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| CIK | 47307 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crawford United Corporation
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| July 31, 2025 |
Crawford United Corporation Announces Second Quarter 2025 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 31, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2025 Results ● Earnings per share of $1.44 for the quarter and $2.32 year-to-date ● Sales of $46.9 million for the quarter, an increase of 2 |
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| June 2, 2025 |
EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 8, 2025 |
Crawford United Corporation Announces First Quarter 2025 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 8, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2025 Results ● Sales of $43.3 million for the quarter, a $5.9 million sequential increase in sales from prior quarter ● Improved sales, operati |
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| April 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| February 27, 2025 |
Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED CORPORATION Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. |
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| February 27, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| February 27, 2025 |
Description of Securities Registered Under the Exchange Act. Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of the holders of the Class A common |
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| February 27, 2025 |
Computation of Net Income Per Common Share. Exhibit 1 CRAWFORD UNITED CORPORATION CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS December 31, December 31, Years Ended, 2024 2023 NET INCOME Net income applicable to common shares for basic earnings per share $ 13,597,967 $ 13,294,793 Net Income applicable to common shares for diluted earnings per share $ 13,597,967 $ 13,294,793 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,538,461 3,507,883 Unvested Restricted Stock Awards 14,547 18,953 Total shares for diluted earnings per share 3,553,008 3,526,836 Basic Earnings Per Common Share $ 3. |
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| February 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 27, 2025 |
Crawford United Corporation Announces Fourth Quarter and Full Year 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 February 27, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2024 Results ● Earnings per share of $3.83 for the year and $1.11 for the quarter ● Sales of $150.2 million for the year, |
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| February 27, 2025 |
Crawford United Corporation Insider Trading Policy Exhibit 19. CRAWFORD UNITED CORPORATION Insider Trading Policy (Revised March 29, 2023) 1. Purpose To establish rules and restrictions for trading and other transactions in the capital stock or other securities, such as bonds, options, derivative instruments, etc. (the “Securities”) of Crawford United Corporation (together with its affiliates and subsidiaries, the “Company”); and to enable complia |
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| February 27, 2025 |
Exhibit 14 CRAWFORD UNITED CORPORATION FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Corporation Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| January 7, 2025 |
Equity Purchase Agreement dated January 2, 2025, by and among Air Enterprises and Seller. Exhibit 2.1 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”) is entered into effective as of January 2, 2025, by and among (i) Crawford AE LLC, an Ohio limited liability company (“Buyer”), and (ii) Johnny Dale Hancock, as Trustee of the 2018 John Hancock Revocable Trust dated March 6, 2018 (“Seller”). RECITALS A. Seller owns all of the issued and outstanding capital stoc |
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| January 7, 2025 |
CRAWFORD UNITED ACQUIRES RAHN INDUSTRIES Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 January 7, 2025 FOR IMMEDIATE RELEASE CRAWFORD UNITED ACQUIRES RAHN INDUSTRIES CLEVELAND, OHIO, January 7, 2025 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Rahn Industries, Incorporated of Whittier, California |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of |
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| November 6, 2024 |
Crawford United Corporation Announces Third Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 6, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2024 Results ● Earnings per share of $0.95 for the quarter and $2.72 year-to-date ● Sales of $112.8 million for the year, 2.5% ahead of la |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 3, 2024 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated August 30, 2024 (the “Closing Date”), is entered into by and among (i) Advanced Industrial Coatings, LLC, a Delaware limited liability company (“Buyer”), (ii) Advanced Industrial Coatings, Inc., a California corporation (“Seller”), (iii) David Arney (“D. Arney”), (iv) Mariann Arney (“M. Arney”), (v) Ronald Cyma |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of |
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| September 3, 2024 |
CRAWFORD UNITED ACQUIRES ADVANCED INDUSTRIAL COATINGS Exhibit 99.1 CRAWFORD UNITED ACQUIRES ADVANCED INDUSTRIAL COATINGS Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 CLEVELAND, OHIO, September 3, 2024 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Advanced Industrial Coatings of Stockton, California, effective August 30, 2 |
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| July 31, 2024 |
Crawford United Corporation Announces Second Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 31, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2024 Results ● Earnings per share of $0.92 for the quarter and $1.77 year-to-date ● Sales of $37.6 million for the quarter, an increase of 1 |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| July 31, 2024 |
Eighth Amendment to Credit Agreement, dated May 16, 2024 Exhibit 10.2 EIGHTH AMENDMENT AGREEMENT This Eighth Amendment Agreement (this “Agreement”) is dated as of the 16th day of May 2024, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic |
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| May 22, 2024 |
Loan Agreement, dated May 16, 2024, by and between North 52nd Properties, LLC and MidFirst Bank. Exhibit 10.1 LOAN AGREEMENT By and Between NORTH 52ND PROPERTIES LLC and MIDFIRST BANK TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 1.1. Defined Terms 1 1.2. Terms Generally; References and Titles 1 ARTICLE II. THE LOAN 1 2.1. The Loan 1 (a) Interest 1 (b) Default Rate; Late Charge 2 (c) Payment 2 (d) Prepayment 2 (e) Additional Expenditures 3 (f) Additional Costs 3 (g) Lenders Determinations 3 |
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| May 22, 2024 |
EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of in |
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| May 17, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 30, 2024 |
Crawford United Corporation Announces First Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 30, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2024 Results ● Sales of $38.4 million for the quarter ● $4.6 million sequential increase in sales from prior quarter ● Net income of $3.0 mi |
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| April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: |
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| April 17, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 5, 2024 |
Computation of Net Income Per Common Share. Exhibit 1 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS December 31, December 31, Years Ended, 2023 2022 NET INCOME Net income applicable to common shares for basic earnings per share $ 13,294,793 $ 6,561,403 Net Income applicable to common shares for diluted earnings per share $ 13,294,793 $ 6,561,403 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,507,883 3,462,868 Unvested Restricted Stock Awards 18,953 - Total shares for diluted earnings per share 3,526,836 3,462,868 Basic Earnings Per Common Share $ 3. |
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| March 5, 2024 |
Crawford United Corporation Announces Fourth Quarter and Full Year 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 5, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2023 Results ● Earnings per share of $3.77 for the year and $0.91 for the quarter ● Sales of $143.9 million for the year, an i |
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| March 5, 2024 |
Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. |
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| March 5, 2024 |
Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| March 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| March 5, 2024 |
Description of Securities Registered Under the Exchange Act. Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of the holders of the Class A common |
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| January 8, 2024 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated January 3, 2024 (the “Closing Date”), is entered into by and among (i) Heany Industries, LLC, a Delaware limited liability company (“Buyer”), (ii) Heany Industries, Inc., a New York corporation (“Seller”), (iii) S. Scott Zolnier, the sole shareholder of Seller (“Shareholder,” and together with Seller, the “Sell |
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| January 8, 2024 |
CRAWFORD UNITED ACQUIRES HEANY INDUSTRIES Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 January 8, 2024 FOR IMMEDIATE RELEASE CRAWFORD UNITED ACQUIRES HEANY INDUSTRIES CLEVELAND, OHIO, January 8, 2024 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Heany Industries effective January 2, 2024. Founded |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer |
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| December 1, 2023 |
Exhibit 10.1 SEVENTH AMENDMENT AGREEMENT This Seventh Amendment Agreement (this “Agreement”) is dated as of the 27th day of November 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“ |
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| November 22, 2023 |
Filing Fee Table (filed herewith). Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Crawford United Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Title of Securities to be Registered Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(3) Proposed Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Class A Common Shares, without par value 457(c) 350,000(2) $28. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 21, 2023 As filed with the Securities and Exchange Commission on November 21, 2023 Registration No. |
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| November 21, 2023 |
Exhibit 10.1 CRAWFORD UNITED CORPORATION 2023 OMNIBUS EQUITY PLAN ARTICLE 1 General Purpose of Plan; Definitions 1.1 Name and Purposes. The name of this plan is the Crawford United Corporation 2023 Omnibus Equity Plan (as amended from time to time, the “Plan”). The purpose of this Plan is to enable Crawford United Corporation (the “Company”) and its Affiliates to: (i) attract and retain skilled an |
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| November 21, 2023 |
DIRECTOR FORM Exhibit 10.3 CRAWFORD UNITED CORPORATION Common Shares Award Agreement for Directors This Common Shares Award Agreement (this “Agreement”) is made and entered into as of [INSERT GRANT DATE] (the “Grant Date”), by and between Crawford United Corporation, an Ohio corporation (the “Company”), and [INSERT NAME] (the “Grantee”). WHEREAS, the Company has adopted the Crawford United Corpora |
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| November 21, 2023 |
EMPLOYEE FORM Exhibit 10.2 CRAWFORD UNITED CORPORATION Restricted Shares Award Agreement for Employees This Restricted Shares Award Agreement (this “Agreement”) is made and entered into as of [INSERT DATE OF GRANT] (the “Date of Grant”), by and between Crawford United Corporation, an Ohio corporation (the “Company”), and [INSERT NAME] (the “Grantee”). WHEREAS, the Company has adopted the Crawford |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer |
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| November 2, 2023 |
Exhibit 10.1 SIXTH AMENDMENT AGREEMENT This Sixth Amendment Agreement (this “Agreement”) is dated as of the 12th day of June 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok A |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| November 2, 2023 |
Crawford United Corporation Announces Third Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 2, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2023 Results ● Earnings per share of $0.80 for the quarter and $2.86 year-to-date ● Sales of $110.1 million year-to-date, an increase of 1 |
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| August 9, 2023 |
Sixth Amendment Credit Agreement Exhibit 10.2 SIXTH AMENDMENT AGREEMENT This Sixth Amendment Agreement (this “Agreement”) is dated as of the 12th day of June 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok A |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| August 9, 2023 |
Crawford United Corporation Announces Second Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 9, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2023 Results ● Earnings per share of $1.09 for the quarter and $2.07 year-to-date ● Sales of $76.4 million year-to-date, an increase of 21. |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of in |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic |
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| May 31, 2023 |
EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 9, 2023 |
Crawford United Corporation Announces First Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 9, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2023 Results ● Sales of $39.5 million, an increase of 27.4% ● Net Income of $3.4 million, an increase of 218.2% ● EBITDA As Defined1 of $6.9 mi |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| April 4, 2023 |
Crawford United Corporation Announces Appointment of CFO EX-99.1 3 ex496084.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 4, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Appointment of CFO CLEVELAND, OHIO, April 4, 2023 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding |
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| April 4, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS THIS SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (“Agreement”), is made and entered into by and between Crawford United Corporation, an Ohio corporation (the “Company”), and John P. Daly (“Employee”), with an Effective Date as described below. W I T N E S S E T H: WHEREAS, Employee has been employed by the Company as its Vice P |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of |
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| March 21, 2023 |
Computation of Net Income Per Common Share. EX-1 2 ex491107.htm EXHIBIT 1 Exhibit 1 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2022 December 31, 2021 NET INCOME Net income applicable to common shares for basic earnings per share $ 6,561,403 $ 5,653,298 Net Income applicable to common shares for diluted earnings per share $ 6,561,403 $ 5,653,298 SHARES OU |
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| March 21, 2023 |
Description of Securities Registered Under the Exchange Act. EX-4.1 3 ex485081.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 21, 2023 |
Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| March 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| March 21, 2023 |
Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. |
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| March 21, 2023 |
Crawford United Corporation Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 21, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2022 Results ● Earnings per share of $1.89 for the year and $0.88 for the quarter ● Sales of $127.8 million for the year, an |
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| November 9, 2022 |
Crawford United Corporation Announces Third Quarter 2022 Results Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 9, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2022 Results ? Sales of $32.2 million for the quarter, an increase of 22.0% over Q3 2021 ? Sales of $95.1 million for the nine-month period, an increase |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| September 1, 2022 |
EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic |
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| August 10, 2022 |
Crawford United Corporation Announces Second Quarter 2022 Results Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 10, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2022 Results ● Sales of $31.9 million for the quarter, an increase of 21% over Q2 2021 ● Sales of $62.9 million for the six-month period, an increase of |
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| August 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| June 13, 2022 |
Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 13, 2022 CORRESP 1 filename1.htm Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 13, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jeanne Baker Terence O’Brien Re: Crawford United Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Filed April 13, 2022 File No |
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| June 9, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 2, 2022 |
Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 2, 2022 CORRESP 1 filename1.htm Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 2, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jeanne Baker Terence O’Brien Re: Crawford United Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Filed April 13, 2022 File No. |
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| May 13, 2022 |
Crawford United Corporation Announces First Quarter 2022 Results EX-99.1 2 ex375897.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 13, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2022 Results ● Revenue of $31.0 million, an increase of 29% ● Completed the acquisitions of Reverso Pumps and Separ Filt |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31,2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| May 13, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 3, 2022 |
DEF 14A 1 crawa20220428def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| May 2, 2022 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated as of May 1, 2022, is entered into by and among (i) Knitting Machinery Company of America LLC, a Delaware limited liability company (together with its successors and assigns, ?Purchaser?), (ii) KMC Corp. d/b/a Knitting Machinery Corp. (KMC Corp.), a Delaware corporation (?Seller?), (iii) Edwar |
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| May 2, 2022 |
Crawford United Corporation Acquires KMC Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 2, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires KMC CLEVELAND, OH, May 2, 2022 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of the assets of Knitting Machinery Corporation of America (KMC), loc |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 14, 2022 |
Crawford United Corporation Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 13, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2021 Results ? Sales of $27.3 million for the quarter, an increase of 37% ? Sales of $104.2 million for the year, an increase |
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| April 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 13, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 13, 2022 |
Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. |
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| April 13, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| April 13, 2022 |
Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United?s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| April 13, 2022 |
Computation of Net Income Per Common Share. Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2021 December 31, 2020 NET INCOME Net income applicable to common shares for basic earnings per share $ 5,653,298 $ 5,839,387 Net Income applicable to common shares for diluted earnings per share $ 5,653,298 $ 5,839,387 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,405,061 3,319,731 Net effect of dilutive options available under convertible note - based on the treasury stock method using year-end market price, if higher than average market price - 822 Total shares for diluted earnings per share 3,405,061 3,320,553 Basic Earnings Per Common Share $ 1. |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o |
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| March 31, 2022 |
Exhibit 99.1 Exhibit 99.1 Attachment to form 12b-25 Meaden & Moore, Ltd. is the independent auditor for Crawford United Corporation. Due to company delays in finalizing December 31, 2021, financial statements and related footnotes, we are unable to complete our audit procedures required under PCAOB standards by the required 10k filing deadline of March 31, 2022. March 31, 2022 /s/ Meaden & Moore, |
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| January 13, 2022 |
Crawford United Corporation Acquires Reverso Pumps and Separ of the Americas Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 January 11, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Reverso Pumps and Separ of the Americas CLEVELAND, OH, January 11, 2022 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of Reverso Pumps and Se |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| January 13, 2022 |
Exhibit 2.2 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated January , 2022 (the ?Closing Date?), is entered into by and among (i) Crawford SEP Acquisition Company, LLC, a Delaware limited liability company (?Buyer?), (ii) Separ of the Americas, LLC, a Florida limited liability company (?Seller?), (iii) John J. Napurano, Jr. and Jacqueline Napurano, Trustees of the John |
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| January 13, 2022 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated January , 2022 (the ?Closing Date?), is entered into by and among (i) Crawford REV Acquisition Company LLC, a Delaware limited liability company (?Buyer?), (ii) Reverso Pumps, Inc., a Florida corporation (?Seller?), (iii) John J. Napurano, Jr. and Jacqueline Napurano, Trustees of the John J. Napurano Living Tru |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 9, 2021 |
Crawford United Corporation Announces Third Quarter 2021 Results EX-99.1 2 ex304820.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 9, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2021 Results CLEVELAND, OHIO, November 9, 2021 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| October 12, 2021 |
October 12, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| August 23, 2021 |
As filed with the Securities and Exchange Commission on August 23, 2021 As filed with the Securities and Exchange Commission on August 23, 2021 Registration No. |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| August 10, 2021 |
Crawford United Corporation Announces Second Quarter 2021 Results EX-99.1 2 ex274037.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 10, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2021 Results ● Revenue $26.4 million, an increase of 42% over Q2 2020 ● Operating income $2.1 million, an increase o |
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| August 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 2, 2021 |
Crawford United Corporation Acquires Emergency Hydraulics EX-99.1 2 ex261565.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 1, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Emergency Hydraulics CLEVELAND, OH, July 1, 2021 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of the operati |
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| July 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic |
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| June 1, 2021 |
EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2020 to December 31, 2020 Introduction This Conflict Minerals Report (?Report?) of Crawford United Corporation (the ?Company?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the reporting period from Jan |
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| May 11, 2021 |
Crawford United Corporation Announces First Quarter 2021 Results EX-99.1 2 ex248861.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 11, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2021 Results ● Revenue of $24.0 million ● EPS of $0.93 ● Completed the acquisitions of Komtek Forge and Glo |
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| May 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ?Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?Definitive P |
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| April 1, 2021 |
8-K 1 crawa202104018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction |
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| March 17, 2021 |
Subsidiaries of the Registrant. EX-21 4 ex234400.htm EXHIBIT 21 Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. Arizona Data Genomix LLC Ohio Federal Hose Manufacturing LLC Ohio Global-Tek-Manufacturing LLC Puerto Rico Komtek Forge LLC Massachusetts MTA Acquisition Company LLC Delaware Marine Products International LLC Ohio Supreme Electronics C |
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| March 17, 2021 |
Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| March 17, 2021 |
Crawford United Corporation Announces Fourth Quarter 2020 Results EX-99.1 2 ex234088.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 17, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter 2020 Results CLEVELAND, OHIO, March 17, 2021 – Crawford United Corporation (OTC: CRAWA), a growth-orient |
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| March 17, 2021 |
Computation of Net Income Per Common Share. EX-11 2 ex234398.htm EXHIBIT 11 Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2020 December 31, 2019 NET INCOME Net income applicable to common shares for basic earnings per share $ 5,839,387 $ 6,979,863 Net Income applicable to common shares for diluted earnings per share $ 5,839,387 $ 6,979,863 SHARES |
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| March 17, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| March 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 5, 2021 |
EX-10.1 3 ex232013.htm EXHIBIT 10.1 Exhibit 10.1 Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP. FEDERAL HOSE MANUFACTURING LLC WAEKON CORPORATION DATA GENOMIX LLC CAD ENTERPRISES, INC. MARINE PRODUCTS INTERNATIONAL LLC KOMTEK FORGE LLC GLOBAL-TEK-MANUFACTURING LLC MTA ACQUISITION COMPANY and JPMORGAN CHASE BAN |
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| March 5, 2021 |
Crawford United Corporation Acquires Global-Tek Manufacturing and Machining Technology EX-99.1 4 ex232014.htm EXHIBIT 99.1 Exhibit 99.1 Crawford United Corporation Acquires Global-Tek Manufacturing and Machining Technology CLEVELAND, March 02, 2021 (GLOBE NEWSWIRE) - Crawford United Corporation (OTC: CRAWA) today announced the purchase of Global-Tek Manufacturing in Ceiba, Puerto Rico and Machining Technology in Longmont, Colorado effective March 1, 2021. The acquired businesses pro |
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| March 5, 2021 |
Exhibit 2.1 MEMBERSHIP INTEREST AND ASSET PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST AND ASSET PURCHASE AGREEMENT (this ?Agreement?), is entered into this 2nd day of March, 2021, and effective as of the 1st day of March, 2021, by and among (i) MTA Acquisition Company, LLC, a Delaware limited liability company (?Buyer?); (ii) Kevin Curtis, an individual, and Stacy Curtis, an individual (collective |
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| January 21, 2021 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commissio |
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| January 21, 2021 |
Crawford United Corporation Acquires Komtek Forge EX-99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 January 15, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Komtek Forge CLEVELAND, OH, January 15, 2021 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of KT Acquisition LLC, doing |
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| January 21, 2021 |
EX-2.1 2 d116046dex21.htm EX-2.1 Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (“Agreement”), dated as of January 15, 2021 (the “Closing Date”), is entered into by and among (i) CAD Enterprises, Inc., an Arizona corporation (“Buyer”), and (ii) Francis Park, LLC, an Ohio limited liability company, and Mary Crawford, an individual (each, a “Seller” an |
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| November 10, 2020 |
Crawford United Corporation Announces Third Quarter 2020 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 10, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2020 Results CLEVELAND, OHIO, November 10, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving dive |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| September 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0 |
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| August 14, 2020 |
Crawford United Corporation Announces Second Quarter 2020 Results EX-99.1 2 ex198863.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 14, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2020 Results CLEVELAND, OHIO, August 14, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-orie |
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| August 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 2, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 10, 2020 |
Exhibit 10.1 PAYCHECK PROTECTION PROMISSORY NOTE SBA Loan # 73061878-02 Bank Loan # 5940015310 SBA Loan Name Paycheck Protection Program (“Loan”) Date 06/04/2020 Loan Amount $ 1,200,766.00 Interest Rate One Percent (1%) Borrower CAD ENTERPRISES, INC. Operating Company CAD ENTERPRISES, INC. Lender First Federal Savings and Loan Association of Lakewood 1. PROMISE TO PAY: In return for the Loan, Borr |
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| June 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 10, 2020 |
Exhibit 10.1 PAYCHECK PROTECTION PROMISSORY NOTE SBA Loan # 73905478-05 Bank Loan # 5940015320 SBA Loan Name Paycheck Protection Program (“Loan”) Date 06/04/2020 Loan Amount $ 253,071.00 Interest Rate One Percent (1%) Borrower Federal Hose Manufacturing LLC Operating Company Federal Hose Manufacturing LLC Lender First Federal Savings and Loan Association of Lakewood 1. PROMISE TO PAY: In return fo |
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| May 29, 2020 |
As filed with the Securities and Exchange Commission on May 29, 2020 Registration No. |
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| May 15, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 15, 2020 |
Crawford United Corporation Announces First Quarter 2020 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 15, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2020 Results CLEVELAND, OHIO, May 15, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving diverse market |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAW |
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| April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 16, 2020 |
Promissory Note dated April 10, 2020, between the Company and JP Morgan Chase Bank, N.A. Exhibit 10.1 NOTE Date 4/10/2020 Note Amount $ 3,679,383 Borrower Crawford United Corporation Lender JPMorgan Chase Bank, N.A. 1. PROMISE TO PAY. Borrower promises to pay to the order of Lender the Note Amount, plus interest on the unpaid principal balance at the Note Rate, and all other amounts required by this Note. 2. DEFINITIONS. "CARES Act" means the Coronavirus Aid, Relief, and Economic Secu |
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| March 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 13, 2020 |
Exhibit 99.2 CRAWFORD UNITED CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED COMBINED FINANCIAL INFORMATION On January 2, 2020, Crawford United Acquisition Company LLC, a wholly owned subsidiary of Crawford United Corporation (the “Company”), completed the acquisition of substantially all the assets MPI Products, Inc. (dba Marine Products International), an Ohio corporation and suppl |
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| March 13, 2020 |
Crawford United Corporation Announces Fourth Quarter 2019 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 13, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter 2019 Results CLEVELAND, OHIO, March 13, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving diverse m |
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| March 13, 2020 |
Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. Arizona Data Genomix LLC Ohio Federal Hose Manufacturing LLC Ohio Marine Products International LLC Ohio Supreme Electronics Corp.* Mississippi Waekon Corporation* Ohio *inactive |
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| March 13, 2020 |
MPI PRODUCTS, INC. FINANCIAL STATEMENTS INDEPENDENT AUDITOR’S REPORT December 31, 2019 Exhibit 99.1 MPI PRODUCTS, INC. FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR’S REPORT December 31, 2019 INDEX Page Independent Auditor’s Report Financial Statements: Balance Sheet 2 - 3 Statement of Retained Earnings 4 Statement of Income 5 Statement of Cash Flows 6 - 7 Notes to Financial Statements 8 - 12 INDEPENDENT AUDITOR'S REPORT Board of Directors Marine Products, Inc. Eastlake, Ohio We hav |
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| March 13, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 13, 2020 |
Computation of Net Income Per Common Share. Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2019 December 31, 2018 NET INCOME Net income applicable to common shares for basic earnings per share $ 6,979,863 $ 3,613,710 Net Income applicable to common shares for diluted earnings per share $ 6,979,863 $ 3,613,710 SHARES OUTSTANDING Weighted average shares for basic earnings per share 2,849,239 2,799,706 Net effect of dilutive options available under convertible note - based on the treasury stock method using year-end market price, if higher than average market price 428,618 381,866 Total shares for diluted earnings per share 3,277,857 3,181,572 Basic Earnings Per Common Share $ 2. |
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| March 13, 2020 |
CRAWA / Crawford United Corporation 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO |
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| March 13, 2020 |
Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| March 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 13, 2020 |
Exhibit 10(af) Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP. |
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| January 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 7, 2020 |
Federal Hose Acquires Marine Products International Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 January 6, 2020 FOR IMMEDIATE RELEASE Federal Hose Acquires Marine Products International CLEVELAND, OHIO, January 6, 2020 – Federal Hose Manufacturing LLC, an operating company owned by Crawford United Corporation (OTC: CRAWA), today announ |
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| January 7, 2020 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated January 1, 2020 (the “Closing Date”), is entered into by and among (i) Crawford United Acquisition Company, LLC, an Ohio limited liability company (“Buyer”); (ii) MPI Products Inc. (dba Marine Products International), an Ohio corporation (“Seller”); (iii) Dennis Koch, an individual residing in Ohio, Bradley D. |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 19, 2019 |
Crawford United Corporation Announces Third Quarter 2019 Results EX-99.1 2 ex164469.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 November 12, 2019 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2019 Results CLEVELAND, OHIO, November 12, 2019 – Crawford United Corporation (OTC: CRAWA), a diversified holding |
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| November 19, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 13, 2019 |
CRAWA / Crawford United Corporation 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Crawford United |
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| October 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 4, 2019 |
Exhibit 10.1 Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP. FEDERAL HOSE MANUFACTURING LLC WAEKON CORPORATION DATA GENOMIX LLC CAD ENTERPRISES, INC. CRAWFORD UNITED ACQUISITION COMPANY, LLC and JPMORGAN CHASE BANK, N.A. With First Amendment Agreement, dated July 5, 2018 and Second Amendment Agreement, dated Se |
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| August 15, 2019 |
Crawford United Corporation Announces Second Quarter 2019 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 August 12, 2019 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2019 Results CLEVELAND, OHIO, August 12, 2019 – Crawford United Corporation (OTC Pink: CRAWA), a Cleveland-based holding company serving diverse marke |
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| August 15, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 14, 2019 |
CRAWA / Crawford United Corporation 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Crawford United Corpo |
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| July 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 9, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 21, 2019 |
Financial Statements and Exhibits, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 21, 2019 |
CRAWFORD UNITED ANNOUNCES RESIGNATION OF EDWARD CRAWFORD AS DIRECTOR Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 June 21, 2019 FOR IMMEDIATE RELEASE CRAWFORD UNITED ANNOUNCES RESIGNATION OF EDWARD CRAWFORD AS DIRECTOR CLEVELAND, OHIO, June 21, 2019 – Crawford United Corporation (OTC Pink: CRAWA), a Cleveland-based holding company serving diverse market |
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| May 21, 2019 |
EX-3.1 2 ex145525.htm EXHIBIT 3.1 Exhibit 3.1 |
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| May 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 21, 2019 |
EX-99.1 4 ex145527.htm EXHIBIT 99.1 Exhibit 99.1 Hickok Incorporated Changes Name to Crawford United Corporation and Announces First Quarter 2019 Results CLEVELAND, May 16, 2019 (GLOBE NEWSWIRE) - Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today reported the name of the company has been changed to Crawford United Corporation. The company also |
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| May 21, 2019 |
Exhibit 3.2 SECOND AMENDED AND RESTATED CODE OF REGULATIONS OF CRAWFORD UNITED CORPORATION ARTICLE I Fiscal Year The fiscal year of the Corporation shall be the twelve months ending December 31 in each year, or such other period as the Board of Directors may designate by resolution. ARTICLE II Shareholders Section 1. Meetings of Shareholders. (a) Annual Meeting. The annual meeting of the Sharehold |
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| May 14, 2019 |
EX-10.1 2 ex144815.htm EXHIBIT 10.1 Exhibit 10.1 HICKOK INCORPORATED AMENDED AND RESTATED 2013 OMNIBUS EQUITY PLAN ARTICLE 1 General Purpose of Plan; Definitions 1.1 Name and Purposes. The name of this plan is the Hickok Incorporated Amended and Restated 2013 Omnibus Equity Plan. The purpose of this Plan is to enable Hickok Incorporated and its Affiliates to: (i) attract and retain skilled and qua |
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| May 14, 2019 |
8-K 1 hicka201809138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2017 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incor |
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| May 14, 2019 |
HICKA / Hickok Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| April 23, 2019 |
Exhibit 1.01 Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is entered into on this the 19th day of April, 2019, by and between Hickok Operating, LLC, an Ohio limited liability company and wholly-owned subsidiary of Hickok Incorporated, an Ohio corporation (together with its successors and assigns, “Buyer”), and (ii) Data Genomix, Inc., a Delaware corporation (“Seller”). |
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| April 23, 2019 |
DATA GENOMIX ACQUIRED BY HICKOK INCORPORATED EX-99.1 3 ex141205.htm EXHIBIT 99.1 Exhibit 99.1 DATA GENOMIX ACQUIRED BY HICKOK INCORPORATED CLEVELAND, April 22, 2019 (GLOBE NEWSWIRE) - Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today announced the acquisition of certain assets from Data Genomix Inc. based in Cleveland, Ohio. The transaction became effective as of April 19, 2019. The acqui |
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| April 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 17, 2019 |
HICKA / Hickok Inc. FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] |
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| April 11, 2019 |
HICKA / Hickok Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] |
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| April 1, 2019 |
HICKA / Hickok Inc. FORM PRE 14A PRE 14A 1 hicka20190328pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commissi |
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| March 29, 2019 |
Subsidiaries of the Registrant. Exhibit 21 HICKOK INCORPORATED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Hickok AE LLC Ohio CAD Enterprises, Inc. Arizona Hickok Operating LLC * Ohio Federal Hose Manufacturing LLC Ohio Supreme Electronics Corp.* Mississippi Waekon Corporation* Ohio *inactive |
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| March 29, 2019 |
Exhibit 14 HICKOK INCORPORATED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Hickok Incorporated Financial Code of Ethics applies to Hickok’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| March 29, 2019 |
Computation of Net Income Per Common Share. Exhibit 11 HICKOK INCORPORATED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2018 September, 30 2017 NET INCOME Net income (loss) applicable to common shares for basic earnings per share $ 3,613,710 $ 1,408,396 Net Income (loss) applicable to common shares for diluted earnings per share $ 3,613,710 $ 1,408,396 SHARES OUTSTANDING |
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| March 29, 2019 |
HICKA / Hickok Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period from January 1, 2018 to December 31, 2018 Commission file number: 0-147 H |
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| March 28, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| March 28, 2019 |
HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR 2018 RESULTS Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 March 25, 2019 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR 2018 RESULTS CLEVELAND, OH, MARCH 25, 2019. Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today reporte |
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| March 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| January 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 4, 2019 |
Exhibit 10.1 AMENDMENT NO. 7 TO CONVERTIBLE LOAN AGREEMENT THIS AMENDMENT NO. 7 TO CONVERTIBLE LOAN AGREEMENT (this “Amendment”), dated as of December 28, 2018, is made by and between Hickok Incorporated, an Ohio corporation (“Borrower”), and Roundball, LLC, an Ohio limited liability company (“Roundball,” and together with Borrower, the “Parties”). Capitalized terms used but not otherwise defined |
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| January 4, 2019 |
Amendment No. 4 to Warrant Agreement, dated December 28, 2018, among the Company and Roundball. Exhibit 10.2 AMENDMENT NO. 4 TO WARRANT AGREEMENT THIS AMENDMENT NO. 4 TO WARRANT AGREEMENT (this “Amendment”), dated as of December 28, 2018, is made by and between Hickok Incorporated, an Ohio corporation (“Hickok”), and Roundball, LLC, an Ohio limited liability company (“Roundball,” and together with Hickok, the “Parties”). Capitalized terms used but not otherwise defined herein shall have the |
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| November 15, 2018 |
HICKOK INCORPORATED REPORTS THIRD QUARTER 2018 RESULTS Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 November 12, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS THIRD QUARTER 2018 RESULTS CLEVELAND, OH, NOVEMBER 12, 2018. Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today reported results |
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| November 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 14, 2018 |
HICKA / Hickok Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file |
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| September 13, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| September 13, 2018 |
EX-99.1 3 ex123844.htm EXHIBIT 99.1 Exhibit 99.1 CAD ENTERPRISES, INC. FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR’S REPORT For the Years Ended March 31, 2018 and 2017 INDEX Page Independent Auditor’s Report Balance Sheet 2 - 3 Statement of Income 4 Statement of Comprehensive Income 5 Statement of Stockholders’ Equity 6 Statement of Cash Flows 7 Notes to Financial Statements 8 - 19 INDEPENDENT A |
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| September 13, 2018 |
HICKOK INCORPORATED AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED COMBINED FINANCIAL INFORMATION EX-99.2 4 ex123887.htm EXHIBIT 99.2 Exhibit 99.2 HICKOK INCORPORATED AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED COMBINED FINANCIAL INFORMATION INDEX Page Unaudited Pro Forma Consolidated Combined Balance Sheet as of June 30, 2018 1 Unaudited Pro Forma Consolidated Combined Statement of Income for the Six Months June 30, 2018 3 Unaudited Pro Forma Consolidated Combined Statement of Income fo |
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| August 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 hicka201808148k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorpo |
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| August 15, 2018 |
HICKOK INCORPORATED REPORTS SECOND QUARTER 2018 RESULTS EX-99.1 2 ex121890.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 August 15, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS SECOND QUARTER 2018 RESULTS CLEVELAND, OH, AUGUST 15, 2018. Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving divers |
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| August 14, 2018 |
HICKA / Hickok Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numbe |
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| July 11, 2018 |
Exhibit 10.3 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT TO PROMISSORY NOTE (this “Amendment”), is entered into as of the 5th day of July, 2018, by and between Hickok Incorporated, an Ohio corporation (“Maker”), and First Francis Company, Inc., an Ohio corporation (the “Payee”). W I T N E S S E T H: WHEREAS, Maker and the Payee are parties to that certain Promissory Note, dated July 1, |
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| July 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| July 11, 2018 |
Exhibit 10.1 Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among HICKOK INCORPORATED HICKOK ACQUISITION A LLC SUPREME ELECTRONICS CORP. FEDERAL HOSE MANUFACTURING LLC WAEKON CORPORATION HICKOK OPERATING LLC CAD ENTERPRISES, INC. and JPMORGAN CHASE BANK, N.A. With First Amendment Agreement, dated July 5, 2018 TABLE OF CONTENTS Page ARTICLE I. Definitions 1 SECTION 1.01. Defined Terms |
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| July 11, 2018 |
Exhibit 10.2 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT TO PROMISSORY NOTE (this “Amendment”), is entered into as of the 5th day of July, 2018, by and between Hickok Incorporated, an Ohio corporation (“Maker”), and First Francis Company, Inc., an Ohio corporation (the “Payee”). W I T N E S S E T H: WHEREAS, Maker and the Payee are parties to that certain Promissory Note, dated July 1, |
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| July 6, 2018 |
HICKOK INCORPORATED ACQUIRES CAD ENTERPRISES, INC. Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-541-8060 July 6, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED ACQUIRES CAD ENTERPRISES, INC. CLEVELAND, OH, JULY 6, 2018. Hickok Incorporated (OTC Pink: HICKA) announced today that it has completed the purchase of CAD Enterprises, Inc. in Phoenix, Arizona. |
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| July 6, 2018 |
Exhibit 2.1 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of the 5th day of July, 2018, by and among Hickok Incorporated, an Ohio corporation (“Buyer”), Arvin and Cheryl Loudermilk Family, LLLP, an Arizona limited liability limited partnership (“Seller”), Arvin Loudermilk, an individual (“Mr. Loudermilk”), Cheryl Loudermilk, an individual (“Mrs. Loude |
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| July 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| June 6, 2018 |
Exhibit 1.01 Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”) is entered into on June 5, 2018 and made effective as of June 1, 2018, by and among (i) Hickok Waekon, LLC, an Ohio limited liability company (together with its successors and assigns, “Buyer”), (ii) Hickok Incorporated, an Ohio corporation (“Hickok”), (iii) Supreme Electronics Corp., a Mississippi |
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| June 6, 2018 |
HICKOK INCORPORATED SELLS CERTAIN ASSETS OF TEST AND MEASUREMENT BUSINESS SEGMENT EX-99.1 3 ex115922.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-541-8060 June 5, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED SELLS CERTAIN ASSETS OF TEST AND MEASUREMENT BUSINESS SEGMENT CLEVELAND, OH, JUNE 5, 2018. Hickok Incorporated (OTC Pink: HICKA) announced today that it has c |
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| June 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| May 18, 2018 |
HICKOK INCORPORATED REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 Exhibit 99.1 Contact: Brian E. Powers HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-541-8060 May 15, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 CLEVELAND, OH, MAY 15, 2018 Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse industrial markets, today reported operating results for |
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| May 18, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb |
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| February 14, 2018 |
Exhibit 14 HICKOK INCORPORATED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Hickok Incorporated Financial Code of Ethics applies to Hickok?s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. |
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| February 14, 2018 |
Exhibit 21 HICKOK INCORPORATED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Hickok AE LLC Ohio Hickok Operating LLC * Ohio Federal Hose Manufacturing LLC Ohio Supreme Electronics Corp. Mississippi Waekon Corporation* Ohio *inactive |
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| February 14, 2018 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended OR [X] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from October 1, 2017 to December 31, 2017 Commission file numbe |
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| February 14, 2018 |
HICKOK INCORPORATED REPORTS RESULTS FOR THE THREE MONTHS ENDED DECEMBER 31, 2017 ex105217.htm Exhibit 99.1 Contact: Brian E. Powers HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-541-8060 February 14, 2018 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS RESULTS FOR THE THREE MONTHS ENDED DECEMBER 31, 2017 CLEVELAND, OH, FEBRUARY 14, 2017 Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse industrial markets, today repor |
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| February 14, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 hicka201802148k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2018 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incor |
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| February 14, 2018 |
EX-11 2 ex104734.htm EXHIBIT 11 Exhibit 11 HICKOK INCORPORATED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Three Months Ended December 31, Fiscal Years Ended September 30, 2017 2016 2017 2016 2015 (unaudited) NET INCOME Net income (loss) applicable to common shares for basic earnings per share $ 510,261 $ (313,706 ) $ 1,408,396 $ 4,632,848 $ (122,377 ) |
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| January 29, 2018 |
HICKA / Hickok Inc. FORM DEF 14A hicka20180125def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statem |
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| January 4, 2018 |
ex102692.htm Exhibit 10.2 AMENDMENT NO. 3 TO WARRANT AGREEMENT THIS AMENDMENT NO. 3 TO WARRANT AGREEMENT (this ?Amendment?), dated as of December 29, 2017, is made by and between Hickok Incorporated, an Ohio corporation (?Hickok?), and Roundball LLC, an Ohio limited liability company (?Roundball?). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed |
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| January 4, 2018 |
ex102691.htm Exhibit 10.1 AMENDMENT NO. 6 TO CONVERTIBLE LOAN AGREEMENT THIS AMENDMENT NO. 6 TO CONVERTIBLE LOAN AGREEMENT (?Amendment?), dated as of December 29, 2017, is made by and between Hickok Incorporated, an Ohio corporation (?Borrower?), and Roundball LLC, an Ohio limited liability company (?Roundball?). Capitalized terms used but not otherwise defined herein shall have the respective mea |
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| January 4, 2018 |
8-K 1 hicka201801048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2017 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incor |
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| December 21, 2017 |
HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR RESULTS EX-99.1 2 ex102236.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-541-8060 December 18, 2017 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR RESULTS CLEVELAND, OH, DECEMBER 18, 2017 Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse industrial markets, toda |
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| December 21, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 hicka201712188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2017 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incor |
