purchase agreement with Amerigen 7, an emerging leader in the fields of d |
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January 4, 2023 |
EX-10.1 4 ea171181ex10-1crownelectro.htm FORM OF ASSET PURCHASE AGREEMENT, DATED JANUARY 3, 2023, BETWEEN THE COMPANY AND AMERIGEN 7 LLC Exhibit 10.1 ASSET PURCHASE AGREEMENT between AMERIGEN 7 LLC and CROWN ELECTROKINETICS CORP. dated as of January 3, 2023 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 9 Section 2.01 Purchase and Sale of Assets. 9 Section 2.02 Excluded Ass |
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January 4, 2023 |
EX-99.2 7 ea171181ex99-2crownelectro.htm INVESTOR PRESENTATION DATED JANUARY 4, 2023 Exhibit 99.2 This presentation and other written or oral statements made from time to time by representatives of Crown Electrokinetics may co ntain "forward - looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934. For |
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January 4, 2023 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commissi |
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November 28, 2022 |
53,548,767 Shares Crown Electrokinetics Corp. Prospectus Registration No. 333-268444 Filed pursuant to Rule 424(b)(4) 53,548,767 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the ?Selling Stockholders?) of (i) an aggregate of 814,102 shares of our common stock, par value $0.0001 per share (?common stock?), issuable upon the conversion of shares of our Ser |
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November 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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November 23, 2022 |
Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 November 23, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 File No. 333-268444 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1 |
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November 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp. |
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November 17, 2022 |
As filed with the Securities and Exchange Commission on November 17, 2022 As filed with the Securities and Exchange Commission on November 17, 2022 Registration No. |
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November 14, 2022 |
PRE 14A 1 ea168426-pre14acrownelectro.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics |
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October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Comm |
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October 20, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of October 19, 2022, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Buyer? and coll |
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October 20, 2022 |
Exhibit 4.2 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) |
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October 20, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of October 19, 2022, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the ?Company?), and the undersigned buyers (each, a ?Buyer,? and collectively, the ?Buyers?). RECITALS A. In connection wit |
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October 20, 2022 |
Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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October 20, 2022 |
Exhibit 10.3 SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT, dated as of October 19, 2022 (this ?Agreement?), made by Crown Electrokinetics Corp., a Nevada corporation, with offices located at [] (the ?Company?), and each of the undersigned direct and indirect Domestic Subsidiaries (as defined below) of the Company from time to time, if any (each a ?Grantor? and together with the Comp |
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October 5, 2022 |
CROWN ELECTROKINETICS CORP. Up to $3,500,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $3,500,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement |
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October 4, 2022 |
CROWN ELECTROKINETICS CORP. Up to $4,000,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $4,000,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement |
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September 16, 2022 |
CRKN / Crown Electrokinetics Corp. / ZI Ventures LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ) * Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Num |
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September 2, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporati |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39924 Crown Electrokinetics Corp. |
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July 29, 2022 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commiss |
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July 29, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 26, 2022, by and among Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), and the investors listed on the Schedule of Buyers attached hereto as Annex A and identified on the signature pages hereto (each, an ?Investor? and, collectively, the ?Investors?). WHEREAS, s |
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July 29, 2022 |
EX-10.2 4 ea163591ex10-2crownelectro.htm FORM OF REGISTRATION RIGHTS AGREEMENT, DATED JULY 26, 2022, BETWEEN THE COMPANY AND THE PURCHASERS Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 26, 2022, between Crown Electrokinetics Corp., a Delaware corporation (the “Company”), and each of the several purchasers signa |
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July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 19, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) |
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July 22, 2022 |
Exhibit 4.1 Crown Electrokinetics Corp. UNDERWRITING AGREEMENT 1,250,000 Shares of Common Stock July 19, 2022 Roth Capital Partners, LLC As the Representative of the Several Underwriters Named on Schedule I hereto c/o Roth Capital Partners, LLC888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), propose |
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July 22, 2022 |
Exhibit 1.1 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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July 21, 2022 |
CROWN ELECTROKINETICS CORP. SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 PROSPECTUS SUPPLEMENT (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. SHARES OF COMMON STOCK We are offering shares of our common stock. Each share of our common stock will be sold at a price of $0.80 per share. Our common stock is traded on the Nasdaq Capital Market, or Nasdaq, under the symbol ?CRKN?. On July 19, |
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July 19, 2022 |
CROWN ELECTROKINETICS CORP. Up to $2,000,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $2,000,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement |
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July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 8, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commissi |
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July 8, 2022 |
Exhibit 3.4 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES D PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. The undersigned, being the Chief Executive Officer and Chairman of Crown Electrokinetics Corp., a Delaware corporation (the ?Corporation?), in accordance with the provisions of the Delaware General Corporation Law, does hereby certify that, pursuant to the authority conferred |
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May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor |
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May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commis |
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March 31, 2022 |
Exhibit 10.6 EMPLOYMENT AGREEMENT This AGREEMENT (the ?Agreement?) is made as of the date signed (the ?Effective Date?), by and between Crown Electrokinetics Corp., a Delaware corporation with offices at Los Angeles (the ?Employer?) and Doug Croxall (the ?Executive?). In consideration of the mutual covenants contained in this Agreement, the Employer and the Executive agree as follows: 1. Employmen |
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March 31, 2022 |
Exhibit 10.8 INDEPENDENT CONTRACTOR/CONSULTING AGREEMENT This independent contractor/consulting agreement (the ?Agreement?) is made and entered into as of February 25, 2021 (?Effective Date?), by and between Crown Electrokinetics Corp. (the ?Company?), at 1110 NE Circle Blvd., Corvallis, Oregon 97330, and Kaizan Reserve, Inc. (?Contractor?), at 1725 Butler Avenue, Suite 207, Los Angeles, Californi |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KT ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from April 1, 2021 to December 31, 2021 Commission File Number: 333-249833 Crown Electrokin |
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March 31, 2022 |
Exhibit 10.1 Execution Version CROWN ELECTROKINETICS CORP. COMMON STOCK SALES AGREEMENT March 30, 2022 A.G.P./Alliance Global Partners 590 Madison Avenue New York, NY 10022 Ladies and Gentlemen: Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with A.G.P./Alliance Global Partners (the ?Sales Agent?), as follows: 1. Issuance and Sale of |
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March 31, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission |
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March 31, 2022 |
Exhibit 10.7 |
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March 31, 2022 |
CROWN ELECTROKINETICS CORP. $5,000,000 COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 PROSPECTUS SUPPLEMENT (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. $5,000,000 COMMON STOCK This prospectus supplement and the accompanying prospectus relate to the issuance and sale of up to $5,000,000 of shares of common stock, par value $0.001 per share, of Crown Electrokinetics Corp. (the ?Company?, ?we?, or |
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March 31, 2022 |
Exhibit 10.9 |
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March 30, 2022 |
Exhibit 99.1 Crown Electrokinetics Reports Stub Period Financial Results for the Nine Months Ended December 31, 2021 Los Angeles, California, March 30th, 2022 - Crown Electrokinetics Corp. (NASDAQ: CRKN) (?Crown? or the ?Company?), a leading smart glass technology company, will today report its financial results for the nine-month Stub Period ended December 31, 2021. Doug Croxall, Crown, CEO, ?In |
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March 30, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission |
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March 28, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission |
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March 28, 2022 |
Exhibit 10.1 MASTER SUPPLY AGREEMENT THIS MASTER SUPPLY AGREEMENT (this ?Agreement?) is between Crown Electrokinetics Corp., a Delaware corporation (?Crown?), and BRANDYWINE OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (?Buyer?), and is effective as of March 25, 2022, 2022. Crown and Buyer are collectively referred to in this Agreement as the ?Parties,? and each individually as a ?P |
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January 19, 2022 |
CORRESP 1 filename1.htm January 19, 2022 VIA EDGAR Patrick Fullem Staff Attorney Division of Corporation Finance Office of Manufacturing U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3, File No. 333-262122 Dear Mr. Fullem: Pursuant to Rule 461 of the General Rules and Regulations under the Securities A |
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January 12, 2022 |
As filed with the Securities and Exchange Commission on January 12, 2022 As filed with the Securities and Exchange Commission on January 12, 2022 Registration No. |
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December 23, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2021 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commissi |