ARII / American Railcar Industries, Inc. - SEC-arkiveringer, Årsrapport, Fullmaktsdokument

American Railcar Industries, Inc.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American Railcar Industries, Inc.
SEC Filings (Chronological Order)
På denne siden finner du en fullstendig, kronologisk liste over SEC-arkiveringer, med unntak av eierskaps-arkiveringer som vi leverer andre steder.
December 17, 2018 15-12G

ARII / American Railcar Industries, Inc. FORM 15-12(G)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-51728 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as sp

December 6, 2018 S-8 POS

ARII / American Railcar Industries, Inc. S-8 POS

As filed with the Securities and Exchange Commission on December 6, 2018 Registration No.

December 6, 2018 8-K

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2018 American Railcar Industries, Inc. (Exact Name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Other Jurisdiction of Incorporati

December 6, 2018 EX-3.1

SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION AMERICAN RAILCAR INDUSTRIES, INC. * * * * * * * *

EX-3.1 2 ex31.htm EXHIBIT 3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION OF AMERICAN RAILCAR INDUSTRIES, INC. * * * * * * * * These Second Amended and Restated Articles of Incorporation of American Railcar Industries, Inc. hereby supersede the Amended and Restated Articles of Incorporation of American Railcar Industries, Inc., dated as of June 30, 2009, and all amendments th

December 6, 2018 EX-3.2

AMERICAN RAILCAR INDUSTRIES, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF NORTH DAKOTA AMENDED AND RESTATED BY-LAWS ARTICLE I. OFFICES.

EX-3.2 3 ex32.htm EXHIBIT 3.2 Exhibit 3.2 AMERICAN RAILCAR INDUSTRIES, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF NORTH DAKOTA AMENDED AND RESTATED BY-LAWS ARTICLE I. OFFICES. The registered office of AMERICAN RAILCAR INDUSTRIES, INC. (the “Corporation”) shall be located in the state of North Dakota and shall be at such address as shall be set forth in the Articles of Incorporation. The regi

December 6, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 4 ex991.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: December 5, 2018 ITE MANAGEMENT L.P. ANNOUNCES CLOSING OF ACQUISITION OF ARI St. Charles, MO, December 5, 2018 – ITE Management L.P. (ITE) is pleased to announce that it has closed its acquisition of American Railc

December 6, 2018 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* American Railcar Industries, Inc. (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Na

November 6, 2018 DEFM14C

ARII / American Railcar Industries, Inc. DEFM14C

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box:  o Preliminary Information Statement  o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Informat

October 30, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

October 30, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 2 ariiex991q32018.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: October 30, 2018 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS THIRD QUARTER 2018 RESULTS Third Quarter 2018 Highlights • Quarterly revenue of $100.0 million • Quarterly net earnings of $13.1 million, or $0.6

October 30, 2018 EX-99.2

Exhibit 99.1 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statements. Forwar

EX-99.2 3 ariiex992q32018.htm EXHIBIT 99.2 Exhibit 99.1 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statements. Forward-looking statements represent our estimates and assumptions only as of the date of this presentation. Such

October 30, 2018 EX-10.2

CONFIDENTIAL TREATMENT REQUESTED: CERTAIN PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH AN ASTERISK (“[*****]”) TO DENOTE WHERE OMISSIONS HAVE BEEN MADE. THE

supplyagrmntgatxredacc0b CONFIDENTIAL TREATMENT REQUESTED: CERTAIN PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH AN ASTERISK (“[*****]”) TO DENOTE WHERE OMISSIONS HAVE BEEN MADE.

October 30, 2018 10-Q

ARII / American Railcar Industries, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

October 26, 2018 PREM14C

ARII / American Railcar Industries, Inc. PREM14C

PREM14C 1 s002486x4prem14c.htm PREM14C TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement  o Confidential, for Use of the Commission Only (as permitted by R

October 22, 2018 EX-2.1

Agreement and Plan of Merger, dated as of October 22, 2018, by and between STL Parent Corp. and American Railcar Industries, Inc. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K of American Railcar Industries, Inc. filed with the Commission on October 22, 2018).

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between STL PARENT CORP. and AMERICAN RAILCAR INDUSTRIES, INC. Dated as of October 22, 2018 TABLE OF CONTENTS Page ARTICLE 1 THE MERGER; THE ESCROWS 2 1.1 The Merger 2 1.2 Closing and Effective Time of the Merger 3 1.3 Escrows 4 ARTICLE 2 CONVERSION OF SECURITIES IN THE MERGER 5 2.1 Conversion of Securities 5 2.2 Payment for Securities; Surrender of

October 22, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 s002486x28k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 22, 2018 American Railcar Industries, Inc. (Exact Name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Ot

October 22, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 3 s002486x2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: October 22, 2018 AMERICAN RAILCAR INDUSTRIES, INC. ANNOUNCES DEFINITIVE MERGER AGREEMENT St. Charles, MO, October 22, 2018 - American Railcar Industries, Inc. (ARI or the Company) (NASDAQ: ARII) today ann

October 22, 2018 EX-99.3

Press Release of Icahn Enterprises L.P. dated October 22, 2018.

EX-99.3 2 s002486x1ex99-3.htm EXHIBIT 3 Exhibit 3 Icahn Enterprises L.P. Announces Definitive Agreement to Sell American Railcar Industries, Inc. At Value of Approximately $1.75 Billion NEW YORK, NEW YORK, October 22, 2018 - Icahn Enterprises L.P.(NASDAQ: IEP) ("Icahn Enterprises") announced that its majority-owned subsidiary, American Railcar Industries, Inc. (“ARI”), today entered into a definit

October 22, 2018 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* American Railcar Industries, Inc. (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises L.P. 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (N

August 24, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IR

August 24, 2018 EX-99.1

Exhibit 99.1 August 2018 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statem

EX-99.1 2 presentationaugust18.htm EXHIBIT 99.1 Exhibit 99.1 August 2018 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statements. Forward-looking statements represent our estimates and assumptions only as of the date of this p

August 1, 2018 EX-99.3

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.3 4 ariiex993q22018.htm EXHIBIT 99.3 Exhibit 99.3 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: August 1, 2018 AMERICAN RAILCAR INDUSTRIES, INC. ANNOUNCES LONG-TERM RAILCAR SUPPLY AGREEMENT WITH GATX St. Charles, MO, August 1, 2018 - American Railcar Industries, Inc. (ARI or the Company) (NASDAQ: AR

August 1, 2018 EX-99.2

Exhibit 99.2 Q2 2018 Supplemental Information 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are f

EX-99.2 3 ariiex992q22018.htm EXHIBIT 99.2 Exhibit 99.2 Q2 2018 Supplemental Information 1 Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statements. Forward-looking statements represent our estimates and assumptions only as of th

August 1, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: August 1, 2018 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS SECOND QUARTER 2018 RESULTS Second Quarter 2018 Highlights • Quarterly revenue of $146.5 million • Quarterly net earnings of $9.2 million, or $0.48 per share • Quarterly adjusted EBITDA of $

August 1, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

August 1, 2018 10-Q

ARII / American Railcar Industries, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

July 5, 2018 EX-10.1

Exhibit 10.1

ariiex101acfpurchaseands CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[*****]”) to denote where omissions have been made.

July 5, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

June 6, 2018 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a8-k2018annualmeetingresul.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State

May 29, 2018 SD

ARII / American Railcar Industries, Inc. SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT American Railcar Industries, Inc. (Exact name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 100 Clark Street, St. Charles, Missouri

May 29, 2018 EX-1.01

Exhibit 1.01

Exhibit 1.01 American Railcar Industries, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (“CMR”) of American Railcar Industries, Inc. (“ARI” or “the Company”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (the “Exchange Act”) for the reporting period from January 1, 2017 to December 31, 2017 (“the Reporting Peri

May 1, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS Em

May 1, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: May 1, 2018 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS FIRST QUARTER 2018 RESULTS First Quarter 2018 Highlights • Quarterly revenue of $116.2 million • Quarterly net earnings of $13.0 million, or $0.68 per share • Quarterly adjusted EBITDA of $36.9

May 1, 2018 EX-99.2

Q1 2018 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expecte

EX-99.2 3 ariiex-992q1x2018.htm EXHIBIT 99.2 Q1 2018 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and pl

May 1, 2018 10-Q

ARII / American Railcar Industries, Inc. 10-Q (Quarterly Report)

10-Q 1 arii10-q3312018.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Comm

April 26, 2018 DEF 14A

ARII / American Railcar Industries, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confide

April 26, 2018 DEFA14A

ARII / American Railcar Industries, Inc. DEFA14A

DEFA14A 1 a2018proxynotice.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨

April 17, 2018 EX-10.1

Exhibit 10.1

EX-10.1 3 ariiex101arirevolverfirsta.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT, CHATTEL MORTGAGE AND SECURITY AGREEMENT This First Amendment to Credit Agreement, Chattel Mortgage and Security Agreement (this “Amendment”), is dated as of April 17, 2018, by and among AMERICAN RAILCAR INDUSTRIES, INC., a North Dakota corporation, as borrower (“Debtor”), CRÈDI

April 17, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

April 17, 2018 EX-10.2

Exhibit 10.2

ex102lliiirma Exhibit 10.2 CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[*****]”) to denote where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. 63000804 v1 RAILCAR MANAGEMENT

April 17, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 NEWS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC.'S WHOLLY OWNED SUBSIDIARY ANNOUNCES SUCCESSFUL CONSENT SOLICITATION FROM ITS NOTEHOLDERS ST. CHARLES, MO (April 17, 2018) - American Railcar Industries, Inc. (NASDAQ: ARII) (“ARI” or the “Company”) today announced that our whol

April 17, 2018 EX-4.1

Exhibit 4.1

EX-4.1 2 arriex41lliiiindenture.htm EXHIBIT 4.1 Exhibit 4.1 Execution Version FIRST INDENTURE SUPPLEMENT FIRST INDENTURE SUPPLEMENT, dated as of April 17, 2018 (this “First Indenture Supplement”), by and between Longtrain Leasing III, LLC, a Delaware limited liability company (the “Issuer”), and U.S. Bank National Association, a national banking association, as Indenture Trustee (the “Indenture Tr

March 26, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 NEWS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: 3/26/2018 AMERICAN RAILCAR INDUSTRIES, INC.'S WHOLLY OWNED SUBSIDIARY COMMENCES CONSENT SOLICITATION FROM ITS NOTEHOLDERS ST. CHARLES, MO (March 26, 2018) - American Railcar Industries, Inc. (NASDAQ: ARII) (“ARI” or the “Company”) today announced t

March 26, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

March 22, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

February 23, 2018 EX-99.2

Q4 2017 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expecte

ariearningscallslidesfin Q4 2017 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward

February 23, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: 2/23/2018 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RESULTS FOR 2017 2017 Highlights ? Revenue of $476.8 million ? Net earnings of $142.2 million or $7.45 per share, including $107.3 million , or $5.62 per share, tax benefit related to o

February 23, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

February 23, 2018 EX-10.53

First Amendment to the Repair Services and Support Agreement dated as of April 24, 2015 by and between American Railcar Industries, Inc. and ACF Industries, LLC, dated as of December 31, 2017. *

Exhibit 10.53 FIRST AMENDMENT TO REPAIR SERVICES AND SUPPORT AGREEMENT THIS FIRST AMENDMENT TO REPAIR SERVICES AND SUPPORT AGREEMENT (this “Amendment”) is dated as of December 31, 2017 (the “Effective Date”) and is entered into between ACF Industries, LLC (“ACF”), and American Railcar Industries, Inc. (“ARI”). ACF and ARI are parties to that certain Repair Services and Support Agreement dated as o

February 23, 2018 10-K

ARII / American Railcar Industries, Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51728 America

February 23, 2018 EX-21.1

Subsidiaries of American Railcar Industries, Inc.*

Exhibit 21.1 American Railcar Industries, Inc. wholly owns the following companies: Subsidiary 1 ARI Component Venture, LLC1, a Delaware limited liability company 2 ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3 ARI Leasing, LLC, a Delaware limited liability company 4 ARI Longtrain, Inc., a Delaware corporation 5 ARI Property Bude, LLC, a Delaware limited liabili

February 23, 2018 EX-10.54

Fourth Amendment to the Purchasing and Engineering Services Agreement and License dated as of January 11, 2013 by and between American Railcar Industries, Inc. and ACF Industries, LLC, dated as of December 31, 2017. *

Exhibit 10.54 FOURTH AMENDMENT TO AGREEMENT THIS FOURTH AMENDMENT TO AGREEMENT (this “Amendment”) is dated as of December 31, 2017 (the “Effective Date”) and is entered into between ACF Industries, LLC (“ACF”), and American Railcar Industries, Inc. (“ARI”). ACF and ARI are parties to that certain Purchasing and Engineering Services Agreement and License dated as of January 7, 2013, as amended on A

February 12, 2018 SC 13G/A

ARII / American Railcar Industries, Inc. / VANGUARD GROUP INC Passive Investment

americanrailcarindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: American Railcar Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 02916P103 Date of Event Which Requires Filing of this Statement: December 31, 2017 C

February 9, 2018 SC 13G/A

ARII / American Railcar Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* AMERICAN RAILCAR INDUSTRIES (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 6, 2018 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

February 6, 2018 EX-99.2

February 2018 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objecti

EX-99.2 3 a20180207cowenpresentati.htm EXHIBIT 99.2 February 2018 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-look

February 6, 2018 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: February 5, 2018 AMERICAN RAILCAR INDUSTRIES, INC. NAMES JOHN O'BRYAN PRESIDENT AND CHIEF EXECUTIVE OFFICER ST. CHARLES, MO (February 5, 2018) - American Railcar Industries, Inc. (NASDAQ: ARII) (?ARI? or the ?Company?) today announced that ARI?s Boar

January 19, 2018 8-K

Entry into a Material Definitive Agreement

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2018 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

January 2, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

November 16, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

November 3, 2017 EX-99.1

November 2017 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objecti

a2017stephenspresentatio November 2017 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that are forward-looking statements. Forward-loo

November 3, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

October 31, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

October 31, 2017 EX-99.2

Q3 2017 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expecte

EX-99.2 3 earningscallslidesq32017.htm EXHIBIT 99.2 Q3 2017 Supplemental Information Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to our expected financial performance, objectives, long-term strategies and/or future business prospects, events

October 31, 2017 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: October 31, 2017 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS THIRD QUARTER 2017 RESULTS Third Quarter 2017 Highlights ? Quarterly revenue of $120.7 million ? Quarterly net earnings of $8.9 million , or $0.46 per share ? Quarterly adjusted

October 31, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

September 1, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

September 1, 2017 EX-99.1

September 2017 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to the our response to governmental directive

a20170823cowenpresentati September 2017 Investor Contact: 636.940.6000 Website: americanrailcar.com American Railcar Industries, Inc. Forward Looking Disclaimer Safe Harbor Statement This presentation contains statements relating to the our response to governmental directives, expected financial performance, objectives, long-term strategies and/or future business prospects, events and plans that a

August 2, 2017 EX-10.5

Amended and Restated Consulting Services Agreement, by and between American Railcar Industries, Inc. and AEP Rail RemainCo LLC, effective as of June 1, 2017 (incorporated by reference to Exhibit 10.5 to ARI’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2017, filed with the SEC on August 2, 2017).

Execution Copy AMENDED AND RESTATED CONSULTING SERVICES AGREEMENT This Amended and Restated Consulting Services Agreement (this ?Agreement?), is effective as of June 1, 2017 (the ?Effective Date?), by and between American Railcar Industries, Inc.

August 2, 2017 EX-10.4

Amended and Restated Consulting Services Agreement, by and between American Railcar Industries, Inc. and AEPC RemainCo LLC, effective as of June 1, 2017 (incorporated by reference to Exhibit 10.4 to ARI’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2017, filed with the SEC on August 2, 2017).

Execution Copy AMENDED AND RESTATED CONSULTING SERVICES AGREEMENT This Amended and Restated Consulting Services Agreement (this ?Agreement?), is effective as of June 1, 2017 (the ?Effective Date?), by and between American Railcar Industries, Inc.

August 2, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

August 1, 2017 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: August 1, 2017 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS SECOND QUARTER 2017 RESULTS Second Quarter 2017 Highlights ? Quarterly revenue of $109.0 million ? Quarterly net earnings of $10.9 million , or $0.57 per share ? Quarterly adjusted

August 1, 2017 EX-99.2

Q2 2017 Supplemental Information INVESTOR CONTACT: (636) 940-6000 WEBSITE: AMERICANRAILCAR.COM American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer 2 Safe Harbor Statement This presentation contains statements relating to the Com

earningscallslidesq22017 Q2 2017 Supplemental Information INVESTOR CONTACT: (636) 940-6000 WEBSITE: AMERICANRAILCAR.

August 1, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q22017results8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other

June 6, 2017 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC.

Exhibit Exhibit 99.1 NEWS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles Missouri 63301 americanrailcar.com 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. ANNOUNCES LAUNCH OF IN-HOUSE MANAGEMENT OF RAILCAR LEASING BUSINESS AND INCREASED SALES FORCE ST. CHARLES, MO (June 6, 2017) ? American Railcar Industries, Inc. (NASDAQ: ARII) (?ARI? or the ?Company?) is excited to annou

June 6, 2017 EX-10.3

Subcontractor Agreement, by and among American Railcar Industries, Inc., American Railcar Leasing LLC and solely for the purposes of Section 5 thereof, American Entertainment Properties Corp., dated June 1, 2017 (incorporated by reference to Exhibit 10.3 to ARI’s Current Report on Form 8-k, filed with the SEC on June 7, 2017).

Exhibit Exhibit 10.3 SUBCONTRACTOR AGREEMENT This Subcontractor Agreement (the ? Agreement ?) is made as of June 1, 2017 (the ? Effective Date ?), by and among American Railcar Leasing LLC, a Delaware limited liability company (? ARL ?), American Railcar Industries, Inc., a North Dakota corporation (? ARI ?), and solely for the purposes of Section 5 , American Entertainment Properties Corp. (? AEP

June 6, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissi

June 6, 2017 EX-10.1

Consulting Services Agreement, by and between American Railcar Industries, Inc. and AEPC RemainCo LLC, dated June 1, 2017 (incorporated by reference to Exhibit 10.1 to ARI’s Current Report on Form 8-k, filed with the SEC on June 7, 2017).

EX-10.1 2 ex101-2017x06x06xaepcconsu.htm EXHIBIT 10.1 Exhibit 10.1 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (this “Agreement”), dated as of June 1, 2017 (the “Effective Date”), is made and entered into between American Railcar Industries, Inc., a corporation organized under the laws of the State of North Dakota (together with its successors and assigns, the “Consultant”), a

June 6, 2017 EX-10.2

Consulting Services Agreement, by and between American Railcar Industries, Inc. and AEP Rail RemainCo LLC, dated June 1, 2017 (incorporated by reference to Exhibit 10.2 to ARI’s Current Report on Form 8-k, filed with the SEC on June 7, 2017).

Exhibit Exhibit 10.2 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (this ? Agreement ?), dated as of June 1, 2017 (the ? Effective Date ?), is made and entered into between American Railcar Industries, Inc., a corporation organized under the laws of the State of North Dakota (together with its successors and assigns, the ? Consultant ?), and AEP Rail RemainCo LLC, a limited liab

May 31, 2017 SD

American Railcar Industries SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT American Railcar Industries, Inc. (Exact name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 100 Clark Street, St. Charles,

May 31, 2017 EX-1.01

American Railcar Industries, Inc. Conflict Minerals Report

EX-1.01 2 a2017cmr.htm EXHIBIT 1.01 Exhibit 1.01 American Railcar Industries, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (“CMR”) of American Railcar Industries, Inc. (“ARI” or “the Company”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (the “Exchange Act”) for the reporting period from January 1, 2016 to De

May 2, 2017 EX-99.2

Q1 2017 Supplemental Information INVESTOR CONTACT: (636) 940-6000 WEBSITE: AMERICANRAILCAR.COM American Railcar Industries, Inc. Exhibit 99.2 Forward Looking Disclaimer 2 Safe Harbor Statement This presentation contains statements relating to the Com

earningscallslidesq12017 Q1 2017 Supplemental Information INVESTOR CONTACT: (636) 940-6000 WEBSITE: AMERICANRAILCAR.

May 2, 2017 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: May 2, 2017 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS FIRST QUARTER 2017 RESULTS First Quarter 2017 Highlights ? Quarterly revenue and net earnings of $114.7 million and $10.6 million , or $0.55 per share, respectively ? Quarterly adjust

May 2, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

May 2, 2017 EX-10.1

American Railcar Industries, Inc. 2017 Management Incentive Plan (incorporated by reference to Exhibit 10.1 to ARI’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2017, filed with the SEC on May 2, 2017). #

Exhibit 10.1 American Railcar Industries, Inc. Management Incentive Plan for the Fiscal Year Under the American Railcar Industries, Inc. 2005 Equity Incentive Plan I. PURPOSE The American Railcar Industries, Inc. Management Incentive Plan (as amended from time to time, the “Plan”) has been established for the Fiscal Year (as defined below) under the American Railcar Industries, Inc. 2005 Equity In

May 2, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERIC

May 2, 2017 EX-10.3

Offer Letter between American Railcar Industries, Inc. and John O'Bryan, dated as of April 26, 2017 (incorporated by reference to Exhibit 10.3 to ARI’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2017, filed with the SEC on May 2, 2017). #

EX-10.3 3 ex-103joofferletter.htm EXHIBIT 10.3 Exhibit 10.3 AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301-2075, 636-940-6000 www.americanrailcar.com April 25, 2017 John O’Bryan 100 Clark Street St. Charles, MO 63301 Dear John: We are pleased to offer you the full-time position of Senior Vice President and Chief Commercial Officer with American Railcar Industries,

April 27, 2017 DEF 14A

American Railcar Industries DEF 14A

DEF 14A 1 a2017proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preli

April 27, 2017 DEFA14A

American Railcar Industries DEFA14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement.

April 3, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commis

March 9, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commiss

February 27, 2017 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* American Railcar Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises G.P. Inc. 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address

February 24, 2017 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: 2/24/2017 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RESULTS FOR 2016 2016 Highlights ? Revenue and net earnings of $639.1 million and $72.7 million , or $3.74 per share, respectively ? Adjusted EBITDA of $188.0 million , or 29.4% of reve

February 24, 2017 EX-99.2

EX-99.2

Exhibit Exhibit 99.2

February 24, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

February 24, 2017 EX-21.1

Subsidiary 1 ARI Component Venture, LLC1, a Delaware limited liability company 2 ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3 ARI Leasing, LLC, a Delaware limited liability company 4 ARI Longtrain, Inc., a Delawar

Exhibit 21.1 American Railcar Industries, Inc. wholly owns the following companies: Subsidiary 1 ARI Component Venture, LLC1, a Delaware limited liability company 2 ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3 ARI Leasing, LLC, a Delaware limited liability company 4 ARI Longtrain, Inc., a Delaware corporation 5 ARI Property Bude, LLC, a Delaware limited liabili

February 24, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016

10-K 1 arii-12312016x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

February 24, 2017 EX-10.50

Third Amendment to the Purchasing and Engineering Services Agreement and License dated as of January 11, 2013 by and between American Railcar Industries, Inc. and ACF Industries, LLC, dated as of December 20, 2016 (incorporated by reference to Exhibit 10.50 on Form 10-K for the year ended December 31, 2016, filed with the SEC on February 24, 2017).

EX-10.50 2 arii-12312016xex1050.htm EXHIBIT 10.50 Exhibit 10.50 THIRD AMENDMENT TO AGREEMENT THIS THIRD AMENDMENT TO AGREEMENT (this “Amendment”) is dated as of December , 2016 (the “Effective Date”) and is entered into between ACF Industries, LLC (“ACF”), and American Railcar Industries, Inc. (“ARI”). ACF and ARI are parties to that certain Purchasing and Engineering Services Agreement and Licens

February 21, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

February 21, 2017 EX-10.1

Consulting Services Agreement dated as of February 15, 2017 by and between American Railcar Industries, Inc. and American Railcar Leasing LLC (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on February 21, 2017).

Exhibit Exhibit 10.1 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (this ? Agreement ?), dated as of February 15, 2017, (the ? Effective Date ?), is made and entered into between American Railcar Industries, Inc., a corporation organized under the laws of the State of North Dakota (together with its successors and assigns, the ? Consultant ?), and American Railcar Leasing LLC, a

February 9, 2017 SC 13G/A

ARII / American Railcar Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AMERICAN RAILCAR INDUSTRIES (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 9, 2017 SC 13G

ARII / American Railcar Industries, Inc. / VANGUARD GROUP INC Passive Investment

americanrailcarindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: American Railcar Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 02916P103 Date of Event Which Requires Filing of this Statement: December 31, 2016 C

February 8, 2017 EX-99.1

EX-99.1

Exhibit Exhibit 99.1

February 8, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

December 22, 2016 CORRESP

American Railcar Industries ESP

Document American Railcar Industries, Inc. 100 Clark Street Saint Charles, Missouri 63301 (636) 940-6000 December 22, 2016 Via EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 ?F? Street NE Washington, D.C. 20549 Attn: Ms. Melissa Raminpour Re: American Railcar Industries, Inc. Form 10-K for the year ended December 31, 2015 Filed February 23, 2016 Form 10-Q

December 21, 2016 8-K

Entry into a Material Definitive Agreement

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

December 19, 2016 EX-10.1

Railcar Management Transition Agreement dated as of December 16, 2016 by and among American Railcar Industries, Inc., American Railcar Leasing LLC, American Entertainment Properties Corp., SMRSH LLC and SMBC Rail Services LLC (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on December 19, 2016).

Exhibit Exhibit 10.1 Execution Copy RAILCAR MANAGEMENT TRANSITION AGREEMENT This RAILCAR MANAGEMENT TRANSITION AGREEMENT (this ? Agreement ?) is made and entered into as of December 16, 2016 (the ? Effective Date ?), by and among AMERICAN RAILCAR LEASING LLC, a Delaware limited liability company (? ARL ?), AMERICAN RAILCAR INDUSTRIES, INC., a North Dakota corporation (? ARI ?), and, solely for pur

December 19, 2016 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

November 29, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

November 29, 2016 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC.

Exhibit Exhibit 99.1 AMERICAN RAILCAR INDUSTRIES, INC . 100 Clark Street, St. Charles, Missouri 63301-2075, 636-940-6000 www.americanrailcar.com November 28, 2016 VIA EMAIL ONLY Robert C. Lauby Associate Administrator for Railroad Safety Chief Safety Officer Federal Railroad Administration 1200 New Jersey Avenue, S.E. Washington, D.C. 20590-9898 Re: Federal Railroad Administration (?FRA?) Railwort

November 4, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

November 4, 2016 EX-99.1

EX-99.1

Exhibit Exhibit 99.1

October 31, 2016 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C Activist Investment

SC 13D/A 1 ariisch13damd7103116.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* American Railcar Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises G.P. Inc. 767 Fifth Avenue, 47th Floor New York, New York

October 28, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

October 28, 2016 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: October 27, 2016 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS THIRD QUARTER 2016 RESULTS Third Quarter 2016 Highlights ? Quarterly revenue and net earnings of $145.0 million and $7.7 million , or $0.40 per share, respectively ? Quarterly ad

October 28, 2016 EX-99.2

EX-99.2

Exhibit Exhibit 99.1

October 28, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

October 17, 2016 EX-99.1

EX-99.1

EX-99.1 2 presentation.htm EXHIBIT 99.1 Exhibit 99.1

October 17, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Comm

September 1, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Com

September 1, 2016 EX-99.1

EX-99.1

Exhibit Exhibit 99.1

July 29, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

July 28, 2016 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 2 ariiex991q22016.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: July 28, 2016 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS SECOND QUARTER 2016 RESULTS Second Quarter 2016 Highlights • Quarterly revenue and net earnings of $150.5 million and $19.9 million, or $1.02 per sh

July 28, 2016 EX-99.2

EX-99.2

Exhibit Exhibit 99.1

July 28, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commiss

June 16, 2016 8-K

Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commiss

May 27, 2016 SD

American Railcar Industries SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT American Railcar Industries, Inc. (Exact name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 100 Clark Street, St. Charles,

May 27, 2016 EX-1.01

American Railcar Industries, Inc. Conflict Minerals Report

Exhibit Exhibit 1.01 American Railcar Industries, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (?CMR?) of American Railcar Industries, Inc. (?ARI? or ?the Company?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (the ?Exchange Act?) for the reporting period from January 1, 2015 to December 31, 2015 (?the Report

April 29, 2016 DEF 14A

American Railcar Industries DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ?

April 29, 2016 DEFA14A

American Railcar Industries DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confide

April 29, 2016 EX-10.1

American Railcar Industries, Inc. 2016 Management Incentive Plan (incorporated by reference to Exhibit 10.1 to ARI's Quarterly Report on Form 10-Q, filed with the SEC on April 29, 2016). #

Exhibit 10.1 American Railcar Industries, Inc. Management Incentive Plan for Fiscal Year 2016 (Under the American Railcar Industries, Inc. 2005 Equity Incentive Plan) I.PURPOSE The American Railcar Industries, Inc. Management Incentive Plan (the “Plan”) has been established under the American Railcar Industries, Inc. 2005 Equity Incentive Plan (amended and restated June 9, 2015) (“2005 EIP”) for F

April 29, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERIC

April 28, 2016 EX-99.2

EX-99.2

Exhibit Exhibit 99.2

April 28, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission

April 28, 2016 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com 636.940.6000 FOR RELEASE: April 28, 2016 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS FIRST QUARTER 2016 RESULTS First Quarter 2016 Highlights ? Quarterly gross margin of 27.5% vs. prior year of 25.7% ? Fully utilized lease fleet reaches 10,556 railcars vs. prior ye

March 24, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission

March 16, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission

March 2, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

March 2, 2016 EX-99.1

EX-99.1

Exhibit Exhibit 99.1

February 24, 2016 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C Activist Investment

SC 13D/A 1 ariisch13damd6022416.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* American Railcar Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises G.P. Inc. 767 Fifth Avenue, 47th Floor New York, New York

February 23, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

10-K 1 arii-12312015x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

February 23, 2016 EX-21.1

Subsidiary 1. ARI Component Venture, LLC, a Delaware limited liability company 2. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3. ARI Longtrain, Inc., a Delaware corporation 4. Castings LLC, a Delaware limited liabi

Exhibit 21.1 American Railcar Industries, Inc. wholly owns the following companies: Subsidiary 1. ARI Component Venture, LLC, a Delaware limited liability company 2. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3. ARI Longtrain, Inc., a Delaware corporation 4. Castings LLC, a Delaware limited liability company 5. Longtrain Leasing I, LLC, a Delaware limited liabi

February 23, 2016 EX-10.49

Consulting Services Agreement dated as of March 1, 2016 by and between American Railcar Industries, Inc. and American Railcar Leasing LLC (incorporated by reference to Exhibit 10.49 to ARI's Annual Report on Form 10-K for the year ended December 31, 2015, filed with the SEC on February 23, 2016). #

Exhibit 10.49 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (this ?Agreement?), dated as of March 1, 2016 (the ?Effective Date?), is made and entered into between American Railcar Industries, Inc., a corporation organized under the laws of the State of North Dakota (together with its successors and assigns, the ?Consultant?), and American Railcar Leasing LLC, a limited liability

February 23, 2016 EX-10.44

Second Amendment to the Purchasing and Engineering Services Agreement and License dated as of January 11, 2013 by and between American Railcar Industries, Inc. and ACF Industries, LLC, dated as of November 5, 2015 (incorporated by reference to Exhibit 10.44 to ARI's Annual Report on Form 10-K for the year ended December 31, 2016, filed with the SEC on February 23, 2016).

Exhibit 10.44 SECOND AMENDMENT TO AGREEMENT THIS SECOND AMENDMENT TO AGREEMENT (this "Amendment") is dated as of November 5, 2015 (the "Effective Date") and is entered into between ACF Industries, LLC ("ACF"), and American Railcar Industries, Inc. ("ARI"). ACF and ARI are parties to that certain Purchasing and Engineering Services Agreement and License dated as of January 7, 2013, as amended on Au

February 18, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

February 18, 2016 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 americanrailcar.com FOR RELEASE: February 18, 2016 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RECORD REVENUES, EARNINGS AND SHIPMENTS FOR 2015 2015 Highlights ? Record Revenues of $889.3 million vs. prior year of $733.0 million - up 21% ? Record Adjusted EBITDA of $278.9 million vs.

February 18, 2016 EX-99.2

EX-99.2

Exhibit Exhibit 99.2

February 9, 2016 SC 13G/A

ARII / American Railcar Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AMERICAN RAILCAR INDUSTRIES (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 4, 2016 EX-99.1

EX-99.1

Exhibit Exhibit 99.1

February 4, 2016 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

December 15, 2015 EX-10.1

First Amendment to the Railcar Management Agreement, dated as of December 31, 2015, between American Railcar Leasing LLC and American Railcar Industries, Inc. together with the related First Amendment to Letter Agreement(incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on December 15, 2015).†

Exhibit Exhibit 10.1 FIRST AMENDMENT TO AGREEMENT THIS FIRST AMENDMENT TO AGREEMENT (this ?Amendment?) is dated as of December 31, 2015 (the ?Effective Date?) and is entered into between American Railcar Leasing LLC (?ARL?), and American Railcar Industries, Inc. (?ARI?). ARL and ARI are parties to that certain Railcar Management Agreement dated as of February 29, 2012 (the ?Agreement?). Reference

December 15, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissi

December 15, 2015 EX-10.2

Credit Agreement, Chattel Mortgage and Security Agreement, dated as of December 10, 2015, among American Railcar Industries, Inc. as debtor, the lenders that are signatories thereto, as the lenders, and Crédit Agricole Corporate and Investment Bank, as sole lead arranger and administrative agent (incorporated by reference to Exhibit 10.2 to ARI's Current Report on Form 8-K, filed with the SEC on December 15, 2015).

Exhibit Exhibit 10.2 EXECUTION VERSION CREDIT AGREEMENT, CHATTEL MORTGAGE AND SECURITY AGREEMENT Among AMERICAN RAILCAR INDUSTRIES, INC., AS DEBTOR, THE LENDERS THAT ARE SIGNATORIES HERETO, AS THE LENDERS, And CR?DIT AGRICOLE CORPORATE AND INVESTMENT BANK, AS SOLE LEAD ARRANGER AND ADMINISTRATIVE AGENT Dated as of DECEMBER 10, 2015 DVB BANK, AS SYNDICATION AGENT PNC EQUIPMENT FINANCE, AS DOCUMENTA

December 10, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

November 12, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

November 6, 2015 EX-99.1

EX-99.1

Exhibit

November 6, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

November 3, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

November 3, 2015 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* American Railcar Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises G.P. Inc. 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address

October 28, 2015 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com 636.940.6000 FOR RELEASE: October 28, 2015 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS STRONG QUARTERLY REVENUES AND EARNINGS Third Quarter 2015 Highlights ? Quarterly revenues of $172.7 million vs. prior year of $162.8 million - up 6% ? Quarterly gross margin

October 28, 2015 EX-99.2

EX-99.2

Exhibit Exhibit 99.2

October 28, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

September 28, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commiss

August 14, 2015 SC 13D/A

ARII / American Railcar Industries, Inc. / ICAHN CARL C Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* American Railcar Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) Andrew Langham, Esq. General Counsel Icahn Enterprises G.P. Inc. 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address

July 30, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

July 29, 2015 EX-99.2

EX-99.2

EX-99.2 3 ariiex992q22015slides.htm EXHIBIT 99.2 Exhibit 99.2

July 29, 2015 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 2 ariiex991q22015.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com 636.940.6000 FOR RELEASE: July 29, 2015 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS STRONG QUARTERLY EARNINGS AND SHIPMENTS Second Quarter 2015 Highlights • Quarterly earnings per share of $1.54 vs. prior year of $1.51 - up 2% •

July 29, 2015 EX-99.3

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

ARII Ex 99.3 (Q2 2015) Press release - Marmaduke, AR expansion announcement Exhibit 99.3 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com 636.940.6000 Scott Hardin, Director of Communications Arkansas Economic Development Commission 501-682-7306, [email protected] FOR RELEASE: July 29, 2015 American Railcar Industries, In

July 29, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

Q2 2015 Results 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 25, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

June 15 8k Change In Directors UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 11, 2015 EX-10.1

Amended and Restated American Railcar, Inc. 2005 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on June 11, 2015). #

EX-10.1 2 amendedandrestatedari2005e.htm EXHIBIT 10.1 Exhibit 10.1 AMERICAN RAILCAR INDUSTRIES, INC. 2005 EQUITY INCENTIVE PLAN As Amended and Restated Effective as of June 9, 2015. 1. Purpose and Eligibility. The purpose of this 2005 Equity Incentive Plan, as amended and restated effective as of June 9, 2015 (the "Plan"), of American Railcar Industries, Inc., a North Dakota corporation (the "Comp

June 11, 2015 8-K

American Railcar Industries 8-K - 2015 ANNUAL MEETING RESULTS (Current Report/Significant Event)

2015 Annual Meeting Results UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 5, 2015 EX-10.1

American Railcar Industries, Inc. 2015 Management Incentive Plan (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on June 5, 2015). #

EX-10.1 2 arimipagreement2015.htm EXHIBIT 10.1 Exhibit 10.1 AMERICAN RAILCAR INDUSTRIES, INC. Management Incentive Plan for Fiscal Year 2015 I.PURPOSE The American Railcar Industries, Inc. Management Incentive Plan (the “Plan”) has been established for Fiscal Year 2015 for those Participants defined under Section III below. The purpose of this Plan is to provide additional compensation to Particip

June 5, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS E

June 1, 2015 EX-1.01

American Railcar Industries, Inc. Conflict Minerals Report

2015 CMR Exhibit 1.01 American Railcar Industries, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (?CMR?) of American Railcar Industries, Inc. (?ARI? or ?the Company?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (the ?Exchange Act?) for the reporting period from January 1, 2014 to December 31, 2014 (?the Repor

June 1, 2015 SD

American Railcar Industries SD

2015 Conflict Minerals UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 28, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

June 2015 Investor Presentation UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 28, 2015 EX-99.1

EX-99.1

EX99.1 - June 2015 Investor Presentation Exhibit 99.1

May 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERIC

May 6, 2015 EX-10.2

Repair Services and Support Agreement dated as of April 24, 2015 by and between American Railcar Industries, Inc. and ACF Industries, LLC (incorporated by reference to Exhibit 10.2 to ARI's Quarterly Report on Form 10-Q for the quarter ended March 31, 2015, filed with the SEC on May 6, 2015).†

CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[***]”) to denote where omissions have been made.

May 6, 2015 EX-10.3

Parts Purchasing and Sale Agreement dated as of April 24, 2015 by and between American Railcar Industries, Inc. and ACF Industries, LLC (incorporated by reference to Exhibit 10.3 to ARI's Quarterly Report on Form 10-Q for the quarter ended March 31, 2015, filed with the SEC on May 6, 2015).†

CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (?[***]?) to denote where omissions have been made.

April 30, 2015 DEFA14A

American Railcar Industries DEFA14A

2015 Proxy Notice UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy St

April 30, 2015 DEF 14A

American Railcar Industries DEF 14A

2015 Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement

April 29, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

Q1 2015 Results 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 29, 2015 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

ARII Ex 99.1 (Q1 2015) Exhibit 99.1 P RESS R ELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com 636.940.6000 FOR RELEASE: April 29, 2015 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RECORD QUARTERLY REVENUE, EARNINGS AND SHIPMENTS First Quarter 2015 Highlights ? Record quarterly revenues of $263.8 million vs. prior year of $182.1 million - u

April 29, 2015 EX-99.2

EX-99.2

ARII Ex 99.2 (Supplemental Information Presentation) Exhibit 99.2

March 11, 2015 8-K

American Railcar Industries 8-K (Current Report/Significant Event)

March 2015 Grant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction

February 20, 2015 EX-10.38

Railcar Management Agreement dated as of October 16, 2014 by and between Longtrain Leasing II, LLC and American Railcar Leasing LLC. (incorporated by reference to Exhibit 10.38 to ARI's Annual Report on Form 10-K for the year ended December 31, 2014, filed with the SEC on February 20, 2015). †

CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[*****]”) to denote where omissions have been made.

February 20, 2015 EX-10.40

Eighth Amendment to the Axis Credit Agreement dated as of December 31, 2013 by and among ARI Component Venture LLC, Amsted Rail Company, Inc., and Axis Operating Company LLC (incorporated by reference to Exhibit 10.40 to ARI's Annual Report on Form 10-K for the year ended December 31, 2014, filed with the SEC on February 20, 2015).

Exhibit 10.40 EIGHTH AMENDMENT TO CREDIT AGREEMENT This Eighth Amendment to Credit Agreement (this "Amendment") is dated as of the day of December, 2013, and is by and among ARI Component Venture LLC, a Delaware limited liability company (in its capacity as Administrative Agent for all Lenders "ARI Co-Administrative Agent"), Amsted Rail Company, Inc., a Delaware corporation and successor to ASF-Ke

February 20, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51728 America

February 20, 2015 EX-21.1

Subsidiary 1. ARI Component Venture, LLC, a Delaware limited liability company 2. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3. ARI Longtrain, Inc., a Delaware corporation 4. Castings LLC, a Delaware limited liabi

Exhibit 21.1 American Railcar Industries, Inc. wholly owns the following companies: Subsidiary 1. ARI Component Venture, LLC, a Delaware limited liability company 2. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 3. ARI Longtrain, Inc., a Delaware corporation 4. Castings LLC, a Delaware limited liability company 5. Longtrain Leasing I, LLC, a Delaware limited liabi

February 20, 2015 EX-10.41

Ninth Amendment to the Axis Credit Agreement dated as of December 22, 2014 by and among ARI Component Venture LLC, Amsted Rail Company, Inc., and Axis Operating Company LLC (incorporated by reference to Exhibit 10.41 to ARI's Annual Report on Form 10-K for the year ended December 31, 2014, filed with the SEC on February 20, 2015).

EX-10.41 4 axis9thamendment-ex1041.htm EXHIBIT 10.41 Exhibit 10.41 NINTH AMENDMENT TO CREDIT AGREEMENT This Ninth Amendment to Credit Agreement (this "Amendment") is dated as of the day of December, 2014, and is by and among ARI Component Venture LLC, a Delaware limited liability company (in its capacity as Administrative Agent for all Lenders "ARI Co-Administrative Agent"), Amsted Rail Company, I

February 18, 2015 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: February 18, 2015 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RECORD EARNINGS AND SHIPMENTS FOR 2014 2014 Highlights • Record Adjusted EBITDA of $209.0 million vs. prior year of $181.1 million - up 15% • Record earnings per share of $4.66 vs. prior year of $

February 18, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

February 5, 2015 SC 13G/A

ARII / American Railcar Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 rrd365.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* AMERICAN RAILCAR INDUSTRIES (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

February 4, 2015 EX-10.1

Railcar Management Agreement dated as of January 29, 2015 by and between Longtrain Leasing III, LLC and American Railcar Leasing LLC (incorporated by reference to Exhibit 10.1 to ARI’s Current Report on Form 8-K, filed with the SEC on February 4, 2015).†

EX-10.1 CONFIDENTIAL TREATMENT CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[*****]”) to denote where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. Exhibit 10.1 RAILCAR MANAG

February 4, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction of incorpo

February 4, 2015 EX-4.1

Indenture by and between Longtrain Leasing III, LLC, as Issuer and U.S. Bank National Association, as Indenture Trustee, dated January 29, 2015 (incorporated by reference to Exhibit 4.1 to ARI’s Current Report on Form 8-K, filed with the SEC on February 4, 2015).†

EX-4.1 2 d863254dex41.htm EX-4.1 CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (“[*****]”) to denote where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. Exhibit 4.1 INDENTURE da

January 23, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2015 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commissio

January 23, 2015 EX-10.1

$250,000,000 Fixed Rate Secured Railcar Equipment Notes, Class A-1 $375,487,000 Fixed Rate Secured Railcar Equipment Notes, Class A-2 Longtrain Leasing III, LLC NOTE PURCHASE AGREEMENT

EX-10.1 Exhibit 10.1 Execution Version $250,000,000 Fixed Rate Secured Railcar Equipment Notes, Class A-1 $375,487,000 Fixed Rate Secured Railcar Equipment Notes, Class A-2 Longtrain Leasing III, LLC NOTE PURCHASE AGREEMENT January 23, 2015 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Credit Agricole Securities (USA) Inc. 1301 Avenue of the Americas New York, NY 1001

November 5, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

November 5, 2014 EX-99.1

EX-99.1

Exhibit 99.1

October 31, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

October 31, 2014 EX-10.1

First Amendment to the Purchasing and Engineering Services Agreement and License dated as of January 7, 2013 by and between American Railcar Industries, Inc. and ACF Industries, LLC, dated as of August 22, 2014 (incorporated by reference to Exhibit 10.1 to ARI's Quarterly Report on Form 10-Q for the quarter ended September 30, 2014, filed with the SEC on October 31, 2014). †

Exhibit 10.1 CONFIDENTIAL TREATMENT REQUESTED: Certain portions of this document have been omitted pursuant to a request for confidential treatment and, where applicable, have been marked with an asterisk (?[***]?) to denote where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. FIRST AMENDMENT TO AGREEMENT THIS FIRST AMENDM

October 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

October 30, 2014 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com 636.940.6000 FOR RELEASE: October 29, 2014 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS THIRD QUARTER RESULTS Third Quarter 2014 Highlights • 2014 Quarterly earnings per share of $1.12 vs. prior year of $0.98 - up 14% • 2014 Quarterly adjusted EBITDA of $48.6 million vs.

October 22, 2014 EX-10.1

Credit Agreement dated as of October 16, 2014 by and among Longtrain Leasing II, LLC, American Railcar Industries, Inc., Credit Suisse AG, New York Branch, and the lenders party thereto from time to time (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on October 22, 2014).

EX-10.1 2 longtrainleasingiiloanagre.htm EXHIBIT 10.1 EXECUTION VERSION $100,000,000 TERM LOAN AGREEMENT among LONGTRAIN LEASING II, LLC, as Borrower, THE LENDER[S] PARTY HERETO and CREDIT SUISSE AG, NEW YORK BRANCH, as Agent and Secured Party, Dated as of October 16, 2014 TABLE OF CONTENTS Page ARTICLE DEFINITIONS Section 1.1. Definitions 1 ARTICLE II AMOUNT AND TERMS OF THE LOANS 11 Section 2.1.

October 22, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

September 24, 2014 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: September 24, 2014 CONTACT: Jeffrey S. Hollister 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. NAMES JEFFREY S. HOLLISTER PRESIDENT AND CEO AND UMESH CHOKSI SENIOR VICE PRESIDENT, CFO AND TREASURER ST. CHARLES, MO (September 24, 2014) - American Railcar I

September 24, 2014 EX-10.1

Employment Agreement between American Railcar Industries, Inc. and Jeffrey S. Hollister, dated as of September 24, 2014 (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on September 24, 2014). #

Exhibit 10.1 JEFFREY S. HOLLISTER EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of September 24, 2014 (the “Commencement Date”) by and between American Railcar Industries, Inc., a North Dakota corporation (the “Company”) and Mr. Jeffrey S. Hollister (the “Executive”). WHEREAS, the Company desires to employ the Executive on a full-time basis and the Executive

September 24, 2014 EX-10.2

Via E-Mail

Exhibit 10.2 Via E-Mail September 24, 2014 Mr. Umesh Choksi Dear Umesh: We are pleased to offer you the position of Senior Vice President, Chief Financial Officer and Treasurer with American Railcar Industries, Inc. (the “Company”) at a semi-monthly salary of $12,500 (annualized at $300,000). Your employment is expected to begin on or around September 25, 2014. In this position, you will report to

September 24, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission

August 27, 2014 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IR

July 31, 2014 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: July 30, 2014 CONTACT: Dale C. Davies 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RECORD QUARTERLY REVENUE AND EARNINGS Second Quarter 2014 Highlights • Record quarterly revenue of $237.5 million vs. prior year of $159.4 million - up 49% • Recor

July 31, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

July 31, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

July 14, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS E

July 14, 2014 EX-10.1

AMERICAN RAILCAR INDUSTRIES, INC. Management Incentive Plan for Fiscal Year 2014

Exhibit 10.1 AMERICAN RAILCAR INDUSTRIES, INC. Management Incentive Plan for Fiscal Year 2014 I.PURPOSE The American Railcar Industries, Inc. Management Incentive Plan (the “Plan”) has been established for Fiscal Year 2014 for those Participants defined under Section III below. The purpose of this Plan is to provide additional compensation to Participants for their contribution to the achievement

July 2, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS E

June 4, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS E

June 2, 2014 EX-1.02

American Railcar Industries, Inc. Conflict Minerals Report

Exhibit 1.02 American Railcar Industries, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (CMR) of American Railcar Industries, Inc. (ARI or the Company) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period of January 1, 2013 to December 31, 2013 (the Reporting Period). Rule 13p-1 requires discl

June 2, 2014 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT American Railcar Industries, Inc. (Exact name of Registrant as Specified in its Charter) North Dakota 000-51728 43-1481791 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 100 Clark Street, St. Charles, Missouri

May 8, 2014 EX-99.1

EX-99.1

EX-99.1 2 ex991-q22014investorpresen.htm EXHIBIT Exhibit 99.1

May 8, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS Em

May 5, 2014 EX-10.1

Form of 2014 Stock Appreciation Rights Agreement (incorporated by reference to Exhibit 10.1 to ARI's Quarterly Report on Form 10-Q for the quarter ended March 31, 2014, filed with the SEC on May 5, 2014). #

Exhibit 10.1 FORM OF AMERICAN RAILCAR INDUSTRIES, INC. 2005 EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHTS AGREEMENT Name of SARs Holder: Grant Date: Total Number of SARs: Exercise Price Per SAR: SAR Term/Expiration Date: Pursuant to and in accordance with the American Railcar Industries, Inc. 2005 Equity Incentive Plan, as amended from time to time (the “Plan”), this Stock Appreciation Rights Ag

May 5, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERIC

May 5, 2014 EX-10.2

Offer Letter between American Railcar Industries, Inc. and Yevgeny Fundler, dated as of February 26, 2014 (incorporated by reference to Exhibit 10.2 to ARI's Quarterly Report on Form 10-Q for the quarter ended March 31, 2014, filed with the SEC on May 5, 2014). #

EX-10.2 3 exhibit102fundlerofferlett.htm EXHIBIT 10.2 Exhibit 10.2 February 26, 2014 Mr. Yevgeny Fundler 145 East 92nd Street Apt 10-A New York, NY 10128 Dear Yevgeny: We are pleased to offer you the position of Senior Vice President & General Counsel with American Railcar Industries, Inc. (the “Company”) at a semi-monthly salary of $8,333.34 (annualized at $200,000), payable in accordance with th

May 1, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (IRS

May 1, 2014 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 2 ariiex991q12014.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: April 30, 2014 CONTACT: Dale C. Davies 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS First Quarter 2014 Highlights • Quarterly Earnings Per Share of $0.97 vs. prior year of $0.84 - u

April 30, 2014 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confide

February 25, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51728 America

February 25, 2014 EX-21.1

Subsidiary 1. 2. ARI Component Venture, LLC, a Delaware limited liability company 3. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 4. ARI Longtrain, Inc., a Delaware corporation 5. Castings LLC, a Delaware limited li

Exhibit 21.1 American Railcar Industries, Inc. wholly owns the following companies: Subsidiary 1. 2. ARI Component Venture, LLC, a Delaware limited liability company 3. ARI Fleet Services of Canada, Inc., a corporation registered in Ontario, Canada 4. ARI Longtrain, Inc., a Delaware corporation 5. Castings LLC, a Delaware limited liability company 6. Longtrain Leasing I, LLC, a Delaware limited li

February 24, 2014 EX-99.1

EX-99.1

February 24, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

February 20, 2014 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

EX-99.1 2 ariiex991q4-2013.htm EARNINGS RELEASE Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: February 19, 2014 CONTACT: Dale C. Davies Michael Obertop 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS RECORD EARNINGS FOR 2013 AND BOARD APPROVES 60% INCREASE IN QUARTERLY DIVIDEND 2013 Highlights

February 20, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

February 10, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

February 10, 2014 SC 13G/A

ARII / American Railcar Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AMERICAN RAILCAR INDUSTRIES (Name of Issuer) Common Stock (Title of Class of Securities) 02916P103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 15, 2014 EX-10.1

Amended and Restated Credit Agreement dated as of January 15, 2014 by and among Longtrain Leasing I, LLC, American Railcar Industries, Inc., Key Equipment Finance, a division of KeyBank National Association, as administrative agent, and the lenders party thereto from time to time (incorporated by reference to Exhibit 10.1 to ARI's Current Report on Form 8-K, filed with the SEC on January 15, 2014).

Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Among LONGTRAIN LEASING I, LLC, a Delaware limited liability company, as Borrower, AMERICAN RAILCAR INDUSTRIES, INC., as Seller, VARIOUS LENDERS FROM TIME TO TIME PARTY HERETO, KEY EQUIPMENT FINANCE, A DIVISION OF KEYBANK NATIONAL ASSOCIATION, as Administrative Agent and KEY EQUIPMENT FINANCE, A DIVISION OF KEYBANK NATIONAL ASSOCIATION, as Syndica

January 15, 2014 EX-10.2

Amendment No. 1 to the Longtrain Railcar Management Agreement dated as of January 15, 2014 by and between Longtrain Leasing I, LLC and American Railcar Leasing LLC (incorporated by reference to Exhibit 10.2 to ARI's Current Report on Form 8-K, filed with the SEC on January 15, 2014).

EX-10.2 3 ari-amendmenttormaxexhibit.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT NO. 1 TO RAILCAR MANAGEMENT AGREEMENT This Amendment to the Railcar Management Agreement (this “Amendment”) is dated as of January 15, 2014, between LONGTRAIN LEASING I, LLC, a Delaware limited liability company (“Owner”) and AMERICAN RAILCAR LEASING LLC, a Delaware limited liability company (together with any successor m

January 15, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2014 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

January 6, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2013 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (

January 6, 2014 EX-10.1

PURCHASE AGREEMENT

Exhibit 10.1 PURCHASE AGREEMENT This PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of December 27, 2013 by and among Cresta Fund Ltd., a private company limited by shares domiciled in Mauritius and duly licensed as a collective investment scheme expert fund for investments into Asian and other global markets (the “Purchaser”), and American Railcar Industries Inc., a North Dakot

November 5, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AM

October 31, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction (Commission (I

October 31, 2013 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301

Exhibit 99.1 PRESS RELEASE AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 www.americanrailcar.com FOR RELEASE: October 30, 2013 CONTACT: Dale C. Davies Michael Obertop 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. REPORTS STRONG THIRD QUARTER Highlights • 2013 Quarterly Revenues of $198.9 million vs. prior year of $168.2 million • 2013 Quarterly Operating Earnings

October 11, 2013 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2013 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) North Dakota 000-51728 43-1481791 (State or other jurisdiction of inc

October 11, 2013 EX-99.1

AMERICAN RAILCAR INDUSTRIES, INC. APPOINTS JEFF HOLLISTER PRESIDENT AND INTERIM CEO

EX-99.1 2 d611487dex991.htm EX-99.1 Exhibit 99.1 AMERICAN RAILCAR INDUSTRIES, INC. 100 Clark Street, St. Charles, Missouri 63301 NEWS RELEASE FOR RELEASE: OCTOBER 11, 2013 CONTACT: Dale C. Davies PHONE: 636.940.6000 AMERICAN RAILCAR INDUSTRIES, INC. APPOINTS JEFF HOLLISTER PRESIDENT AND INTERIM CEO ST. CHARLES, MO (October 11, 2013) – American Railcar Industries, Inc. (NASDAQ: ARII) (“ARI” or the

September 23, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2013 AMERICAN RAILCAR INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-51728 43-1481791 (State or other jurisdiction of incorpora

August 5, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 000-51728 AMERICA

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