Grunnleggende statistikk
LEI | 549300K8IFP295FLKS39 |
CIK | 1490927 |
SEC Filings
SEC Filings (Chronological Order)
January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election |
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January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 24, 2024 Franklin BSP Lending Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 814-00821 27-2614444 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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January 24, 2024 |
Franklin BSP Capital Corp. Completes Merger with Franklin BSP Lending Corp. Exhibit 99.1 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 For media inquiries: Travis Fishstein [email protected] (917) 822-1857 Franklin BSP Capital Corp. Completes Merger with Franklin BSP Lending Corp. NEW YORK, N.Y. – January 24, 2024 – Franklin BSP Lending Corporation (“FBLC”) and Franklin BSP Capital Corporation (“FBCC”), |
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January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 814-00821 Franklin BSP Lending Corporation (Exact name of registrant as spec |
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January 10, 2024 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2024 Franklin BSP Lending Corporation (Exact name of Registrant as Specified in Its Charter) Maryland 814-00821 27-2614444 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) ( |
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December 11, 2023 |
Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 28, 2023 |
Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 28, 2023 |
Some of the statements in this document constitute forward Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 28, 2023 |
Some of the statements in this document constitute forward Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 21, 2023 |
Important Message from Richard Byrne, Chief Executive Officer and President of FBLC: Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 21, 2023 |
Important Message from Richard Byrne, Chief Executive Officer and President of FBCC: Filed by Franklin BSP Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 14, 2023 |
Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. 814-00821 File No. of Related Registration Statement: 333-274904 |
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November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP LENDING CORPORATION (Exact |
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November 13, 2023 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 3 TO LOAN AND SERVICING AGREEMENT AND CONSENT THIS AMENDMENT NO. 3 TO LOAN AND SERVICING AGREEMENT AND CONSENT (this "Amendment") is made as of August 25, 2023, by and among: (1) FRANKLIN BSP LENDING CORPORATION (formerly known as Business Development Corporation of America), a Maryland corporation, as collateral manager (together with its su |
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November 13, 2023 |
Exhibit 10.2 Execution Version Second Amendment to Amended and Restated Loan and Security Agreement September 15, 2023 JPMorgan Chase Bank, National Association, as Administrative Agent c/o JPMorgan Services Inc. 500 Stanton Christiana Rd., 3rd Floor Newark, Delaware 19713 DECustomBusiness Attention: Nicholas Rapak Email: [email protected] [email protected] JPMorgan C |
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November 8, 2023 |
Some of the statements in this document constitute forward Filed by Franklin BSP Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 8, 2023 |
Some of the statements in this document constitute forward Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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November 7, 2023 |
Some of the statements in this document constitute forward Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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October 27, 2023 |
Filed by Franklin BSP Capital Corporation Filed by Franklin BSP Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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October 27, 2023 |
Filed by Franklin BSP Lending Corporation Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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October 24, 2023 |
Filed by Franklin BSP Capital Corporation Filed by Franklin BSP Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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October 24, 2023 |
Filed by Franklin BSP Capital Corporation Filed by Franklin BSP Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. 814-00821 File No. of Related Registration Statement: 333-274904 |
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October 24, 2023 |
Filed by Franklin BSP Lending Corporation Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. 814-00821 File No. of Related Registration Statement: 333-274904 |
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October 24, 2023 |
Filed by Franklin BSP Lending Corporation Filed by Franklin BSP Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Franklin BSP Lending Corporation Commission File No. |
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October 6, 2023 |
Franklin BSP Capital Corp. and Franklin BSP Lending Corp. Announce Merger Agreement Exhibit 99.1 October 6, 2023 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 For media inquiries: Travis Fishstein [email protected] (917) 822-1857 Franklin BSP Capital Corp. and Franklin BSP Lending Corp. Announce Merger Agreement NEW YORK, N.Y. – October 6, 2023 – Franklin BSP Capital Corporation (“FBCC”) and Franklin BSP Lendin |
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October 6, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FRANKLIN BSP CAPITAL CORPORATION, FRANKLIN BSP MERGER SUB, INC., FRANKLIN BSP LENDING CORPORATION and FRANKLIN BSP CAPITAL ADVISER, L.L.C. (for the limited purposes set forth herein) Dated as of October 2, 2023 TABLE OF CONTENTS Page Article I THE MERGERS 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 1.4. Effects of the Merger 3 1.5. Conver |
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October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 2, 2023 Franklin BSP Lending Corporation (Exact name of Registrant as Specified in Its Charter) Maryland 814-00821 27-2614444 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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October 6, 2023 |
Franklin BSP Capital Corp. and Franklin BSP Lending Corp. Announce Merger Agreement Exhibit 99.1 October 6, 2023 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 For media inquiries: Travis Fishstein [email protected] (917) 822-1857 Franklin BSP Capital Corp. and Franklin BSP Lending Corp. Announce Merger Agreement NEW YORK, N.Y. – October 6, 2023 – Franklin BSP Capital Corporation (“FBCC”) and Franklin BSP Lendin |
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October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 2, 2023 Franklin BSP Lending Corporation (Exact name of Registrant as Specified in Its Charter) Maryland 814-00821 27-2614444 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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October 6, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FRANKLIN BSP CAPITAL CORPORATION, FRANKLIN BSP MERGER SUB, INC., FRANKLIN BSP LENDING CORPORATION and FRANKLIN BSP CAPITAL ADVISER, L.L.C. (for the limited purposes set forth herein) Dated as of October 2, 2023 TABLE OF CONTENTS Page Article I THE MERGERS 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 1.4. Effects of the Merger 3 1.5. Conver |
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September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) |
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August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) (C |
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August 22, 2023 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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August 22, 2023 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP LENDING CORPORATION (Exact Name |
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June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) (Com |
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June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP LENDING CORPORATION (Exact Nam |
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April 24, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Ru |
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April 3, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rul |
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March 15, 2023 |
eyfblcseniorloanfundllc Consolidated Financial Statements FBLC Senior Loan Fund LLC For the year ended December 31, 2022 FBLC Senior Loan Fund LLC Table of Contents Page(s) Report of Independent Auditors 1-2 Consolidated Statement of Assets, Liabilities and Members’ Capital 3 Consolidated Schedule of Investments 4-6 Consolidated Statement of Operations 7 Consolidated Statement of Changes in Member |
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March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP LENDING CORPORATION (Exact Name of |
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March 15, 2023 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 Subsidiaries of Franklin BSP Lending Corporation Name Domicile FBLC Funding I, LLC Delaware 54th Street Equity Holdings, Inc. Delaware Kahala Aviation Holdings, LLC Delaware Kahala Aviation US, Inc. Delaware FBLC 57th Street Funding, LLC Delaware Siena Capital Finance, LLC Delaware Opps X EEF CTB, LLC Delaware FBLC Senior Loan Fund, LLC Delaware |
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March 15, 2023 |
a2022financialssiena SIENA CAPITAL FINANCE LLC Consolidated Financial Statements and Independent Auditor’s Report December 31, 2022 SIENA CAPITAL FINANCE LLC Index Page Independent Auditor's Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Income 4 Consolidated Statement of Changes in Members’ Capital 5 Consolidated Statement of Cash Flows 6 Notes t |
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March 15, 2023 |
bdcaseniorloanfund-finan Consolidated Financial Statements FBLC Senior Loan Fund LLC For the period from January 20, 2021 (Commencement of Operations) to December 31, 2021 FBLC Senior Loan Fund LLC Table of Contents Page(s) Report of Independent Auditors 1-2 Consolidated Statement of Assets, Liabilities and Members’ Capital 3 Consolidated Schedule of Investments 4-7 Consolidated Statement of Opera |
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March 15, 2023 |
sienacapitalfinancellc12 SIENA CAPITAL FINANCE LLC Unaudited Consolidated Financial Statements December 31, 2021 and 2020 Index Page Consolidated Financial Statements Consolidated Balance Sheets 1 Consolidated Statements of Income 2 Consolidated Statements of Changes in Members’ Capital 3 Consolidated Statements of Cash Flows 4 Notes to Consolidated Financial Statements 5 1 Assets 2021 2020 Cash $ |
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March 14, 2023 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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March 7, 2023 |
As filed with the Securities and Exchange Commission on March 7, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 9, 2023 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) ( |
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December 14, 2022 |
Exhibit 99.(a)(1)(C) FRANKLIN BSP LENDING CORPORATION NOTICE OF WITHDRAWAL NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN FRANKLIN BSP LENDING CORPORATION TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED DECEMBER 14, 2022 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY FRANKLIN BSP LENDING CORPORATION EITHER BY HAND-DELIVERY OR MAIL BEFORE |
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December 14, 2022 |
Exhibit 10.1 Execution Version First Amendment to Amended and Restated Loan and Security Agreement December 9, 2022 JPMorgan Chase Bank, National Association, as Administrative Agent c/o JPMorgan Services Inc. 500 Stanton Christiana Rd., 3rd Floor Newark, Delaware 19713 DECustomBusiness Attention: Nicholas Rapak Email: [email protected] [email protected] JPMorgan Chase Bank, |
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December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 Franklin BSP Lending Corporation (Exact name of Registrant as Specified in Its Charter) Maryland 814-00821 27-2614444 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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December 14, 2022 |
Letter to Stockholders, dated December 14, 2021. Exhibit 99.(a)(1)(D) FRANKLIN BSP LENDING CORPORATION c/o DST Systems, Inc. Ste. 219943 430 W. 7th Street Kansas City, Missouri 64105-1407 T: Investor Relations at (844) 785-4393 W: www.fblendcorp.com THIS IS NOTIFICATION OF THE ANNUAL REPURCHASE OFFER. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. December 14, 2022 Dear Stockholder: No action is requ |
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December 14, 2022 |
As filed with the Securities and Exchange Commission on December 14, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 14, 2022 |
Form of Letter of Transmittal. Exhibit 99.(a)(1)(B) FRANKLIN BSP LENDING CORPORATION LETTER OF TRANSMITTAL PURSUANT TO THE OFFER TO PURCHASE DATED December 14, 2022 THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME, ON JANUARY 25, 2023, UNLESS THE OFFER IS EXTENDED ANY QUESTIONS CONCERNING THE OFFER OR THIS LETTER OF TRANSMITTAL CAN BE DIRECTED TO THE FOLLOWING ADDRESS: Our website: www.fblendingcorp.com Our telephone: Investor |
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December 14, 2022 |
EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) Franklin BSP Lending Corporation (Name of Issuer) Franklin BSP Lending Corporation (Name of Person(s) Filing Statement) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $ 33,962,760 (1) 0. |
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December 14, 2022 |
Offer to Purchase, dated December 14, 2021. Exhibit 99.(a)(1)(A) OFFER TO PURCHASE FOR CASH BY FRANKLIN BSP LENDING CORPORATION 3,207,000 TO 4,602,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $7.38 PER SHARE, WHICH REPRESENTS THE COMPANY?S NET ASSET VALUE PER SHARE AS OF SEPTEMBER 30, 2022 THE OFFER WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON JANUARY 25, 2023, UNLESS THE OFFER IS EXTENDED. IF YOU DO NOT WISH TO TENDER YOUR SHARES |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP LENDING CORPORATION (Exact |
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October 28, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) ( |
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August 12, 2022 |
Exhibit 10.3 EXECUTION COPY AMENDMENT NO. 2 TO LOAN AND SERVICING AGREEMENT AND WAIVER THIS AMENDMENT NO. 2 TO LOAN AND SERVICING AGREEMENT AND WAIVER (this ?Amendment?) is made as of May 27, 2022, by and among: (1) FRANKLIN BSP LENDING CORPORATION. (formerly known as Business Development Corporation of America), a Maryland limited liability company, as collateral manager (together with its succes |
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August 12, 2022 |
Exhibit 10.4 Execution Version SENIOR SECURED CREDIT AGREEMENT dated as of June 10, 2022 between FRANKLIN BSP LENDING CORPORATION The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent MUFG BANK, LTD. SUMITOMO MITSUI BANKING CORPORATION, WELLS FARGO BANK, NATIONAL ASSOCIATION as Syndication Agents $495,000,000 JPMORGAN CHASE BANK, N.A. MUFG BANK, LTD. SUMITOMO MITSUI BANKIN |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 fblc-6x30x22x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN B |
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July 27, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 (July 26, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of inc |
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June 21, 2022 |
Exhibit 99.1 June 21, 2022 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 For media inquiries: Pholida Barclay [email protected] (212) 632-3204 Franklin BSP Lending Corp. Completes $235 Million Equity Capital Raise and Secures $495 Million Corporate Revolver NEW YORK, N.Y. ? June 21, 2022 ? Franklin BSP Lending Corp. ("FBLC") toda |
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June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 (June 14, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of inc |
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June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 (June 10, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of inc |
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June 8, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 (June 3, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incor |
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June 7, 2022 |
DEFA14A 1 tm2217816d1defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by R |
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June 2, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 (May 27, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incor |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 fblc-3x31x22x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN |
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April 21, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 (April 14, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of i |
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April 19, 2022 |
April 19, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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April 19, 2022 |
DEF 14A 1 edge20003373x2def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission |
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April 7, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tm2211774d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 (April 1, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (S |
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April 7, 2022 |
EX-1.1 2 tm2211774d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (the “Agreement”), dated as of [●], 2022, is by and between Franklin BSP Lending Corporation, a Maryland corporation (the “Corporation”), and [●], a [●] (the “Buyer”). W I T N E S S E T H: WHEREAS, the Corporation, on the terms and subject to the conditions set forth herein, is is |
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April 7, 2022 |
EX-1.2 3 tm2211774d1ex1-2.htm EXHIBIT 1.2 Exhibit 1.2 FRANKLIN BSP LENDING CORPORATION Subscription Instructions To subscribe for a shares of common stock, par value $0.001 per share (“Common Stock”), of Franklin BSP Lending Corporation (the “Company”), please: 1. Complete and sign the attached Subscription Agreement as follows: • Execute the signature page to the Subscription Agreement (the “Agre |
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March 31, 2022 |
PRE 14A 1 edge20003373x1pre14a.htm PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission O |
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March 17, 2022 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 Subsidiaries of Franklin BSP Lending Corporation Name Domicile BDCA Funding I, LLC Delaware 54th Street Equity Holdings, Inc. |
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March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 fblc-12x31x21x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 FRANKLIN BSP |
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March 15, 2022 |
SC TO-I/A 1 tm228942d1sctoia.htm SC TO-I/A As filed with the Securities and Exchange Commission on March 14, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) FRANKLIN BSP LENDING CORPORATION (Name of Subject Company (Issuer)) FRANKLIN BSP LENDING CORPORATION |
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March 3, 2022 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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February 24, 2022 |
As filed with the Securities and Exchange Commission on February 24, 2022 POS 8C 1 tm227133d1pos8c.htm POS 8C As filed with the Securities and Exchange Commission on February 24, 2022 1933 Act File No. 333-233803 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 4 FRANKLIN BSP LENDING CORPORATION (Exact Name of Registrant |
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February 24, 2022 |
Exhibit (n)(2) Consent of Independent Auditors We consent to the use in the registration statement (No. |
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February 24, 2022 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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February 24, 2022 |
Exhibit 99.1 Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income for the year ended December 31, 2019 5 Consol |
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February 24, 2022 |
Consent of Independent Registered Public Accounting Firm (filed herewith). Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Experts? and ?Senior Securities? in the Prospectus, dated February 24, 2022 and included in this Post-Effective Amendment No. |
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January 19, 2022 |
Exhibit 99.1 January 19, 2022 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 For media inquiries: Pholida Barclay [email protected] (212) 632-3204 Benefit Street Partners, Franklin BSP Lending Corp., and Franklin BSP Capital Corp. Announce Record Private Debt Originations in 2021 NEW YORK, N.Y. ? January 19, 2022 ? Benefit Street |
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January 19, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) ( |
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January 5, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorporation) (C |
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January 5, 2022 |
Exhibit 99.1 January 5, 2022 Investor Relations Contact: Amy Theaumont [email protected] (617) 433-2543 Franklin BSP Lending Corporation and Franklin BSP Capital Corporation, Affiliates of Benefit Street Partners, Acquire Encina Equipment Finance, LLC NEW YORK, N.Y. ? January 5, 2022 ? Franklin BSP Lending Corporation (?FBLC?) and Franklin BSP Capital Corporation (?FBCC?), busine |
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January 4, 2022 |
Exhibit 99.1 January 4, 2022 Investor Relations Contact: Amy Theaumont [email protected] 617-433-2543 Business Development Corporation of America (?BDCA?) changes name to Franklin BSP Lending Corporation (?FBLC?) NEW YORK, N.Y. ? January 4, 2022 ? The Board of Directors of Business Development Corporation of America (?BDCA?) has elected to change the name of the company to Fran |
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January 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2022 (January 1, 2022) FRANKLIN BSP LENDING CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of |
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December 21, 2021 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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December 21, 2021 |
EX-99.(N)(2) 4 tm2134960d1ex99-n2.htm EXHIBIT 99.(N)(2) Exhibit (n)(2) Consent of Independent Auditors We consent to the use in the registration statement (No. 333-233803) on Form N-2 of Business Development Corporation of America of our report dated March 10, 2020, with respect to the consolidated balance sheets of Kahala Ireland OpCo Designated Activity Company as of December 31, 2019 and 2018, |
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December 21, 2021 |
Consent of Independent Registered Public Accounting Firm (filed herewith). EX-99.(N)(1) 3 tm2134960d1ex99-n1.htm EXHIBIT 99.(N)(1) Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Experts” and “Senior Securities” and to the use of our report dated March 15, 2021 in the Post-Effective Amendment No. 3 to the Registration Statement (Form N-2) of Business Development Corporation of America da |
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December 21, 2021 |
As filed with the Securities and Exchange Commission on December 20, 2021 POS 8C 1 tm2134960d1pos8c.htm POS 8C As filed with the Securities and Exchange Commission on December 20, 2021 1933 Act File No. 333-233803 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 3 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact Name of |
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December 21, 2021 |
Exhibit 99.1 Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income for the year ended December 31, 2019 5 Consol |
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December 14, 2021 |
Form of Letter of Transmittal. EX-99.(A)(1)(B) 3 tm2135109d1ex99-a1b.htm EXHIBIT 99.(A)(1)(B) Exhibit 99.(a)(1)(B) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER OF TRANSMITTAL PURSUANT TO THE OFFER TO PURCHASE DATED BDCA December 14, 2021 THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME, ON JANUARY 25, 2022, UNLESS THE OFFER IS EXTENDED ANY QUESTIONS CONCERNING THE OFFER OR THIS LETTER OF TRANSMITTAL CAN BE DIRECTED TO THE |
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December 14, 2021 |
Letter to Stockholders, dated December 14, 2021. Exhibit 99.(a)(1)(D) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER TO STOCKHOLDERS THIS IS NOTIFICATION OF THE ANNUAL REPURCHASE OFFER. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. December 14, 2021 DEAR STOCKHOLDER: No action is required of you at this time. We have sent this letter to you only to announce the annual tender offer (the “Offer”) |
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December 14, 2021 |
Offer to Purchase, dated December 14, 2021. Exhibit 99.(a)(1)(A) OFFER TO PURCHASE FOR CASH BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA 2,671,000 TO 4,044,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $7.46 PER SHARE, WHICH REPRESENTS THE COMPANY’S NET ASSET VALUE PER SHARE AS OF SEPTEMBER 30, 2021 THE OFFER WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON JANUARY 25, 2022, UNLESS THE OFFER IS EXTENDED. IF YOU DO NOT WISH TO TENDER |
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December 14, 2021 |
EX-99.(A)(1)(C) 4 tm2135109d1ex99-a1c.htm EXHIBIT 99.(A)(1)(C) Exhibit 99.(a)(1)(C) BUSINESS DEVELOPMENT CORPORATION OF AMERICA NOTICE OF WITHDRAWAL NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN BUSINESS DEVELOPMENT CORPORATION OF AMERICA TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED DECEMBER 14, 2021 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST B |
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December 14, 2021 |
As filed with the Securities and Exchange Commission on December 14, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AME |
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October 4, 2021 |
BDCA Announces Change to Distribution and a Special Dividend Exhibit 99.1 BDCA Announces Change to Distribution and a Special Dividend New York, New York, ?On September 29, 2021, the Board of Directors (the ?Board?) of Business Development Corporation of America (?BDCA? or the ?Corporation?) declared a regular quarterly cash dividend of $0.13 per share (the ?Third Quarter Dividend?) and a special distribution of $0.02 per share of the Corporation?s common s |
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October 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2021 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorp |
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September 14, 2021 |
8-K 1 tm2127637d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (S |
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August 13, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-257321 PROSPECTUS Offer to Exchange $300,000,000 aggregate principal amount of 3.250% Notes due 2026 For $300,000,000 aggregate principal amount of 3.250% Notes due 2026 registered under the Securities Act of 1933, as amended Business Development Corporation of America (the “Company,” “we,” “us,” or “our”) is offering to exchange all of its out |
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August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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August 6, 2021 |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA 9 West 57th Street, 49th Floor, Suite 4920 New York, New York 10019 VIA EDGAR August 6, 2021 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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August 3, 2021 |
Consent of Independent Registered Public Accounting Firm.* Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions “Experts” and “Financial Highlights” in the Pre-Effective Amendment No. |
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August 3, 2021 |
August 3, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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August 3, 2021 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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August 3, 2021 |
As filed with the Securities and Exchange Commission on August 3, 2021 N-14/A 1 tm2120004d2n14a.htm N-14/A As filed with the Securities and Exchange Commission on August 3, 2021 Registration No. 333-257321 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 ¨ Post-Effective Amendment No. (Check appropriate box or boxes) Business Development Corporatio |
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August 3, 2021 |
Consent of Independent Auditors Regarding Kahala Ireland Opco Designated Activity Company.* Exhibit 14(b) Consent of Independent Auditors We consent to the incorporation by reference in the registration statement on Form N-14 of our report dated March 10, 2020, with respect to the consolidated financial statements of Kahala Ireland OpCo Designated Activity Company, not included herein, which report appears in the December 31, 2020 annual report on Form 10-K of Business Development Corporation of America, and to the reference to our firm under the heading “Experts” in the prospectus. |
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June 23, 2021 |
EX-99.11 2 tm2120004d1ex11.htm EXHIBIT 11 Exhibit 11 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com June 23, 2021 Business Development Corporation of America 9 West 57th Street, 49th Floor, Suite 4920 New York, New York 10019 Re: REGISTRATION STATEMENT ON FORM N-14 Ladies and Gentlemen: We have acted as counsel to Business Development C |
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June 23, 2021 |
Consent of Independent Auditors Regarding Kahala Ireland Opco Designated Activity Company.* Exhibit 14(b) Consent of Independent Auditors We consent to the incorporation by reference in the registration statement on Form N-14 of our report dated March 10, 2020, with respect to the consolidated financial statements of Kahala Ireland OpCo Designated Activity Company, not included herein, which report appears in the December 31, 2020 annual report on Form 10-K of Business Development Corporation of America, and to the reference to our firm under the heading “Experts” in the prospectus. |
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June 23, 2021 |
Exhibit 16 POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Richard J. |
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June 23, 2021 |
As filed with the Securities and Exchange Commission on June 23, 2021 N-14 1 tm2120004d1n14.htm FORM N-14 As filed with the Securities and Exchange Commission on June 23, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. (Check appropriate box or boxes) Business Development Corporation of Amer |
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June 23, 2021 |
Consent of Independent Registered Public Accounting Firm.* Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions “Experts” and “Financial Highlights” in the Registration Statement (Form N-14) and related Prospectus of Business Development Corporation of America for the registration of $300,000,000 aggregate principal of its 3. |
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June 23, 2021 |
Form of Letter of Transmittal* EX-99.17(B) 7 tm2120004d1ex17b.htm EXHIBIT 17(B) Exhibit 17(b) LETTER OF TRANSMITTAL Business Development Corporation of America OFFER TO EXCHANGE $300,000,000 AGGREGATE PRINCIPAL AMOUNT OF 3.500% NOTES DUE 2026 FOR $300,000,000 AGGREGATE PRINCIPAL AMOUNT OF 3.500% NOTES DUE 2026 THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW |
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June 23, 2021 |
Statement of Eligibility on Form T-1 of U.S. Bank National Association, as trustee* EX-99.17(A) 6 tm2120004d1ex17a.htm EXHIBIT 17(A) Exhibit 17(a) securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified |
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June 8, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 tm2119078d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2021 (June 4, 2021) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2 |
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May 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ¨ Definitive Proxy State |
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May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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April 16, 2021 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT dated as of April 12, 2021 among BDCA 57th STREET FUNDING, LLC The Lenders Party Hereto The Collateral Administrator, Collateral Agent and Securities Intermediary Party Hereto JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent and BUSINESS DEVELOPMENT CORPORATION OF AMERICA, as Portfolio Manager Table o |
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April 16, 2021 |
our Definitive Proxy on Schedule 14A filed on April 16, 2021. TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☒ Defi |
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April 16, 2021 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2021 (April 12, 2021) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisd |
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April 8, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tm2112474d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2021 (April 6, 2021) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27 |
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April 8, 2021 |
EX-10.1 2 tm2112474d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 1 TO LOAN AND SERVICING AGREEMENT THIS AMENDMENT NO. 1 TO LOAN AND SERVICING AGREEMENT (this "Amendment") is made as of April 6, 2021, by and among: (1) BUSINESS DEVELOPMENT CORPORATION OF AMERICA, a Maryland limited liability company, as collateral manager (together with its successors and |
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April 1, 2021 |
PRE 14A 1 tm212592-1pre14a.htm PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (a |
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March 30, 2021 |
Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT by and among Business Development Corporation of America, J.P. Morgan Securities LLC, and Wells Fargo Securities, LLC Dated as of March 29, 2021 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of March 29, 2021, by and among Business Development Corporation of America, a Maryland corporation ( |
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March 30, 2021 |
Exhibit 4.1 Business development corporation of america as Issuer and U.S. BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of March 29, 2021 Providing for the Issuance of Debt Securities Business Development Corporation of America Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of March 29, 2021 Trust Indenture Act Section Indenture Section §310 (a)(1) 6. |
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March 30, 2021 |
Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE between BUSINESS DEVELOPMENT CORPORATION OF AMERICA and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of March 29, 2021 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE (this ?First Supplemental Indenture?), dated as of March 29, 2021 (the ?Issue Date?), is between Business Development Corporation of America, a Maryland corporation (the |
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March 30, 2021 |
8-K 1 tm2111283d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 (March 29, 2021) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 |
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March 25, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2021 (March 24, 2021) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisd |
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March 25, 2021 |
EX-99.1 2 tm2110898d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 9 W 57th Street, suite 4920 New York, NY 10019 T: (212) 588-6770 www.bdcofamerica.com Business Development Corporation of America Prices $300 Million of 3.25% Senior Notes Due 2026 NEW YORK – March 24, 2021 – Business Development Corporation of America (“BDCA”) announced that it priced $300 million aggregate principal amount of 3.25% senior |
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March 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2021 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorpo |
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March 19, 2021 |
9 W 57th Street, suite 4920 New York, NY 10019 T: (212) 588-6770 Exhibit 99.1 9 W 57th Street, suite 4920 New York, NY 10019 T: (212) 588-6770 www.bdcofamerica.com March 19, 2021 Business Development Corporation of America Earns Investment Grade Rating from Moody?s NEW YORK ? March 19, 2021 ? Business Development Corporation of America (?BDCA? and ?Company?) announced today that Moody?s Investors Service (?Moody?s?) has assigned the Company with an investment g |
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March 15, 2021 |
10-K 1 bdca-12x31x20x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVE |
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March 15, 2021 |
Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income for the year ended December 31, 2019 5 Consolidated Statem |
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March 15, 2021 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 Subsidiaries of Business Development Corporation of America Name Domicile BDCA Funding I, LLC Delaware 54th Street Equity Holdings, Inc. Delaware Park Ave RE, Inc. Delaware Kahala Aviation Holdings, LLC Delaware Kahala Aviation US, Inc. Delaware BDCA-CB Funding, LLC Delaware BDCA Asset Financing, LLC Delaware BDCA 57th Street Funding, LLC Delaware |
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March 8, 2021 |
As filed with the Securities and Exchange Commission on March 8, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 5, 2021 |
EX-99.1 5 tm217857d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income f |
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March 5, 2021 |
POS 8C 1 tm217857d1pos8c.htm POS 8C As filed with the Securities and Exchange Commission on March 4, 2021 1933 Act File No. 333-233803 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 2 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact Name of Regi |
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March 5, 2021 |
EX-99.N2 4 tm217857d1exn2.htm EXHIBIT (N)(2) Exhibit (n)(2) Consent of Independent Auditors The Board of Directors Kahala Ireland OpCo Designated Activity Company: We consent to the use in the registration statement (No. 333-233803) on Form N-2 of Business Development Corporation of America of our report dated March 10, 2020, with respect to the consolidated balance sheets of Kahala Ireland OpCo D |
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March 5, 2021 |
Opinion of Dechert LLP (filed herewith) EX-99.L 2 tm217857d1exl.htm EXHIBIT (L) Exhibit (l) One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.dechert.com March 4, 2021 Business Development Corporation of America 9 West 57th Street 49th Floor, Suite 4920 New York, NY 10019 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Busines |
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March 5, 2021 |
Consent of Independent Registered Public Accounting Firm (filed herewith). Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions "Independent Registered Public Accounting Firm” and “Senior Securities” and to the use of our report dated March 20, 2020, in the Post-Effective Amendment No. |
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January 26, 2021 |
Consent of Independent Registered Public Accounting Firm (filed herewith). EX-99.N1 2 tm213740d1exn1.htm EXHIBIT (N)(1) Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions "Independent Registered Public Accounting Firm” and “Senior Securities” and to the use of our report dated March 20, 2020, in the Post-Effective Amendment No. 1 to the Registration Statement (Form N-2) of Business Developme |
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January 26, 2021 |
EX-10.3 4 tm214200d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Execution Version First Amendment to Loan and Security Agreement and First Commitment Increase Request January 21, 2021 JPMorgan Chase Bank, National Association, as Administrative Agent c/o JPMorgan Services Inc. 500 Stanton Christiana Rd., 3rd Floor Newark, Delaware 19713 DECustomBusiness Attention: Ryan Hanks Email: decustombusiness@jpmor |
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January 26, 2021 |
EX-99.1 4 tm213740d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income f |
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January 26, 2021 |
EX-99.N2 3 tm213740d1exn2.htm EXHIBIT (N)(2) Exhibit (n)(2) Consent of Independent Auditors The Board of Directors Kahala Ireland OpCo Designated Activity Company: We consent to the use in the registration statement (No. 333-233803) on Form N-2 of Business Development Corporation of America of our report dated March 10, 2020, with respect to the consolidated balance sheets of Kahala Ireland OpCo D |
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January 26, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 tm214200d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 26, 2021 (January 20, 2021) (Date of earliest event reported) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-008 |
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January 26, 2021 |
As filed with the Securities and Exchange Commission on January 25, 2021 1933 Act File No. |
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January 26, 2021 |
EX-10.2 3 tm214200d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION VERSION NINTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This NINTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT, dated as of January 20, 2021 (this “Amendment”), among BDCA-CB Funding, LLC, as borrower (the “Borrower”), the Lenders (as defined below) party hereto, Citibank, N.A., as administrative agent (the “Administrative Agent”), |
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January 26, 2021 |
EX-99.1 5 tm214200d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Business Development Corporation of America Enters into Joint Venture with Cliffwater Business Development Corporation of America Increases Borrowing Capacity NEW YORK – January 20, 2021 – Business Development Corporation of America (“BDCA”) entered into a joint venture with an investment vehicle managed by Cliffwater LLC (“Cliffwater”) to c |
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January 26, 2021 |
EX-10.1 2 tm214200d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION THE SECURITIES REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATES OR OTHER JURISDICTIONS. THEY ARE BEING OFFERED AND SOLD IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF |
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December 15, 2020 |
Exhibit 99(a)(1)(C) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER OF TRANSMITTAL NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN BUSINESS DEVELOPMENT CORPORATION OF AMERICA TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED DECEMBER 15, 2020 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA EITHER BY HAND-DELIVERY OR MAIL BEFORE, 11:59 P. |
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December 15, 2020 |
As filed with the Securities and Exchange Commission on December 15, 2020 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 15, 2020 |
Form of Letter of Transmittal. Exhibit 99.(a)(1)(B) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER OF TRANSMITTAL PURSUANT TO THE OFFER TO PURCHASE DATED December 15, 2020 THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME, ON JANUARY 26, 2021, UNLESS THE OFFER IS EXTENDED ANY QUESTIONS CONCERNING THE OFFER OR THIS LETTER OF TRANSMITTAL CAN BE DIRECTED TO THE FOLLOWING ADDRESS: Our website: www.bdcofamerica.com Our telephone: |
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December 15, 2020 |
Letter to Stockholders, dated December 15, 2020. Exhibit 99.(a)(1)(D) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER TO STOCKHOLDERS THIS IS NOTIFICATION OF THE ANNUAL REPURCHASE OFFER. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. December 15, 2020 DEAR STOCKHOLDER: No action is required of you at this time. We have sent this letter to you only to announce the annual tender offer (the “Offer”) |
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December 15, 2020 |
Offer to Purchase, dated December 15, 2020. Exhibit 99.(a)(1)(A) OFFER TO PURCHASE FOR CASH BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA 2,513,000 TO 3,575,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $6.71 PER SHARE, WHICH REPRESENTS THE COMPANY’S NET ASSET VALUE PER SHARE AS OF SEPTEMBER 30, 2020 THE OFFER WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON JANUARY 26, 2021, UNLESS THE OFFER IS EXTENDED. IF YOU DO NOT WISH TO TENDER |
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November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AME |
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September 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2020 (August 28, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other ju |
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September 3, 2020 |
Exhibit 10.2 EXECUTION COPY UP TO U.S. $300,000,000 LOAN AND SERVICING AGREEMENT by and among BUSINESS DEVELOPMENT CORPORATION OF AMERICA, as the Collateral Manager BDCA FUNDING I, LLC, as the Borrower EACH OF THE LENDERS FROM TIME TO TIME PARTY HERETO, as the Lenders WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Administrative Agent and U.S. BANK NATIONAL ASSOCIATION, as the Collateral Agent and |
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September 3, 2020 |
Exhibit 10.1 Execution Version LOAN AND SECURITY AGREEMENT dated as of August 28, 2020 among BDCA 57th STREET FUNDING, LLC The Lenders Party Hereto The Collateral Administrator, Collateral Agent and Securities Intermediary Party Hereto JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent and BUSINESS DEVELOPMENT CORPORATION OF AMERICA, as Portfolio Manager Table of Contents Page ARTI |
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September 3, 2020 |
Exhibit 10.3 EXECUTION VERSION SALE AGREEMENT, dated as of August 28, 2020 (the “Closing Date”), between BDCA 57TH STREET FUNDING, LLC, a Delaware limited liability company (the “Buyer”), and BUSINESS DEVELOPMENT CORPORATION OF AMERICA, a Maryland corporation (the “Seller”). WHEREAS, the Buyer desires to purchase Portfolio Investments from the Seller from time to time; and WHEREAS, the Seller is w |
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September 3, 2020 |
Exhibit 10.4 EXECUTION COPY PURCHASE AND SALE AGREEMENT Dated as of August 28, 2020 among BUSINESS DEVELOPMENT CORPORATION OF AMERICA, as Seller and BDCA FUNDING I, LLC as Purchaser Table of Contents Page ARTICLE I DEFINITIONS 1 Section 1.1. Certain Definitions 1 Section 1.2. Interpretation 2 Section 1.3. Other Terms 3 Section 1.4. Computation of Time Periods 3 ARTICLE II purchase and sale 3 Secti |
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August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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August 14, 2020 |
EXECUTION VERSION EIGHTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This EIGHTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT, dated as of June 22, 2020 (this “Amendment”), among BDCA-CB Funding, LLC, as borrower (the “Borrower”), the Lenders (as defined below) party hereto, Citibank, N. |
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July 9, 2020 |
Exhibit 10.2 Execution Version MASTER PARTICIPATION AGREEMENT THIS MASTER PARTICIPATION AGREEMENT (this “Agreement”) dated as of July 7, 2020, is by and among the holders identified on Schedule 1 hereto (each, together with its successors and permitted assigns as holder of the Participated Investments, a “Holder” and collectively the “Holders”), and BDCA Asset Financing, LLC (together with its suc |
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July 9, 2020 |
EX-10.3 4 tm2024446d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 CONTROL AGREEMENT This Control Agreement (as supplemented or amended from time to time in accordance with its terms, this “Agreement”) is executed as of July 7, 2020, by and among (a) BDCA Asset Financing, LLC, a Delaware limited liability company, as borrower under the Loan and Servicing Agreement (as defined below) (“Borrower”), (b) U.S. |
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July 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2020 (July 7, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdicti |
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July 9, 2020 |
Exhibit 10.4 EXECUTION COPY AMENDMENT NO. 15 TO LOAN AND SERVICING AGREEMENT THIS AMENDMENT NO. 15 TO LOAN AND SERVICING AGREEMENT, dated as of July 7, 2020 (this "Amendment") is entered into by and among BDCA Funding I, LLC, as the borrower (in such capacity, the "Borrower"), Business Development Corporation of America, as the servicer (in such capacity, the "Servicer") and seller (in such capaci |
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July 9, 2020 |
Exhibit 10.1 LOAN AND SERVICING AGREEMENT among BUSINESS DEVELOPMENT CORPORATION OF AMERICA, as Holdings, BDCA ASSET FINANCING, LLC, as the Borrower, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY and the other Lenders from time to time party hereto, U.S. BANK NATIONAL ASSOCIATION, as the Administrative Agent, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, as the Facility Servicer, BUSINESS DEVELOPMENT |
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June 26, 2020 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2020 (June 24, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdic |
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June 11, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 (June 8, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdict |
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May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ¨ Definitive Proxy State |
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May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ¨ Definitive Proxy State |
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May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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May 5, 2020 |
Unregistered Sales of Equity Securities - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 (April 30, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdict |
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April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ? Definitive Proxy State |
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April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 (April 21, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisd |
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April 16, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)( |
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April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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April 3, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2020 (March 31, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdi |
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March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 (March 29, 2020) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisd |
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March 20, 2020 |
Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2019 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2019 3 - 4 Consolidated Statement of Income for the year ended December 31, 2019 5 Consolidated Statem |
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March 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exa |
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March 20, 2020 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 Subsidiaries of Business Development Corporation of America Name Domicile BDCA Funding I, LLC Delaware 54th Street Equity Holding, Inc. Delaware Park Ave RE, Inc. Delaware Kahala Aviation Holdings, LLC Delaware Kahala Aviation US, Inc. Delaware Kahala LuxCo S.A.R.L. Luxembourg BDCA-CB Funding, LLC Delaware BDCA Helvetica Funding, Ltd. Cayman Islands |
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March 20, 2020 |
EX-4.14 2 exhibit414.htm EXHIBIT 4.14 Exhibit 4.14 DESCRIPTION OF OUR SECURITIES The following description is based on relevant portions of the Maryland General Corporation Law (“MGCL”) and on our charter and bylaws. This summary is not necessarily complete, and we refer you to the MGCL and our charter and bylaws for a more detailed description of the provisions summarized below. Stock Our authori |
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March 2, 2020 |
As filed with the Securities and Exchange Commission on March 2, 2020 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 17, 2019 |
As filed with the Securities and Exchange Commission on December 17, 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 17, 2019 |
Exhibit 99(a)(1)(A) OFFER TO PURCHASE FOR CASH BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA 2,000,000 TO 2,500,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $7. |
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December 17, 2019 |
Exhibit 99(a)(1)(D) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER TO STOCKHOLDERS THIS IS NOTIFICATION OF THE SEMI-ANNUAL REPURCHASE OFFER. |
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December 17, 2019 |
Exhibit 99(a)(1)(C) BUSINESS DEVELOPMENT CORPORATION OF AMERICA NOTICE OF WITHDRAWAL NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN BUSINESS DEVELOPMENT CORPORATION OF AMERICA TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED DECEMBER 17, 2019 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA EITHER BY HAND-DELIVERY OR MAIL BEFORE, 11:59 P. |
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December 17, 2019 |
Exhibit 99(a)(1)(B) BUSINESS DEVELOPMENT CORPORATION OF AMERICA LETTER OF TRANSMITTAL PURSUANT TO THE OFFER TO PURCHASE DATED December 17, 2019 THE OFFER WILL EXPIRE AT 11:59 P. |
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December 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incor |
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December 5, 2019 |
EX-4.2 2 tm1924581d1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 THIRD SUPPLEMENTAL INDENTURE between BUSINESS DEVELOPMENT CORPORATION OF AMERICA and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of December 5, 2019 THIRD SUPPLEMENTAL INDENTURE THIS THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of December 5, 2019, is between Business Development Corporation of America, a |
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December 5, 2019 |
Exhibit 4.5 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (a Maryland corporation) $100,000,000 4.85% Notes due 2024 ($1,000 Denominations) PURCHASE AGREEMENT Sandler O?Neill & Partners, L.P. December 3, 2019 1251 Avenue of the Americas Sixth Floor New York, New York 10020 Ladies and Gentlemen: Business Development Corporation of America, a Maryland corporation (the ?Company?) and BDCA Adviser, LLC, |
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December 5, 2019 |
Business Development Corporation of America Prices $100 Million of 4.85% Senior Notes Due 2024 Exhibit 99.1 FOR IMMEDIATE RELEASE Business Development Corporation of America Prices $100 Million of 4.85% Senior Notes Due 2024 New York, New York, December 4, 2019 ? Business Development Corporation of America (?BDCA?) announced that it priced $100 million aggregate principal amount of 4.85% senior unsecured notes (the ?Notes?). The Notes were sold to qualified institutional buyers pursuant to |
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December 5, 2019 |
8-K 1 tm1924581d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2019 (December 3, 2019) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00 |
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November 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AME |
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October 30, 2019 |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA 9 West 57th Street, 49th Floor, Suite 4920 New York, New York 10019 VIA EDGAR October 30, 2019 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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October 25, 2019 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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September 3, 2019 |
As filed with the Securities and Exchange Commission on September 3, 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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August 13, 2019 |
Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT, dated as of May 31, 2019 (this ?Amendment?), among BDCA-CB Funding, LLC, as borrower (the ?Borrower?), the Lenders (as defined below) party hereto, Citibank, N.A., as administrative agent (the ?Administrative Agent?), and Business Development Corporation of America, as collateral ma |
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July 1, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 (June 27, 2019) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdict |
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July 1, 2019 |
Exhibit 10.1 EXECUTION VERSION SEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This SEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT, dated as of June 27, 2019 (this ?Amendment?), among BDCA-CB Funding, LLC, as borrower (the ?Borrower?), the Lenders (as defined below) party hereto, Citibank, N.A., as administrative agent (the ?Administrative Agent?), and Business Development Corporation of Am |
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June 18, 2019 |
Exhibit (a)(1)(B) THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME, ON JULY 23, 2019, UNLESS THE OFFER IS EXTENDED ANY QUESTIONS CONCERNING THE OFFER OR THIS LETTER OF TRANSMITTAL CAN BE DIRECTED TO THE FOLLOWING ADDRESS: Our website: www.bdcofamerica.com Our telephone: Investor Relations at (844) 785-4393 U.S. mail: c/o DST Systems, Inc., Ste. 219943 430 W 7th St, Kansas City, MO 64105-1407 DELI |
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June 18, 2019 |
? ?Exhibit (a)(1)(C)? NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN BUSINESS DEVELOPMENT CORPORATION OF AMERICA TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED JUNE 18, 2019 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA EITHER BY HAND-DELIVERY OR MAIL BEFORE, 11:59 P. |
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June 18, 2019 |
EX-99.A1D 5 tv523730-exa1d.htm EXHIBIT (A)(1)(D) Exhibit (a)(1)(D) THIS IS NOTIFICATION OF THE SEMI-ANNUAL REPURCHASE OFFER. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. June 18, 2019 DEAR STOCKHOLDER: No action is required of you at this time. We have sent this letter to you only to announce the semi-annual tender offer (the “Offer”) by Business De |
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June 18, 2019 |
? As filed with the Securities and Exchange Commission on June 18, 2019 ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 18, 2019 |
? ?Exhibit (a)(1)(A)? OFFER TO PURCHASE FOR CASH BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA 2,000,000 TO 2,600,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $7. |
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June 5, 2019 |
Entry into a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 (May 30, 2019) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdicti |
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May 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA |
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May 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorpora |
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April 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ? Definitive Proxy State |
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April 10, 2019 |
DEFA14A 1 tv518601defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule |
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April 8, 2019 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☒ Defi |
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April 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorpor |
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March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact Name of Registrant as Specified in its Charter) Maryland 27-2614444 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorpo |
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March 28, 2019 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 Subsidiaries of Business Development Corporation of America Name Domicile BDCA Funding I, LLC Delaware 54th Street Equity Holding, Inc. Delaware Park Ave RE, Inc. Delaware Kahala Aviation Holdings, LLC Delaware Kahala Aviation US, Inc. Delaware Kahala LuxCo Luxembourg BDCA-CB Funding, LLC Delaware BDCA Helvetica Funding, Ltd. Cayman Islands BDCA 2L Funding I, LLC Delaware |
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March 28, 2019 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defi |
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March 28, 2019 |
Exhibit 99.1 Kahala Ireland Opco Designated Activity Company Consolidated Financial Statements As of December 31, 2018 and for the year then ended Kahala Ireland Opco Designated Activity Company CONTENTS Page Financial Statements Independent Auditors' Report 1 - 2 Consolidated Balance Sheet as of December 31, 2018 3 - 4 Consolidated Statement of Income for the year ended December 31, 2018 5 Consol |
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March 28, 2019 |
Exhibit 99.1 Q4 2018 Investor Presentation 1 Disclosures This presentation was prepared exclusively for the benefit and use of Business Development Corporation of America (?BDCA?) investors to whom it is directly addressed and delivered and does not carry any right of publication or disclosure, in whole or in part, to any other party . This presentation is for discussion purposes only . Neither th |
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March 28, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incorpo |
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March 20, 2019 |
Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 14 TO LOAN AND SERVICING AGREEMENT THIS AMENDMENT NO. 14 TO LOAN AND SERVICING AGREEMENT, dated as of March 15, 2019 (this "Amendment") is entered into by and among BDCA Funding I, LLC, as the borrower (in such capacity, the "Borrower"), Business Development Corporation of America, as the servicer (in such capacity, the "Servicer") and seller (in such capa |
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March 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 (March 15, 2019) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisd |
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February 26, 2019 |
As filed with the Securities and Exchange Commission on February 26, 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 22, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 22, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of inco |
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February 22, 2019 |
Exhibit 99.1 Business Development Corporation of America, an affiliate of Benefit Street Partners, Acquires Siena Capital Finance LLC NEW YORK, February 22, 2019 ? Business Development Corporation of America (?BDCA?), an affiliate of Benefit Street Partners L.L.C., announced the acquisition of a controlling interest in Siena Capital Finance LLC (?Siena?) from Solaia Capital Advisors LLC (?Solaia?) |
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February 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 1, 2019 BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other jurisdiction of incor |
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February 1, 2019 |
Exhibit 10.1 INVESTMENT ADVISORY AND MANAGEMENT SERVICES AGREEMENT This Investment Advisory and Management Services Agreement (the “Agreement”) is made as of February 1, 2019, by and between BUSINESS DEVELOPMENT CORPORATION OF AMERICA, a Maryland corporation (the “Company”), and BDCA ADVISER, LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the Company is a non-diversified, clos |
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January 15, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2019 (January 11, 2019) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other ju |
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December 26, 2018 |
Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 13 TO LOAN AND SERVICING AGREEMENT THIS AMENDMENT NO. 13 TO LOAN AND SERVICING AGREEMENT, dated as of December 21, 2018 (this "Amendment") is entered into by and among BDCA Funding I, LLC, as the borrower (in such capacity, the "Borrower"), Business Development Corporation of America, as the servicer (in such capacity, the "Servicer") and seller (in such c |
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December 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2018 (December 21, 2018) BUSINESS DEVELOPMENT CORPORATION OF AMERICA (Exact name of registrant as specified in its charter) Maryland 814-00821 27-2614444 (State or other |
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December 14, 2018 |
As filed with the Securities and Exchange Commission on December 14, 2018 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 14, 2018 |
? ?Exhibit 99(a)(1)(A)? OFFER TO PURCHASE FOR CASH BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA 2,100,000 TO 2,700,000 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $8. |
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December 14, 2018 |
? ?Exhibit 99(a)(1)(D)? ? THIS IS NOTIFICATION OF THE SEMI-ANNUAL REPURCHASE OFFER. |
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December 14, 2018 |
Exhibit 99(a)(1)(C) NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN BUSINESS DEVELOPMENT CORPORATION OF AMERICA TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED DECEMBER 14, 2018 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY BUSINESS DEVELOPMENT CORPORATION OF AMERICA EITHER BY HAND-DELIVERY OR MAIL BEFORE, 11:59 P. |
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December 14, 2018 |
EX-99.(A)(1)(B) 3 tv509140-exa1b.htm EXHIBIT (A)(1)(B) Exhibit 99(a)(1)(B) THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME, ON JANUARY 18, 2019, UNLESS THE OFFER IS EXTENDED ANY QUESTIONS CONCERNING THE OFFER OR THIS LETTER OF TRANSMITTAL CAN BE DIRECTED TO THE FOLLOWING ADDRESS: Our website: www.bdcofamerica.com Our telephone: Investor Relations at (844) 785-4393 U.S. mail: c/o DST Systems, Inc |
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November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ? Definitive Proxy State |
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November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ? Definitive Proxy State |
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November 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ? Definitive Proxy State |
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November 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00821 BUSINESS DEVELOPMENT CORPORATION OF AME |